Voglio sapere a riguardo di…

khammond on DSKJM1Z7X2PROD with RULES

9446

Federal Register / Vol. 86, No. 29 / Tuesday, February 16, 2021 / Rules and Regulations
only with the concurrence of the head of the Commission division or office responsible for such information or the files containing such information.
10 To administer the provisions of section 24d of the Act 15 U.S.C.
78xd.
11 Pursuant to section 19b2 of the Act, 15 U.S.C. 78sb2, and section 19b3 of the Act, 15 U.S.C. 78sb3, to institute proceedings to determine whether a proposed rule change of the Municipal Securities Rulemaking Board should be disapproved and to provide to the Municipal Securities Rulemaking Board notice of the grounds for disapproval under consideration. If the Commission has not taken action on a proposed rule change for which delegated authority has been withdrawn under paragraph a12 of this section prior to the expiration of the applicable time period specified in section 19b2
of the Act, 15 U.S.C. 78sb2, then the Director shall institute pursuant to delegated authority proceedings to determine whether the proposed rule change should be disapproved. In addition, pursuant to section 19b2B
of the Act, 15 U.S.C. 78sb2B, to extend for a period not exceeding 240
days from the date of publication of notice of the filing of a proposed rule change pursuant to section 19b1 of the Act, 15 U.S.C. 78sb1, the period during which the Commission must issue an order approving or disapproving the proposed rule change and to determine whether such longer period is appropriate and publish the reasons for such determination.
12 Pursuant to section 19b3C of the Act, 15 U.S.C. 78sb3C, to temporarily suspend a change in the rules of the Municipal Securities Rulemaking Board.
13 Pursuant to 240.19b4f6iii of this chapter Rule 19b4f6iii, to reduce the period before which a proposed rule change can become operative, and to reduce the period between an Municipal Securities Rulemaking Board submission of a filing and a pre-filing notification.
14 Pursuant to section 36 of the Act 15 U.S.C. 78mm, to review and grant or deny exemptions from the rule filing requirements of section 19b 15 U.S.C.
78sb of the Act, in a case where the Municipal Securities Rulemaking Board elects to incorporate by reference one or more rules of another self-regulatory organization, provided that the following specified terms and conditions are met:
i The Municipal Securities Rulemaking Board, when electing to incorporate rules of another selfregulatory organization, has requested to
VerDate Sep<11>2014

15:57 Feb 12, 2021

Jkt 253001

incorporate rules other than trading rules e.g., the Municipal Securities Rulemaking Board has requested to incorporate rules such as margin, suitability, arbitration;
ii The Municipal Securities Rulemaking Board, when electing to incorporate rules of another selfregulatory organization has requested to incorporate by reference categories of rules rather than to incorporate individual rules within a category; and iii The Municipal Securities Rulemaking Board has reasonable procedures in place to provide written notice to its members each time a change is proposed to the incorporated rules of another self-regulatory organization.
b To consult on behalf of the Commission pursuant to section 18t1
of the Federal Deposit Insurance Act 12
U.S.C. 1828t1 with respect to matters described in 200.19a.

25. Section 200.303b is added to read as follows:
200.303b Delegation of authority to Director of the Office of Credit Ratings.

Pursuant to the provisions of Public Law 100181, 101 Stat. 1254, 1255 15
U.S.C. 78d1, 78d2, the Securities and Exchange Commission hereby delegates, until the Commission orders otherwise, the following functions to the Director of the Office of Credit Ratings to be performed by the Director or under the direction of the Director by such person or persons as may be designated from time to time by the Chairman of the Commission:
a With respect to the Securities Exchange Act of 1934 15 U.S.C. 78a et seq.:
1 To grant and deny applications for confidential treatment filed pursuant to section 24b of the Act 15 U.S.C.
78xb and 240.24b2 of this chapter Rule 24b2 thereunder;
2 To revoke a grant of confidential treatment for any such application.
b With respect to the Securities Exchange Act of 1934 15 U.S.C. 78a et seq.:
1 To administer the provisions of 240.24c1 of this chapter; provided that access to nonpublic information as defined in 240.24c1 shall be provided only with the concurrence of the head of the Commission division or office responsible for such information or the files containing such information.
2 To administer the provisions of section 24d of the Act 15 U.S.C.
78xd.
200.305

Amended
26. Section 200.305 is amended by:

PO 00000

Frm 00014

Fmt 4700

Sfmt 4700

a. In the introductory text:
i. Removing the citation Pub. L. 87
592, 76 Stat. 394 and adding in its place the citation sections 4A and 4B
of the Securities Exchange Act of 1934, as amended,; and ii. Removing the words him or under his and adding in their place the words the Director or under the Directors;
b. In paragraph a4ii, removing the word he and adding in its place the words the applicant;
c. In paragraph b11, removing the word him and adding in its place the words the Director;
d. In paragraph b12:
i. Removing the word he and adding in its place the words the Director; and ii. Removing the word him and adding in its place the words the Director;
e. Removing and reserving paragraph h1; and f. In paragraph h2, removing the word he and adding in its place the words the Director.
27. Section 200.306 is amended by:
a. In the introductory text:
i. Removing the provisions of Pub. L.
87592, 76 Stat. 394 and adding in its place sections 4A and 4B of the Securities Exchange Act of 1934, as amended 15 U.S.C. 78d1, 78d2;
and ii. Removing the words him or under his and adding in their place the words the Regional Director or under the Regional Directors; and b. Revising paragraph e.
The revision reads as follows:

200.306 Delegation of authority to Regional Directors.

e Notwithstanding anything in paragraphs a through d of this section, in any case in which the Regional Director believes it appropriate, the Regional Director may submit the matter to the Commission.
200.307

Amended
28. Section 200.307 is amended by:
a. In the introductory text:
i. Removing the provisions of Pub. L.
87592, 76 Stat. 394 15 U.S.C. 78d1
and adding in its place sections 4A and 4B of the Securities Exchange Act of 1934, as amended 15 U.S.C. 78d1, 78d2; and ii. Removing the words him or under his and adding in their place the words the Secretary or under the Secretarys;
b. In paragraph d:
i. Removing the citation 200.30
14i and adding in its place the citation 200.3014h and j; and

E:FRFM16FER1.SGM

16FER1