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Federal Register / Vol. 86, No. 226 / Monday, November 29, 2021 / Notices
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v w Processor means the organization designated as recipient and processor of quotation information furnished by Participants pursuant to this CQ Plan, as Section V describes.
wx Quotation information means i all bids, offers, quotation sizes, aggregate quotation sizes, identities of brokers or dealers making bids or offers in the case of a Participant that is a national securities association and other information with respect to Eligible Securities required to be collected and made available by any Participant to vendors by paragraph b of the Rule; ii the identifier of the Participant furnishing each bid or offer;
iii each consolidated BBONBBO
contained in the foregoing information and any identifier associated therewith;
and iv each ITS/CAES BBO and any identifier associated therewith.
x y Quotation montage means, with respect to a particular listed equity security, a display on an interrogation device or other electronic device which disseminates simultaneously quotations in that security from all reporting market centers.
y z Rule means Rule 602 of Regulation NMS previously designated as Rule 11Ac11 under the Act.
z aa Subscriber means a recipient of an interrogation service or another service involving a CQ
networks quotation information.
aa bb System means the Consolidated Quotation System; that is, the legal, operational and administrative framework created by, and pursuant to, this CQ Plan for the making available of quotation information to vendors and others, and its utilization therefor, as described in Section VI hereof.
bb cc Vendor means any person engaged in the business of disseminating quotation information with respect to listed equity securities to brokers, dealers, investors or other persons, whether through an electronic communications network, interrogation device, quotation montage service, or other service involving quotation information.
II. Purpose of This CQ Plan The purpose of this CQ Plan is to enable the Participants, through joint procedures, to make quotation information available to vendors and others in accordance with paragraph b1 of the Rule.
III. Parties a List of parties. The parties to this CQ Plan are as follows:
Cboe BYX Exchange, Inc. BYX, registered as a national securities exchange
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under the Act and having its principal place of business at 400 South LaSalle Street, Chicago, Illinois 60605.
Cboe BZX Exchange, Inc. BZX, registered as a national securities exchange under the Act and having its principal place of business at 400 South LaSalle Street, Chicago, Illinois 60605.
Cboe EDGA Exchange, Inc. EDGA, registered as a national securities exchange under the Act and having its principal place of business at 400 South LaSalle Street, Chicago, Illinois 60605.
Cboe EDGX Exchange, Inc. EDGX, registered as a national securities exchange under the Act and having its principal place of business at 400 South LaSalle Street, Chicago, Illinois 60605.
Cboe Exchange, Inc. Cboe, registered as a national securities exchange under the Act and having its principal place of business at 400 South LaSalle Street, Chicago, Illinois 60605.
Financial Industry Regulatory Authority, Inc. FINRA, registered as a national securities association under the Act and having its principal place of business at 1735
K Street NW, Washington, DC 20006.
Investors Exchange LLC IEX, registered as a national securities exchange under the Act and having its principal place of business at 3 World Trade Center, 58th Floor, New York, New York 10007.
Long-Term Stock Exchange, Inc. LTSE, registered as a national securities exchange under the Act and having its principal place of business at 300 Montgomery St., Ste 790, San Francisco, CA 94104.
MEMX LLC MEMX, registered as a national securities exchange under the ACT
and having its principal place of business at 111 Town Square Place, Suite 520, Jersey City, New Jersey 07310.
MIAX PEARL, LLC MIAX, registered as a national securities exchange under the Act and having its principal place of business at 7 Roszel Road, Suite 1A, Princeton, New Jersey 08540.
Nasdaq BX, Inc. BSE, registered as a national securities exchange under the Act and having its principal place of business at One Liberty Plaza, 165 Broadway, New York, New York 10006.
Nasdaq ISE, LLC ISE, registered as a national securities exchange under the Act and having its principal place of business at One Liberty Plaza, 165 Broadway, New York, New York 10006.
Nasdaq PHLX LLC PHLX, registered as a national securities exchange under the Act and having its principal place of business at FMC Tower, Level 8, 2929 Walnut Street, Philadelphia, Pennsylvania 19104.
The Nasdaq Stock Market LLC Nasdaq, registered as a national securities exchange under the Act and having its principal place of business at One Liberty Plaza, 165
Broadway, New York, New York 10006.
New York Stock Exchange LLC NYSE, registered as a national securities exchange under the Act and having its principal place of business at 11 Wall Street, New York, New York 10005.
NYSE American LLC AMEX, registered as a national securities exchange under the Act and having its principal place of business
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at 11 Wall Street, New York, New York 10005.
NYSE Arca, Inc. NYSE Arca, registered as a national securities exchange under the Act and having its principal place of business at 11 Wall Street, New York, New York 10005.
NYSE Chicago, Inc. NYSE Chicago, registered as a national securities exchange under the Act and having its principal place of business at 11 Wall Street, New York, New York 10005.
NYSE National, Inc. NSX, registered as a national securities exchange under the Act and having its principal place of business at 101 Hudson, Suite 1200, Jersey City, NJ
07302.

b Participants. By subscribing to this CQ Plan and submitting it for filing with the SEC, each of the Participants agrees to comply to the best of its ability with the provisions of this CQ Plan.
c Procedure for Participant entry.
1 In General. The Participants agree that any other exchange, or any national securities association registered under the Act, may become a Participant by:
A. Subscribing to, and submitting for filing with the SEC, this CQ Plan;
B. executing all applicable contracts made pursuant to this CQ Plan, or otherwise necessary to its participation;
C. paying the applicable Participation Fee; and D. paying provisioning costs to the Processor.
Any such new Participant shall be subject to all resolutions, decisions and actions properly made or taken pursuant to this CQ Plan prior to its becoming a Participant.
IV. Administration of This CQ Plan a Operating Committee. Each of the Participants shall select one individual to represent such Participant as a member of the Operating Committee under this CQ Plan, together with a substitute for such individual, which substitute shall participate in the deliberations of the Operating Committee and shall be considered a member thereof only in the absence of such individual. Each such individual and, in his absence, his substitute shall have one vote on all matters which are considered by the Operating Committee.
Except as this CQ Plan may otherwise specifically provide, the affirmative vote of that number of members as represents a majority of the total number of members of the Operating Committee shall be necessary for any action taken by the Operating Committee at a meeting thereof, including any action to modify the capacity planning process.
Action taken by the members of the Operating Committee other than at a meeting shall be deemed to be the action of the Operating Committee
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