Je veux savoir à propos de…

8061

Federal Register / Vol. 86, No. 21 / Wednesday, February 3, 2021 / Notices All submissions should refer to File Number SRCboeEDGX2021008. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRCboeEDGX2021008, and should be submitted on or before February 24, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.22
J. Matthew DeLesDernier, Assistant Secretary.
BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
jbell on DSKJLSW7X2PROD with NOTICES

Dated: February 1, 2021.
Vanessa A. Countryman, Secretary.

Each Tuesday of the month of February 2021 at 5:00 p.m.
PLACE: The meetings will be held via remote means and/or at the Commissions headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: The meetings will be closed to the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the Commissioners, the Secretary to the
FR Doc. 202102373 Filed 2121; 4:15 pm BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION

Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchanges CAT Compliance Rule To Be Consistent With a Conditional Exemption Granted by the SEC From Certain Allocation Reporting Requirements January 28, 2021.

Pursuant to Section 19b1 of the Securities Exchange Act of 1934
Act,1 and Rule 19b4 thereunder,2
notice is hereby given that on January 15, 2021, Cboe EDGA Exchange, Inc.
the Exchange or EDGA filed with the Securities and Exchange 1 15

22 17

CFR 200.303a12.

VerDate Sep<11>2014

17:21 Feb 02, 2021

2 17

Jkt 253001

PO 00000

U.S.C. 78sb1.
CFR 240.19b4.

Frm 00073

Fmt 4703

Sfmt 4703

Commission Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange.
The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change Cboe EDGA Exchange, Inc. the Exchange or EDGA proposes to amend the Exchanges compliance rule Compliance Rule regarding the National Market System Plan Governing the Consolidated Audit Trail the CAT
NMS Plan or Plan 3 to be consistent with a conditional exemption granted by the Securities and Exchange Commission Commission from certain allocation reporting requirements set forth in Section 6.4diiA1 and 2 of the CAT NMS
Plan Allocation Exemption.4 The text of the proposed rule change is provided below.
additions are italicized; deletions are bracketed

Rules of Cboe EDGA Exchange, Inc.

Rule 4.5. Consolidated Audit Trail Definitions For purposes of Rules 4.5 through 4.16:

Release No. 3491009; File No. SR
CboeEDGA2021005

FR Doc. 202102185 Filed 2221; 8:45 am
TIME AND DATE:

Commission, and recording secretaries will attend the closed meetings. Certain staff members who have an interest in the matters also may be present.
In the event that the time, date, or location of meeting changes, an announcement of the change, along with the new time, date, and/or place of the meeting will be posted on the Commissions website at https
www.sec.gov.
The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5
U.S.C. 552bc3, 5, 6, 7, 8, 9B
and 10 and 17 CFR 200.402a3, a5, a6, a7, a8, a9ii and a10, permit consideration of the scheduled matters at the closed meeting.
The subject matter of the closed meeting will consist of the following topics:
Matters relating to examinations and enforcement proceedings.
At times, changes in Commission priorities require alterations in the scheduling of meeting agenda items that may consist of adjudicatory, examination, litigation, or regulatory matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact Vanessa A. Countryman from the Office of the Secretary at 202 5515400.

ab No change.
c Allocation means 1 the placement of shares/contracts into the same account for which an order was originally placed; or 2
the placement of shares/contracts into an account based on allocation instructions e.g., subaccount allocations, delivery versus payment DVP allocations.
d c Allocation Report means a report made to the Central Repository by an Industry Member that identifies the Firm Designated ID for any accounts, including subaccounts, to which executed shares/
contracts are allocated and provides 1 the security that has been allocated;, 2 the identifier of the firm reporting the allocation;, 3 the price per share/contract of shares/contracts allocated;, 4 the side of shares/contracts allocated;, 5 the number of shares/contracts allocated to each account;, and 6 the time of the allocation; 7 Allocation ID, which is the internal allocation identifier assigned to the allocation event by the Industry Member; 8
trade date; 9 settlement date; 10 IB/
correspondent CRD Number if applicable;
11 FDID of new orders if available in the 3 Unless otherwise specified, capitalized terms used in this rule filing are defined as set forth in the Compliance Rule.
4 See Securities Exchange Act Rel. No. 90223
October 19, 2020, 85 FR 67576 October 23, 2020
Allocation Exemptive Order.

E:FRFM03FEN1.SGM

03FEN1