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Federal Register / Vol. 86, No. 209 / Tuesday, November 2, 2021 / Notices necessitated by credit losses, liquidity shortfalls, losses from general business risk, or any other losses.19 OCC believes that the proposed changes to the RWD
Plan are consistent with Rule 17Ad 22e3ii 20 because they will help ensure that the plan accurately reflects the titles, responsibilities and reporting lines for OCCs staff.
B Clearing Agencys Statement on Burden of Competition Section 17Ab3I of the Act 21
requires that the rules of a clearing agency not impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. OCC does not believe that the proposed rule change would have any impact or impose any burden on competition. The proposal relates only to changes to OCCs internal management structure with respect to officers who hold the title of Vice President and its derivatives and to recognize OCCs Chief Financial Officer and have no effect on OCC
clearing members. OCC does not believe the proposal would affect access to OCCs services.

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C Clearing Agencys Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others Written comments on the proposed rule change were not and are not intended to be solicited with respect to the proposed rule change, and none have been received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Pursuant to Section 19b3A 22 of the Act, and Rule 19b4f6
thereunder,23 the proposed rule change is filed for immediate effectiveness because it does not: i Significantly affect the protection of investors or the public interest; ii impose any significant burden on competition; and iii by its terms would not become operative for 30 days after the date of the filing, or such shorter time as the Commission may designate. As described above, the proposal would narrowly revise the titles of officers within OCC who are Vice Presidents or derivatives of Vice Presidents. In addition, the changes related to identifying the Chief Financial Officer 19 See
Securities Exchange Act Release No. 34
78961 Oct. 13, 2016, 81 FR 70786, 70808 Oct. 13, 2016 File No. S70314.
20 17 CFR 240.17Ad22e3ii.
21 15 U.S.C. 78q1b3I.
22 15 U.S.C. 78sb3Aiii.
23 17 CFR 240.19b4f6.

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rather than Controller and Treasurer within the By-Laws serve to clarify the officer role that is responsible for OCCs Corporate Finance Department.
Furthermore, the proposed changes to OCCs Rule-Filed Policies to align with the revised titles as well as make nonsubstantive updates do not impact the function of the Rule-Filed Policies.
Accordingly, the proposal would not significantly affect the protection of investors or the public interest or impose any significant burden on competition because it is a change to OCC officer structure that has no direct effect on Clearing Members or other users of OCCs services. Additionally, OCC provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change or such shorter time as designated by the Commission.
At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.24
IV. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:

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post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of OCC and on OCCs website at https www.theocc.com/CompanyInformation/Documents-and-Archives/
By-Laws-and-Rulesrule-filings.
All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
You should submit only information that you wish to make available publicly.
All submissions should refer to File Number SROCC2021010 and should be submitted on or before November 23, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.25
J. Matthew DeLesDernier, Assistant Secretary.

Electronic Comments
FR Doc. 202123815 Filed 11121; 8:45 am
Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
OCC2021010 on the subject line.

BILLING CODE 801101P

Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SROCC2021010. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will 24 Notwithstanding its immediate effectiveness, implementation of this rule change will be delayed until this change is deemed certified under CFTC
Regulation 40.6.

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Release No. 3493433; File No. SROCC
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Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice Relating to OCCs Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications October 27, 2021.

Pursuant to Section 806e1 of Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, entitled Payment, Clearing and 25 17

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CFR 200.303a12.

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