Federal Register - February 8, 2021
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Source: Federal Register
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Federal Register / Vol. 86, No. 24 / Monday, February 8, 2021 / Notices
cohabitate after completing the Personnel Security Forms, or after having been granted an NRC access authorization or employment clearance.
Form 354 identifies the respondent, the marriage, and data on the spouse and spouses parents. This information permits the NRC to make initial security determinations and to assure there is no increased risk to the common defense and security.
Week of March 1, 2021Tentative There are no meetings scheduled for the week of March 1, 2021.
Dated: February 3, 2021.
For the Nuclear Regulatory Commission.
David C. Cullison, NRC Clearance Officer, Office of the Chief Information Officer.
CONTACT PERSON FOR MORE INFORMATION:
FR Doc. 202102510 Filed 2521; 8:45 am BILLING CODE 759001P
NUCLEAR REGULATORY
COMMISSION
NRC20210001
Sunshine Act Meetings Weeks of February 8, 15, 22, March 1, 8, 15, 2021.
PLACE: Commissioners Conference Room, 11555 Rockville Pike, Rockville, Maryland.
STATUS: Public.
TIME AND DATE:
Week of February 8, 2021
Thursday, February 11, 2021
9:00 a.m. Discussion of NRCs Regulatory Framework for Dry Cask Storage and Transportation of Spent Nuclear Fuel and Related Research Activities Public Meeting Contact:
Damaris Marcano: 3014157328
Additional Information: Due to COVID19, there will be no physical public attendance.
The public is invited to attend the Commissions meeting live by webcast at the Web addresshttps
video.nrc.gov/.
jbell on DSKJLSW7X2PROD with NOTICES
Week of February 15, 2021Tentative Thursday, February 18, 2021
10:00 a.m. Briefing on Equal Employment Opportunity, Affirmative Employment, and Small Business Public Meeting Contact:
Nadim Khan: 3014151119
Additional Information: Due to COVID19, there will be no physical public attendance.
The public is invited to attend the Commissions meeting live by webcast at the Web addresshttps
video.nrc.gov/.
Week of February 22, 2021Tentative There are no meetings scheduled for the week of February 22, 2021.
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20:48 Feb 05, 2021
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Week of March 8, 2021Tentative There are no meetings scheduled for the week of March 8, 2021.
Week of March 15, 2021Tentative There are no meetings scheduled for the week of March 15, 2021.
For more information or to verify the status of meetings, contact Wesley Held at 3012873591 or via email at Wesley.Held@nrc.gov. The schedule for Commission meetings is subject to change on short notice.
The NRC Commission Meeting Schedule can be found on the internet at: https www.nrc.gov/public-involve/
public-meetings/schedule.html.
The NRC provides reasonable accommodation to individuals with disabilities where appropriate. If you need a reasonable accommodation to participate in these public meetings or need this meeting notice or the transcript or other information from the public meetings in another format e.g., braille, large print, please notify Anne Silk, NRC Disability Program Specialist, at 3012870745, by videophone at 2404283217, or by email at Anne.Silk@nrc.gov. Determinations on requests for reasonable accommodation will be made on a case-by-case basis.
Members of the public may request to receive this information electronically.
If you would like to be added to the distribution, please contact the Nuclear Regulatory Commission, Office of the Secretary, Washington, DC 20555, at 3014151969, or by email at Tyesha.Bush@nrc.gov.
The NRC is holding the meetings under the authority of the Government in the Sunshine Act, 5 U.S.C. 552b.
Dated: February 4, 2021.
For the Nuclear Regulatory Commission.
Wesley W. Held, Policy Coordinator, Office of the Secretary.
FR Doc. 202102672 Filed 2421; 4:15 pm BILLING CODE 759001P
SECURITIES AND EXCHANGE
COMMISSION
SEC File No. 270614, OMB Control No.
32350682
Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100
F Street NE, Washington, DC 205492736.
PO 00000
Frm 00081
Fmt 4703
Sfmt 4703
Extension:
Rule 13h1 and Form 13H.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995
PRA 44 U.S.C. 3501 et seq., the Securities and Exchange Commission Commission is soliciting comments on the existing collection of information provided for in Rule 13h1 17 CFR
240.13h1 and Form 13Hregistration of large traders 1 submitted pursuant to Section 13h of the Securities Exchange Act of 1934 15 U.S.C. 78a et seq.
Exchange Act. The Commission plans to submit this existing collection of information to the Office of Management and Budget OMB for extension and approval.
Rule 13h1 and Form 13H under Section 13h of the Exchange Act established a large trader reporting framework.2 The framework assists the Commission in identifying and obtaining certain baseline information about traders that conduct a substantial amount of trading activity, as measured by volume or market value, in the U.S.
securities markets.
The identification, recordkeeping, and reporting framework provides the Commission with a mechanism to identify large traders and obtain additional information on their trading activity. Specifically, the system requires large traders to identify themselves to the Commission and file certain interim updates with the Commission on Form 13H. Upon receipt of Form 13H, the Commission issues a unique identification number to the large trader, which the large trader then provides to its registered broker-dealers.
Certain registered broker-dealers are required to maintain transaction records for each large trader, and are required to report that information to the Commission upon request.3 In addition, certain registered broker-dealers are required to adopt procedures to monitor their customers for activity that would 1 Rule 13h1a1 defines large trader as any person that directly or indirectly, including through other persons controlled by such person, exercises investment discretion over one or more accounts and effects transactions for the purchase or sale of any NMS security for or on behalf of such accounts, by or through one or more registered broker-dealers, in an aggregate amount equal to or greater than the identifying activity level or voluntarily registers as a large trader by filing electronically with the Commission Form 13H.
2 See Securities Exchange Act Release No. 64976
July 27, 2011, 76 FR 46959 August 3, 2011.
3 The Commission, pursuant to Rule 17a25 17
CFR 240.17a25, currently collects transaction data from registered broker-dealers through the Electronic Blue Sheets EBS system to support its regulatory and enforcement activities. The large trader framework added two new fields, the time of the trade and the identity of the trader, to the EBS
system.
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