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Federal Register / Vol. 86, No. 180 / Tuesday, September 21, 2021 / Notices institute proceedings to determine whether to disapprove, the proposed rule change File No. SRCboeBZX
2021051.

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3492989; File No. SR
CboeBZX2021051

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF
Under BZX Rule 14.11e4, Commodity-Based Trust Shares September 15, 2021.

lotter on DSK11XQN23PROD with NOTICES1

On July 20, 2021, Cboe BZX
Exchange, Inc. BZX filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4
thereunder,2 a proposed rule change to list and trade shares of the ARK
21Shares Bitcoin ETF under BZX Rule 14.11e4, Commodity-Based Trust Shares. The proposed rule change was published for comment in the Federal Register on August 6, 2021.3 The Commission has received comments on the proposed rule change.4
Section 19b2 of the Act 5 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days i as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or ii as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the notice for this proposed rule change is September 20, 2021. The Commission is extending this 45-day time period.
The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change and the comments received.
Accordingly, pursuant to Section 19b2 of the Act,6 the Commission designates November 4, 2021, as the date by which the Commission shall either approve or disapprove, or 1 15

U.S.C. 78sb1.
CFR 240.19b4.
3 See Securities Exchange Act Release No. 92543
August 2, 2021, 86 FR 43289 August 6, 2021.
4 Comments received on the proposed rule change are available at: https www.sec.gov/comments/srcboebzx-2021-051/srcboebzx2021051.htm.
5 15 U.S.C. 78sb2.
6 Id.
2 17

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Jkt 253001

For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.7
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202120328 Filed 92021; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3493001; File No. SRNYSE
202150

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List September 15, 2021.

Pursuant to Section 19b1 1 of the Securities Exchange Act of 1934 the Act 2 and Rule 19b4 thereunder,3
notice is hereby given that, on August 31, 2021, New York Stock Exchange LLC NYSE or the Exchange filed with the Securities and Exchange Commission the Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the selfregulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend its Price List to extend the end of the Decommission Period from August 2021
to September 2021. The Exchange proposes to implement these changes to its Price List effective September 1, 2021. The proposed rule change is available on the Exchanges website at www.nyse.com, at the principal office of the Exchange, and at the Commissions Public Reference Room.
II. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change 7 17

CFR 200.303a31.
1 15 U.S.C. 78sb1.
2 15 U.S.C. 78a.
3 17 CFR 240.19b4.

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and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below.
The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.
A. Self-Regulatory Organizations Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The purpose of this filing is to provide additional time for member organizations to finalize their transition from older to newer and more efficient Pillar technology. The Exchange is not proposing to adjust the amount of the port fees or the fees charged to offset the Exchanges continuing costs of supporting legacy ports, which will remain at the current level for all market participants.
Effective July 3, 2019, the Exchange introduced transition pricing designed to provide member organizations an extended transition period to connect to the Exchange using Pillar technology with no fee increase. Specifically, the Exchange 1 adopted a cap on monthly fees for the use of certain ports connecting to the Exchange for the billing months July 2019 through March 2020 the Transition Period; 2
adopted a Decommission Extension Fee applicable for the billing months April 2020 through September 2020 the Decommission Period for legacy port connections; and 3 prorated the monthly fee for certain ports activated after July 1, 2019, effective April 1, 2020.4
Effective March 2, 2020, the Exchange 1 extended the end of the Transition Period from March 2020 to August 2020
for member organizations to transition to the utilization of ports that connect to the Exchange using Pillar technology;
2 shortened the Decommission Period from six months April 2020September 2020 to four months September December 2020; 3 extended the effective date that the Exchange would prorate the monthly fee for certain ports activated on or after July 1, 2019 from April 1, 2020 to September 1, 2020; and 4 revised the fees charged for legacy port connections during the Decommission Period.5
4 See Securities Exchange Act Release No. 86360
July 11, 2019, 84 FR 34210 July 17, 2019 SR
NYSE201939.
5 See Securities Exchange Act Release No. 88373
March 12, 2020, 85 FR 15533 March 18, 2020
SRNYSE202014.

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