Federal Register - February 9, 1937
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Source: Federal Register
FEDERAL REGISTER, as amended, particularly Sections 12 d and 23 a thereof, hereby takes the following action:
I. The title of Rule JD2 is amended to read as follows:
Suspension o f Trading, Withdrawal and Striking from List ing and Registration .
n. Subsection a of Rule JD2 is amended to read as follows :
a 1 A security listed and registered on a national securities exchange m ay be suspended from trading by such exchange, in accordance w ith its rules. Such exchange shall prom ptly n otify the Commission of any such suspension, th e effective date thereof, and the reasons therefor.
2 Any such suspension or any suspension in effect on Febru ary 5, 1937, m ay be continued u n til such tim e as it shall appear to the Com m ission th a t such suspension is designed to evade the pro visions of Section 12 d and th e rules and regulations thereunder, relating to the withdrawal and striking of a security from listing and registration. W ith in ten days after th e close of every second calendar m onth during w hich such suspension is continued pur suant to th is rule, th e exchange shall file a statem ent setting forth the reasons for such continuance.
3 Suspension of trading shall n ot term inate the registration of any security.
in. The following subsection is added to Rule JD2:
d A security m ay be stricken from listing and registration by a national securities exchange if 1 trading in such security has been term inated pursuant to a rule of such exchange requiring such term ination whenever a security is adm itted to trading on another exchange; and 2 listin g and registration of such security has become effective on such other exchange.
The exchange upon w hich such security has been so stricken shall n otify th e Com m ission of its action w ithin three days from the date thereof.
By direction of the Commission.
se a l
F r a n c is P . B rassor ,
Secretary.
F. R . Doc. 37-390; Filed, February 8 ,19 3 7; 12:48 p. m .
United States of AmericaB efore the Securities and Exchange Commission At a regular session of the Securities and Exchange Com mission, held at its office in the City of Washington, D. C., on the 5th day o f February 1937.
F eb ru a ry 9, 1937
319
United State of AmericaB efore the Securities and Exchange Commission At a regular session of the Securities and Exchange Com mission, held at its office in the City of Washington, D. C., on the 5th day of February A. D. 1937.
File No. 2-2794
I n . t h e M atter o f L ac -T e c k G old M in e s , L i m i ted ORDER FIXING TIME AND PLACE OF HEARING UNDER SECTION 8 D
OF THE SECURITIES ACT OF 1933, AS AMENDED, AND DESIGNATING
OFFICER TO TAKE EVIDENCE
It appearing to the Commission that there are reasonably grounds for believing that the registration statement filed by Lac-Teck Gold Mines, Limited, under the Securities Act of 1933, as amended, includes untrue statements of material facts and omits to state material facts required to be stated therein and material facts necessary to make the statements therein not misleading, It is ordered that a hearing be held, pursuant to the pro visions of Section 8 d of said Act as amended, such hear ing to be convened on Thursday, February 18, 1937, at 2
oclock in the afternoon, in Room 1101, Securities and Ex change Commission Building, 1778 Pennsylvania Avenue NW, Washington, D. C., and to continue thereafter at such time and place as the officer hereinafter designated may determine; and It is further ordered that Charles S. Moore, an officer of the Commission be and he hereby is designated to adminis ter oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda or other records deemed relevant or material to the inquiry, and to perform all other duties in connection therewith authorized by law.
Upon the completion of testimony in this matter, the officer is directed to close the hearing and make his report to the Commission.
By the Commission.
se a l F r a n c is P . B rasso r , Secretary.
F . R . Doc. 37-392; Filed, February 8 ,19 3 7; 12:49 p . m .
File No. 1-246
I n t h e M atter op C o l o n ia l B eacon O il C o m p a n y C o m m o n S t o c k , N o P ar V alu e
United States of America Before the Securities and Exchange Commission
ORDER DIRECTING HEARING UNDER SECTION 12 D OF THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED
At a regular session of the Securities and Exchange Commission, held at its office in the City of Washington, D. C., on the 4th day of February A. D. 1937.
The Colonial Beacon Oil Company having made applica tion to the Commission pursuant to Rule JD2 under the Securities Exchange Act of 1934, as amended, for permis sion to withdraw from listing and registration 1,444,970
shares of Common Stock, No Par Value, on the Boston Stock Exchange; and The Commission deeming it necessary for the protection of investors that a hearing be held in this matter at which all interested persons should be given an opportunity to be heard and that general notice should be given;
It is ordered that the matter be set down for hearing at 10:00 oclock a. m. on Wednesday, February 24, 1937, in Room 1101, Securities and Exchange Commission Building, 1778 Pennsylvania Avenue NW., Washington, D. C., and continue thereafter at such times and places as the Commis sion or its officer herein designated may determine, and that general notice thereof be given; and It is further ordered that Robert P. Reeder, an officer of the Commission, be and he hereby is designated to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda or other records deemed relevant or material to the inquiry, and perform all other duties in connection therewith authorized by law.
By the Commission.
se a l
F r a n c is P . B rasso r , Secretary.
F . R . Doc. 3 7-388; Filed, February 8 ,19 3 7; 1 2 :48 p . m.J
File No. 2-2793
I n t h e M atter o f S tr a to pl an e C o rpo r atio n ORDER FIXING TIME AND PLACE OF HEARING UNDER SECTION 8 D
OF THE SECURITIES ACT OF 1933, AS AMENDED, AND DESIGNAT
ING OFFICER TO TAKE EVIDENCE
It appearing to the Commission that there are reasonable grounds for believing that the registration statement filed by Stratoplane Corporation under the Securities Act of 1933, as amended, includes untrue statements of material facts and omits "to state material facts required to be stated therein and material facts necessary to make the statements therein not misleading, It is ordered that a hearing be held, pursuant to the pro visions of Section 8 d of said Act as amended, such hearing to be convened on Monday, February 15, 1937, at 10:30
oclock in the forenoon, in Room 1101, Securities and Ex change Commission Building, 1778 Pennsylvania Avenue NW., Washington, D. C., and to continue thereafter at such time and place as the officer hereinafter designated may determine; and It is further ordered that Charles S. Lobingier, an officer of the Commission, be and he hereby is designated to admin ister oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda or other records deemed relevant or material to the inquiry, and to