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lotter on DSK11XQN23PROD with NOTICES1

Federal Register / Vol. 86, No. 109 / Wednesday, June 9, 2021 / Notices suspend by order the unlisted trading privileges granted a security on a national securities exchange. Without the Rule, the Commission would be unable to fulfill these statutory responsibilities.
The burden of complying with Rule 12f3 arises when a potential respondent, having a demonstrable bona fide interest in the question of termination or suspension of the unlisted trading privileges of a security, determines to seek such termination or suspension. The staff estimates that each such application to terminate or suspend unlisted trading privileges requires approximately one hour to complete. Thus each potential respondent would incur on average one burden hour in complying with the Rule.
The Commission staff estimates that there could be as many as 18 responses annually for an aggregate burden for all respondents of 18 hours. Each respondents related internal cost of compliance for Rule 12f3 would be $221.00, or, the cost of one hour of professional work of a paralegal needed to complete the application. The total annual internal cost of compliance for all potential respondents, therefore, is $3,978.00 18 responses $221.00/
response.
Compliance with the application requirements of Rule 12f3 is mandatory, though the filing of such applications is undertaken voluntarily.
Rule 12f3 does not have a record retention requirement per se. However, responses made pursuant to Rule 12f3
are subject to the recordkeeping requirements of Rules 17a3 and 17a4
of the Act. Information received in response to Rule 12f3 shall not be kept confidential; the information collected is public information.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number.
The public may view background documentation for this information collection at the following website:
www.reginfo.gov. Find this particular information collection by selecting Currently under 30-day ReviewOpen for Public Comments or by using the search function. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to i www.reginfo.gov/public/do/
PRAMain and ii David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o Cynthia Roscoe, 100 F Street NE,
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Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov.
Dated: June 4, 2021.
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202112103 Filed 6821; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
SEC File No. 270428, OMB Control No.
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Submission for OMB Review;
Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736
Extension:
Rule 11a11T

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995
PRA 44 U.S.C. 3501 et seq., the Securities and Exchange Commission Commission has submitted to the Office of Management and Budget OMB a request for approval of extension of the previously approved collection of information provided for in Rule 11a11T 17 CFR 240.11a11T, under the Securities Exchange Act of 1934 15 U.S.C. 78a et seq. Exchange Act.
On January 27, 1976, the Commission adopted Rule 11a11T to exempt certain exempt transactions of exchange members for their own accounts that would otherwise be prohibited under Section 11a of the Exchange Act. The Rule provides that a members proprietary order may be executed on the exchange of which the trader is a member, if, among other things: 1 The member discloses that a bid or offer for its account is for its account to any member with whom such bid or offer is placed or to whom it is communicated;
2 any such member through whom that bid or offer is communicated discloses to others participating in effecting the order that it is for the account of a member; and 3
immediately before executing the order, a member other than a specialist in such security presenting any order for the account of a member on the exchange clearly announces or otherwise indicates to the specialist and to other members then present that he is presenting an order for the account of a member.
Without these requirements, it would not be possible for the Commission to monitor its mandate under the Exchange
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Act to promote fair and orderly markets and ensure that exchange members have, as the principle purpose of their exchange memberships, the conduct of a public securities business.
There are approximately 538
respondents that require an aggregate total of approximately 15 hours to comply with this Rule. Each of these approximately 538 respondents makes an estimated 20 annual responses, for an aggregate of 10,760 responses per year.
Each response takes approximately 5
seconds to complete. Thus, the total compliance burden per year is approximately 15 hours 10,760 5
seconds/60 seconds per minute/60
minutes per hour = 15 hours. The approximate internal cost of compliance per hour is $355, resulting in a total internal cost of compliance of approximately $5,325 per year 15 hours @$355.
Compliance with Rule 11a1T is necessary for exchange members to make transactions for their own accounts under a specific exemption from the general prohibition of such transactions under Section 11a of the Exchange Act. Compliance with Rule 11a1T does not involve the collection of confidential information. Rule 11a 1T does not have a record retention requirement per se. However, responses made pursuant to Rule 11a1T may be subject to the recordkeeping requirements of Rules 17a3 and 17a4.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number.
The public may view background documentation for this information collection at the following website:
www.reginfo.gov. Find this particular information collection by selecting Currently under 30-day ReviewOpen for Public Comments or by using the search function. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to i www.reginfo.gov/public/do/
PRAMain and ii David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov.
Dated: June 4, 2021.
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202112102 Filed 6821; 8:45 am BILLING CODE 801101P

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