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REGISTER

FEDERAL
9 3 4

VOLUME 6

c
P

Ointed

NUMBER 192

Washington, Thursday, October 2, 1941
Rules, Regulations, Orders TITLE 17COMMODITY AND SECURI
TIES EXCHANGES
CHAPTER 33SECURITIES AND EX
CHANGE COMMISSION
P art 240G e n e r a l R u l e s a n d R e g u l a

ports under section 20 of the Interstate Commerce Act, as amended, may be registered for when issued dealing on a national securities exchange, provided that:

CONTENTS
RULES, REGULATIONS, ORDERS
T itle 17Commodity ities E xchanges:

and
S ecur
1 The reorganization managers, if Securities and Exchange Com any, or other person entrusted with the mission:
PaSe duty of consummating the P l a n of Registration of unissued se Reorganization has filed a written state t io n s , S e c u r it ie s E x c h a n g e A c t o f curities for when is ment with such exchange and a dupli 1934
sued dealing_________ 4985
cate signed original with the Commis sion advising that:
AMENDMENTS TO RULES RELATING TO THE
T itle 26I nternal R evenue:
REGISTRATION OF UNISSUED SECURITIES
Bureau of Internal Revenue:
1 The Plan of Reorganization has FOR W HEN ISSUED DEALING ON NATIONAL
Machine guns, etc., taxes re been finally confirmed or otherwise SECURITIES EXCHANGES
finally approved by order of the court in lating to; correction----- 4986.
The Securities and Exchange Commis which the receivership or bankruptcy T itle 30M ineral R esources:
sion acting pursuant to authority con proceeding is pending and that the time Bituminous Coal Division:
ferred upon it by the Securities Ex during which an appeal may be taken Minimum price schedules; re change Act of 1934, as amended, partic from such order has expired and that no lief granted, etc. i ularly sections 12 d and 23 a thereof, such appeal is pending; and and deeming it necessary or appropriate District Board 1-. 4987
ii Prior to the date when such un in the public interest or for the protec issued security is made available for de District Board 6 . 4988
tion of investors so to do hereby amends livery, application will be made for listing District Board 7_. _____ 4989
240.12d3-l to 240.12d3-9 Regulation and for registration of such unissued District Board 8 4 docuX-12D31 as follows:
security pursuant to section 12 b and 4990,5004,5005
ments___
I. By a d d i n g a f t e r 240.12d3-9, c of the Act Sec. 12, 48 Stat. 892; 15
District Board 9 3 docuU.S.C.
781
on such exchange or on 240.12d3-10. The text of 240.12d3-10
4993,4995, 4996
ments__!.
another exchange in the same city.
reads as follows:
District Board 10. _____ 4997
2 Such unissued security is the sub 240.12d3-10 Registration of an un District Board 13. _____ 5001
issued security, other than a warrant, to ject of a right to subscribe to or other 5002
District Board 14.
be issued pursuant to a plan of reorgan wise acquire such unissued security _____
5003
15.
District Board ization in connection with a receivership granted to the holders of a security District Board 18. _____ 5005
proceeding or bankruptcy proceeding which is admitted to dealing on a na 5005
District Board 20.
under section 77 of the Bankruptcy Act, tional securities exchange.
3 A registration statem ent under of a carrier required to make annual District Board 22. _____ 5005
reports under section 20 of the Inter the Securities Act of 1933, as amended T it l e 32N a t i o n a l D e f e n s e :
48 Stat. 74; 15 UJ3.C. 77a, is in effect as state Commerce Act, as amended, a Export Control:
Notwithstanding the p r o v i s i o n s of to such unissued security, if such regis _____ 5006
Schedule No .21
240.12d3-4 Rule X-12D3-4, an un tration is required.
Office of Petroleum Coordinator issued security, other than a warrant, to 4 If such unissued security is the be issued pursuant to a Plan of Reorgani subject of a warrant evidencing a right for National Defense:
zation, confirmed by a court of com to subscribe to or otherwise acquire such Recommendations by the Pe petent jurisdiction in a receivership unissued security, such warrant shall extroleum Coordinator 11
proceeding or a bankruptcy proceeding documents_______ 5013-5018
under section 77 of the Bankruptcy Act,1
S ec. 20, 24 s t a t . 386; sec . 7, 34 S ta t. 593;
Office of Price Administration:
of a carrier required to make annual rec. 193, 35 S ta t. 648; sec. 14, 36 S ta t. 555;
Paper and paper products, sec. 1, 88 S t a t. 1196; c. 301, 89 S ta t. 441; sec.
434438, 41 S ta t. 495; c . 761, 44 S ta t. 835; sec .
1 Sec. 1, 47 S ta t. 1474; c. 774, 49 S ta t. 911;
price schedule No. 32
5012
c. 833, 49 S ta t. 1969; c . 689, 53 S t a t. 1406;
I l U.S.C. 205.

3, 44 S t a t. 1448; c. 208, 46 S t a t. 251; 49 U .S.C .,
20.

C o n tin u e d o n n e x t p a g e

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