Federal Register - August 8, 1939
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Source: Federal Register
F E D E R A L R E G I S T E R , Tuesday, August 8, 1939
3536
Mines Co., Empire Chief Mining Co., Lookout Mountain Mining & Develop ment Co., and C. S. Hassler, whereas in truth and in fact, as the registrant and Gibbs well knew, Gibbs & Company had not sold any securities for Lookout Mountain Mining & Development Co. or for C. S. Hassler, had made only one sale for Consolidated Silver Mountain Mines Co. and Empire Chief Mining Co., re spectively, and had sold only a small amount of stock for Clio-vindicator Mines Co. No exceptions were taken to the Trial Examiners report.1
We have independently reviewed the record, and on the basis thereof, adopt the Trial Examiners findings. We find that the revocation of the registration of Mine Sales, Inc., is in the public interest.
I t is therefore ordered, Pursuant to Section 15 b of the Securities Ex change Act of 1934 that the registration of Mine Sales, Inc., be, and it is hereby, revoked.
By the Commission.
seal F r a n c is P. B rassor , Secretary.
P . R. Doc. 39-2879; Piled, August 5, 1939;
10:59 a. m .
United States of America Before the Securities and Exchange Commission A t a regular session of the Securities and Exchange Commission, held at its office in the City of Washington, D. C., on the 3rd day of August, A. D. 1939.
File No. 31-127
I n t h e M a tter o f F r a n k l i n T . G r i f f i t h , J. C. A i n s w o r t h a n d E. B . M ac N a u g h t o n , as V o t in g T r u s t e e s U n d e r T h a t V o t in g T r u s t A g r e e m e n t D ated N o
v e m b e r 1, 1932 B e t w e e n S a id T r u s t e e s a n d t h e H o ld er s o f S h a r e s o f C o m
m o n S t o c k o f t h e P a c if ic N o r t h w e s t P u b l i c S e r v ic e C o m p a n y N o w P o r t
l a n d E l e c t r ic P o w e r C o m p a n y
P u blic
Utility
Holding 1935
Company
Act
of
ORDER CONSENTING TO W ITHDRAW AL OF
APPLICATION
Upon the request of the applicants, the Commission consents to the with drawal of the application of the abovenamed applicants, and to that effect I t is so ordered, and I t is further ordered, That the hearing now pending on such application be and it is hereby cancelled.
By the Commission.
seal
F r a n c is P . B rasso r ,
Secretary.
P. R. Doc. 39-2882; Piled, AUgust 5, 1939;
11:01 a. m.
1Chester D. Gibbs stated at the hearing -that he proposed to discontinue the sale of securities, and that he, on behalf of Mine Sales, Inc., was willing to consent to the revocation of the broker-dealer registration of that Company.
United States of America Before the to the Commission under section 18 c Securities and Exchange Commission of said Act and to a trial examiner under A t a regular session of the Securities the Commissions Rules of Practice to and Exchange Commission, held at its continue or postpone said hearing from time to time.
office in the City of Washington, D. C., Notice of such hearing is hereby given on the 3rd day of August, A. D. 1939.
to such declarant or applicant and to any File No. 31-179
other person whose participation in such I n the M atter of F ranklin T. G riffith , proceeding may be in the public interest J. C. A insw o rth and E. B. M ac N augh - or for the protection of investors or con ton , T rustees U nder T hat D eclara sumers. It is requested that any person tion of T rust M ade b y F ranklin T. desiring to be heard or to be admitted as G riffith on N ovember 26, 1935, in re a party to such proceeding shall file a the H oldings of 51,414 S hares of the notice to that effect with the Commission S econd P referred S tock of the P ort on or befote August 14, 1939.
The matter concerned herewith is in land E lectric P ower C om pany regard to an application by Northern P u blic Utility Holding Company Act of Indiana Public Service Company pursu 1935
ant to section 6 b of the Public Utility ORDER CONSENTING TO W ITHDRAW AL OF
Holding Company Act of 1935 for ex APPLICATION
emption from the provisions of section Upon the request of the applicants, the 6 a of said Act of the issue and sale Commission consents to the withdrawal of $45,000,000 principal amount of its of the application of the above-named First Mortgage Bonds, Series A, 3
due August 1, 1969, and $6,000,000 prin applicants, and to that effect cipal amount of its Serial Notes due in I t is so ordered, and I t is further ordered, That the hearing twenty equal semi-annual instalments now pending on such application be and from February 1, 1940 to August 1, 1949, said Notes to bear interest at an average it is hereby cancelled.
rate of not to exceed 3% per annum. The By the Commission.
net proceeds of the sale of the Series seal F r a n c is P . B rasso r , A Bonds and the Serial Notes, together, Secretary.
if necessary, with other funds in the F. R. Doc. 39-2883; Filed, August 5, 1939; treasury of the Applicant, are to be used 11:01 a. m.
for calling, paying, redeeming and re funding Applicants presently outstand ing bonds aggregating $48,916,000 prin United States of America Before the cipal amount. The premium on calling the bonds to be refunded will be $2,282,Securities and Exchange Commission 610, and the total cash required to redeem A t a regular session of the Securities said bonds, exclusive of interest, will be and Exchange Commission held at its $51,198,610.
office in the City of Washington, D. C., By the Commission.
on the 4th day of August, A. D. 1939.
seal F r a n c is P. B rassor, Pile No. 32-167
Secretary.
I n t h e M a t t er o f N o r t h e r n I n d ia n a P u b l i c S e r v ic e C o m p a n y
P . R. Doc. 39-2881; PUed, August 5, 1939;
11:00 a. m.
n o t i c e o f a n d order f o r h e a r in g
An application pursuant to section 6 b of the Public Utility Holding Com pany Act of 1935, having been duly filed with this Commission by the abovenamed party;
I t is ordered, That a hearing on such matter be held on August 18, 1939, at 10 oclock in the forenoon of that day, at the Securities and Exchange Building, 1778 Pennsylvania Avenue, NW., Wash ington, D. C. On such day the hearingroom clerk in room 1102 will advise as to the room where such hearing will be held. A t such hearing, if in respect of any declaration, cause shall be shown why such declaration shall become effec tive.
It is further ordered, That Robert P.
Reeder or any other officer or officers of the Commission designated by it for that purpose shall preside at the hearings in such matter. The officer so designated to preside at any such hearing is hereby authorized to exercise all powers granted
United States of America Bejore me Securities and Exchange Commission At a regular session of the Securities and Exchange Commission, held at its office in the City of Washington, D. C., on the 7th day of August, A. D. 1939.
Pile Nos. 56-54, 46-163
I n t h e M atter o f t h e . U n it e d L ig h t and P o w e r C o m p a n y , t h e U n it e d L ig h t and R a i l w a y s C o m p a n y ; a n d i n t h e M atter o f A la b a m a W ater S er vice C orpora
t i o n , F ederal W ater S e r v ic e C orpora t io n
NOTICE OF AND ORDER FOR HEARING
A joint application pursuant to Rule U-12D-1 of the Public Utility Holding Company Act of 1935 having been duly filed with this Commission by The United Light and Power Company and by The United Light and Railways Company;