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Federal Register / Vol. 86, No. 29 / Tuesday, February 16, 2021 / Rules and Regulations ii. Removing the citation 200.30
14j and adding in its place the citation 200.3014i and k; and c. In paragraph e:
i. Removing the words the foregoing and adding in their place paragraphs a through d of this section; and ii. Removing the words he or she and adding in their place the words the Secretary.

200.3010

200.3013

Amended
29. Section 200.3010 is amended by:
a. In the introductory text:
i. Removing the provisions of Pub. L.
87592, 76 Stat. 394 and adding in its place sections 4A and 4B of the Securities Exchange Act of 1934, as amended; and ii. Removing the word his and adding in its place the Chief Administrative Law Judges;
b. In paragraph a6:
i. Removing the word subpenas and adding subpoenas; and ii. Removing Rule 232 of the Commissions Rules of Practice, 201.232
of this chapter and adding in its place 201.232 of this chapter Rule 232 of the Commissions Rules of Practice;
and c. In paragraph c:
i. Removing the words the foregoing and adding in their place paragraphs a and b of this section; and ii. Removing the words he or she and adding in their place the Chief Administrative Law Judge.
30. Section 200.3011 is amended by:
a. In the introductory text, removing the words him or her or under his or her and adding in their place the words the Chief Accountant or under the Chief Accountants;
b. In paragraph a4:
i. Removing the words he or she and adding in their place the words the Chief Accountant; and ii. Removing the citation 202.140
and adding in its place 202.140 of this chapter;
c. In paragraph b2, removing the words his or her and adding in their place the words the Chief Accountants;
d. Redesignating paragraph c as paragraph d;
e. Adding new paragraph c; and f. In newly redesignated paragraph d:
i. Removing the words the foregoing and adding in their place paragraphs a through c of this section; and ii. Removing the words he or she and adding in their place the words the Chief Accountant.
The addition reads as follows:

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200.3011 Delegation of authority to the Chief Accountant.

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15:57 Feb 12, 2021

c To administer the provisions of 240.24c1 of this chapter; provided that access to nonpublic information as defined in 240.24c1 shall be provided only with the concurrence of the head of the Commission division or office responsible for such information or the files containing such information.

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Amended
31. Section 200.3013 is amended by:
a. In the introductory text, removing the words him or her, or under his or her and adding in their place the words the Chief Financial Officer or under the Chief Financial Officers;
and b. In paragraph c, removing the words his or her and adding in their place the words the Secretary of the Treasurys.

200.3014

32. Section 200.3014 is amended by:
a. In the introductory text, removing the words him or her or under his or her and adding in their place the words the General Counsel or under the General Counsels;
b. In paragraph b, removing the words and amicus curiae and adding in their place the words an amicus curiae;
c. In paragraph h1iii, removing the word his and adding in its place the word an;
d. In paragraph i:
i. Removing the words paragraph g of this section, the functions described in paragraph g and adding in their place the words paragraph h of this section, the functions described in paragraph h;
ii. Removing the words Executive Assistant to the Chairman and adding in its place the words Secretary of the Commission; and iii. Removing the citation 200.30
16 and adding in its place the citation 200.307; and e. In paragraph l:
i. Removing the citation paragraphs g or i and adding in its place paragraph h or j; and ii Removing the words he or she and adding in their place the words the General Counsel.
Amended
33. Section 200.3015 is amended by removing the words him or her or under his or her and adding in their place the words the Chief Operating Officer or under the Chief Operating Officers.

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Removed and Reserved
34. Section 200.3016 is removed and reserved.
35. Section 200.3018 is amended by:
a. Revising the section heading and introductory text;
b. Removing and reserving paragraphs b, e through h, and k2;
c. In paragraph l1, removing the words him or her and adding in their place the words the member;
d. Redesignating paragraph m as paragraph n;
e. Adding new paragraph m; and f. In newly redesignated paragraph n:
i. Removing the words the foregoing and adding in their place paragraphs a through m of this section; and ii. Removing the words the OCIE
and adding in their place the word Examinations.
The addition and revisions read as follows:

Amended

200.3015

200.3016

9447

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200.3018 Delegation of authority to Director of the Division of Examinations.

Pursuant to the provisions of Public Law 100181, 101 Stat. 1254, 1255 15
U.S.C. 78d1, 78d2, the Securities and Exchange Commission hereby delegates, until the Commission orders otherwise, the following authority to the Director of the Division of Examinations Examinations to be performed by the Director or by such other person or persons as may be designated from time to time by the Chairman of the Commission:

m With respect to the Securities Exchange Act of 1934 15 U.S.C. 78a et seq.:
1 Under section 15Fb of the Act 15
U.S.C. 78o10b:
i To authorize the issuance of orders granting on-going registration to security-based swap dealers and major security-based swap participants based on the security-based swap dealers or major security-based swap participants application, pursuant to 240.15Fb2
1e of this chapter Rule 15Fb21e;
ii To authorize the issuance of orders canceling the registration of security-based swap dealers and major security-based swap participants registered pursuant to 240.15Fb21 of this chapter Rule 15Fb21 if such persons are no longer in existence or have ceased to do business as securitybased swap dealers or major securitybased swap participants, pursuant to 240.15Fb33a of this chapter Rule 15Fb33a; and iii To determine by order, pursuant to 240.15Fb32b of this chapter Rule 15Fb32b, whether notices of withdrawal of registration filed by
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