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Federal Register / Vol. 86, No. 25 / Tuesday, February 9, 2021 / Notices Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
CBOE2021010 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.

khammond on DSKJM1Z7X2PROD with NOTICES

All submissions should refer to File Number SRCBOE2021010. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change;
the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRCBOE
2021010 and should be submitted on or before March 2, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.20
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202102591 Filed 2821; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3491048; File No. SRNYSE
202109

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 907.00 of the Manual February 3, 2021.

Pursuant to Section 19b1 1 of the Securities Exchange Act of 1934 the Act 2 and Rule 19b4 thereunder,3
notice is hereby given that on January 26, 2021, New York Stock Exchange LLC NYSE or the Exchange filed with the Securities and Exchange Commission the Commission the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend Section 907.00 of the Manual to clarify the application of that rule. The proposed rule change is available on the Exchanges website at www.nyse.com, at the principal office of the Exchange, and at the Commissions Public Reference Room.
II. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below.
The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.
A. Self-Regulatory Organizations Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose Section 907.00 of the Manual sets forth complimentary products and services that issuers are entitled to 1 15

U.S.C. 78sb1.
U.S.C. 78a.
3 17 CFR 240.19b4.
2 15

20 17

CFR 200.303a12.

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receive in connection with their NYSE
listing. The Exchange offers certain complimentary products and services and access to discounted third-party products and services through the NYSE
Market Access Center to listed issuers.
The Exchange also provides complimentary market surveillance products and services with a commercial value of approximately $55,000 annually, Web-hosting products and services with a commercial value of approximately $16,000 annually, web-casting services with a commercial value of approximately $6,500 annually, market analytics products and services with a commercial value of approximately $30,000 annually, and news distribution products and services with a commercial value of approximately $20,000 annually to Eligible New Listings 4 and Eligible Transfer Companies 5 based on the following tiers: 6
Tier A: For Eligible New Listings and Eligible Transfer Companies with a global market value of $400 million or more, in each case calculated as of the date of listing on the Exchange, the Exchange offers market surveillance, market analytics, web-hosting, webcasting, and news distribution products and services.
Tier B: For Eligible New Listings and Eligible Transfer Companies with a global market value of less than $400 million, in each case calculated as of the date of listing on the Exchange, the Exchange offers Webhosting, market analytics, web-casting, and news distribution products and services.

On January 11, 2021, the Commission approved the Exchanges proposal to provide all the additional complimentary products and services described above to Eligible New Listings 4 For the purposes of Section 907.00, the term Eligible New Listing means i any U.S. company that lists common stock on the Exchange for the first time and any non-U.S. company that lists an equity security on the Exchange under Section 102.01 or 103.00 of the Manual for the first time, regardless of whether such U.S. or non-U.S.
company conducts an offering and ii any U.S. or non-U.S. company emerging from a bankruptcy, spinoff where a company lists new shares in the absence of a public offering, and carve-out where a company carves out a business line or division, which then conducts a separate initial public offering.
5 For purposes of Section 907.00, the term Eligible Transfer Company means any U.S. or non-U.S. company that transfers its listing of common stock or equity securities, respectively, to the Exchange from another national securities exchange. For purposes of Section 907.00, an equity security means common stock or common share equivalents such as ordinary shares, New York shares, global shares, American Depository Receipts, or Global Depository Receipts.
6 Section 907.00 provides for separate service entitlements for Acquisition Companies listed under Section 102.06 and the issuers of Equity Investment Tracking Stocks listed under Section 102.07.

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