Federal Register - March 15, 2021
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Source: Federal Register
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Federal Register / Vol. 86, No. 48 / Monday, March 15, 2021 / Notices
AMAC will hold a public meeting on Friday, March 19, 2021 at 9:00 a.m.
PLACE: The meeting will be conducted by remote means. Members of the public may watch the webcast of the meeting on the Commissions website at www.sec.gov.
STATUS: The meeting will begin at 9:00
a.m. and will be open to the public by webcast on the Commissions website at www.sec.gov.
MATTERS TO BE CONSIDERED: On February 26, 2021, the Commission issued notice of the meeting Release No. 3491214, indicating that the meeting is open to the public and inviting the public to submit written comments to AMAC.
This Sunshine Act notice is being issued because a majority of the Commission may attend the meeting.
The meeting will include a discussion of matters in the asset management industry relating to 1 the ESG
Subcommittee, including a panel discussion on that Subcommittees potential recommendations of December 1, 2020; 2 the Diversity & Inclusion and Private Investments Subcommittees, including potential recommendations from those Subcommittees; and 3
AMACs agenda for 2021.
CONTACT PERSON FOR MORE INFORMATION:
For further information, please contact Vanessa A. Countryman from the Office of the Secretary at 202 5515400.
Dated: March 11, 2021.
Vanessa A. Countryman, Secretary.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.7
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202105236 Filed 31221; 8:45 am BILLING CODE 801101P
SECURITIES AND EXCHANGE
COMMISSION
Release No. 3491283; File No. SR
NYSEArca2020105
SECURITIES AND EXCHANGE
COMMISSION
Self-Regulatory Organizations; NYSE
Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating To List and Trade the Shares of the Teucrium Water Fund Under NYSE Arca Rule 8.200E, Commentary .02
Release No. 3491281; File No. SR
NYSEArca202084
March 9, 2021.
FR Doc. 202105379 Filed 31121; 11:15 am BILLING CODE 801101P
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE
Arca Rule 8.900E To Adopt Generic Listing Standards for Managed Portfolio Shares March 9, 2021.
khammond on DSKJM1Z7X2PROD with NOTICES
Managed Portfolio Shares. On October 2, 2020, the Exchange filed Amendment No. 1 to the proposed rule change. The proposed rule change, as modified by Amendment No. 1, was published for comment in the Federal Register on October 13, 2020.3 On November 13, 2020, pursuant to Section 19b2 of the Act,4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.5
On December 31, 2020, the Commission instituted proceedings to determine whether to approve or disapprove the proposed rule change.6 The Commission received no comments on the proposed rule change. On March 5, 2021, the Exchange withdrew the proposed rule change, as modified by Amendment No.
1 SRNYSEArca202084.
On September 22, 2020, NYSE Arca, Inc. NYSE Arca filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4
thereunder,2 a proposed rule change to amend NYSE Arca Rule 8.900E to adopt generic listing standards for 1 15
2 17
U.S.C. 78sb1.
CFR 240.19b4.
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On November 25, 2020, NYSE Arca, Inc. Exchange or NYSE Arca filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4 thereunder,2 a proposed rule change to list and trade the shares Shares of the Teucrium Water Fund Fund under NYSE Arca Rule 8.200
E, Commentary .02. The proposed rule change was published for comment in 3 See Securities Exchange Act Release No. 90104
October 7, 2020, 85 FR 64598.
4 15 U.S.C. 78sb2.
5 See Securities Exchange Act Release No. 90418, 85 FR 73812 November 19, 2020.
6 See Securities Exchange Act Release No. 90835, 86 FR 0630 January 6, 2021.
7 17 CFR 200.303a12.
1 15 U.S.C. 78sb1.
2 17 CFR 240.19b4.
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the Federal Register on December 14, 2020.3
On January 14, 2021, pursuant to Section 19b2 of the Act,4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.5 The Commission has received no comment letters on the proposed rule change. This order institutes proceedings under Section 19b2B of the Act 6 to determine whether to approve or disapprove the proposed rule change.
I. Summary of the Proposal 7
The Exchange proposes to list and trade the Shares of the Fund under NYSE Arca Rule 8.200E, Commentary .02, which governs the listing and trading of Trust Issued Receipts on the Exchange.8 The Fund, which will be managed and controlled by Teucrium Trading, LLC Sponsor, is a series of Teucrium Commodity Trust Trust.9
U.S. Bank, N.A. will be the custodian for the Fund, and U.S. Bancorp Fund Services, LLC Administrator will be the administrator and transfer agent for the Fund.10 Foreside Fund Services, 3 See Securities Exchange Act Release No. 90608
December 8, 2020, 85 FR 80854 Notice.
4 15 U.S.C. 78sb2.
5 See Securities Exchange Act Release No. 90927, 86 FR 6719 January 22, 2021. The Commission designated March 14, 2021, as the date by which it should approve, disapprove, or institute proceedings to determine whether to disapprove the proposed rule change.
6 15 U.S.C. 78sb2B.
7 The Commission notes that additional information regarding the Trust, the Shares, and the Fund, including investment strategies, calculation of net asset value and indicative fund value, creation and redemption procedures, and additional background information about the water market and water futures contracts, among other things, can be found in the Notice and the registration statement filed with the Commission on Form S1 File No.
333248948 under the Securities Act of 1933, as applicable.
8 See NYSE Arca Rule 8.200E, Commentary .02.
NYSE Arca Rule 8.200E permits the listing and trading of Trust Issued Receipts, defined as a security 1 that is issued by a trust that holds specific securities deposited with the trust; 2 that, when aggregated in some specified minimum number, may be surrendered to the trust by the beneficial owner to receive the securities; and 3
that pay beneficial owners dividends and other distributions on the deposited securities, if any are declared and paid to the trustee by an issuer of the deposited securities. Commentary .02 applies to Trust Issued Receipts that invest in Financial Instruments, which are defined as any combination of investments, including cash;
securities; options on securities and indices; futures contracts; options on futures contracts; forward contracts; equity caps, collars, and floors; and swap agreements.
9 See Notice, 85 FR at 80854.
10 See id.
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