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Federal Register / Vol. 86, No. 171 / Wednesday, September 8, 2021 / Notices to Rule 19b4f6iii,19 the Commission may designate a shorter time if such action is consistent with the protection of investors and the public interest. FINRA has requested that the Commission waive the 30-day operative delay requirement so that the proposed rule change may become operative on September 1, 2021. The Commission hereby grants the request. The proposed rule change is consistent with the goals set forth by the Commission when it issued the original temporary exemptive relief,20 as well as the subsequent extensions of the temporary exemptive relief,21 and will help avoid undue 19 17

CFR 240.19b4f6iii.
Exchange Act Release No. 64795 Jul. 1, 2011, 76 FR 39927 Jul. 7, 2011 Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Pending Revision of the Definition of Security To Encompass Security-Based Swaps, and Request for Comment; see also supra note 7.
21 See supra note 9 extending the implementation of FINRA Rule 4240 to September 1, 2021; supra note 6 extending the expiration date of FINRA Rule 0180 to September 1, 2021;
Exchange Act Release No. 85981 May 31, 2019, 84
FR 26486 Jun. 6, 2019 Notice of Filing and Immediate Effectiveness of File No. SRFINRA
2019016 extending the implementation of FINRA
Rule 4240 to July 20, 2020; Exchange Act Release No. 85062 Feb. 6, 2019, 84 FR 3524 Feb. 12, 2019
Notice of Filing and Immediate Effectiveness of File No. SRFINRA2019001 extending the expiration date of FINRA Rule 0180 to February 12, 2020; Exchange Act Release No. 83474 Jun. 20, 2018, 83 FR 29840 Jun. 26, 2018 Notice of Filing and Immediate Effectiveness of File No. SR
FINRA2018025 extending the implementation of FINRA Rule 4240 to July 18, 2019; Exchange Act Release No. 82480 Jan. 10, 2018, 83 FR 2480 Jan.
17, 2018 Notice of Filing and Immediate Effectiveness of File No. SRFINRA2018001
extending the expiration date of FINRA Rule 0180
to February 12, 2019; Exchange Act Release No.
81035 Jun. 27, 2017, 82 FR 30914 Jul. 3, 2017
Notice of Filing and Immediate Effectiveness of File No. SRFINRA2017019 extending the implementation of FINRA Rule 4240 to July 18, 2018; Exchange Act Release No. 79752 Jan. 6, 2017, 82 FR 3824 Jan. 12, 2017 Notice of Filing and Immediate Effectiveness of File No. SR
FINRA2017001 extending the expiration date of FINRA Rule 0180 to February 12, 2018; Exchange Act Release No. 78182 Jun. 28, 2016, 81 FR 43690
Jul. 5, 2016 Notice of Filing and Immediate Effectiveness of File No. SRFINRA2016020
extending the implementation of FINRA Rule 4240
to July 18, 2017; Exchange Act Release No. 76850
Jan. 7, 2016, 81 FR 1666 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of File No.
SRFINRA2016001 extending the expiration date of FINRA Rule 0180 to February 11, 2017;
Exchange Act Release No. 75069 May 29, 2015, 80
FR 31931 Jun. 4, 2015 Notice of Filing and Immediate Effectiveness of File No. SRFINRA
2015013 extending the implementation of FINRA
Rule 4240 to July 18, 2016; Exchange Act Release No. 74049 Jan. 14, 2015, 80 FR 2983 Jan. 21, 2015 Notice of Filing and Immediate Effectiveness of File No. SRFINRA2015001 extending the expiration date of FINRA Rule 0180 to February 11, 2016; Exchange Act Release No. 72522 Jul. 2, 2014, 79 FR 39031 Jul. 9, 2014 Notice of Filing and Immediate Effectiveness of File No. SR
FINRA2014029 extending the implementation of FINRA Rule 4240 to July 17, 2015; Exchange Act Release No. 71485 Feb. 5, 2014, 79 FR 7731 Feb.

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market interruption resulting from the change of the definition of security under the Exchange Act and the expiration of FINRA Rules 0180 and 4240. Furthermore, the Commission finds that adding Supplemental Material .02 would help avoid unnecessary regulatory duplication or any potential conflicting obligations as between Exchange Act Rule 18a3 and the Interim Pilot Program. Therefore, the Commission believes it is consistent with the protection of investors and the public interest to waive the 30-day operative delay requirement.22
Therefore, the Commission designates the proposal as operative on September 1, 2021.
At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such 10, 2014 Notice of Filing and Immediate Effectiveness of File No. SRFINRA2014001
extending the expiration date of FINRA Rule 0180
to February 11, 2015; Exchange Act Release No.
69993 Jul. 16, 2013, 78 FR 43945 Jul. 22, 2013
Notice of Filing and Immediate Effectiveness of File No. SRFINRA2013030 extending the implementation of FINRA Rule 4240 to July 17, 2014; Exchange Act Release No. 69262 Apr. 1, 2013, 78 FR 20708 Apr. 5, 2013 Notice of Filing and Immediate Effectiveness of File No. SR
FINRA2013019 extending the expiration date of FINRA Rule 0180 to February 11, 2014; Exchange Act Release No. 68471 Dec. 19, 2012, 77 FR 76113
Dec. 26, 2012 Notice of Filing and Immediate Effectiveness of File No. SRFINRA2012056
extending the expiration date of FINRA Rule 0180
to July 17, 2013; Exchange Act Release No. 67449
Jul. 17, 2012, 77 FR 43128 Jul. 23, 2012 Notice of Filing and Immediate Effectiveness of File No.
SRFINRA2012035 extending the implementation of FINRA Rule 4240 to July 17, 2013; Exchange Act Release No. 66528 Mar. 7, 2012, 77 FR 14848 Mar. 13, 2012 Notice of Filing and Order Granting Accelerated Approval of File No. SRFINRA2012014 extending the implementation of Rule 4240 to July 17, 2012;
Exchange Act Release No. 66156 Jan. 13, 2012, 77
FR 3027 Jan. 20, 2012 Notice of Filing and Immediate Effectiveness of File No. SRFINRA
2012004 extending the expiration date of FINRA
Rule 0180 to January 17, 2013; Exchange Act Release No. 64892 Jul. 14, 2011, 76 FR 43360 Jul.
20, 2011 Notice of Filing and Order Granting Accelerated Approval of File No. SRFINRA2011
034 extending the implementation of Rule 4240 to January 17, 2012; Exchange Act Release No. 64884
Jul. 14, 2011, 76 FR 42755 Jul. 19, 2011 Notice of Filing and Immediate Effectiveness of File No.
SRFINRA2011033 extending the expiration date of FINRA Rule 0180 to January 17, 2012;
Exchange Act Release No. 63391 Nov. 30, 2010, 75 FR 75718 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of File No. SRFINRA
2010063 extending the implementation of Rule 4240 to July 16, 2011; Exchange Act Release No.
60722 Sep. 25, 2009, 74 FR 50856 Oct. 1, 2010
Notice of Filing and Immediate Effectiveness of File No. SRFINRA2009063 extending the implementation of Rule 4240 to November 30, 2010.
22 For purposes only of waiving the 30-day operative delay, the Commission has considered the proposed rule changes impact on efficiency, competition, and capital formation. See 15 U.S.C.
78cf.

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action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.
IV. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
FINRA2021021 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRFINRA2021021. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of FINRA. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRFINRA

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