Federal Register - November 2, 2021

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Source: Federal Register

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Federal Register / Vol. 86, No. 209 / Tuesday, November 2, 2021 / Notices
proposed rule change will also alleviate some of the operational challenges dealers may be experiencing, which will allow them to more effectively allocate resources to the operations that facilitate transactions in municipal securities and municipal financial products, to remove impediments to and perfect the mechanism of a free and open market in municipal securities and municipal financial products.
B. Self-Regulatory Organizations Statement on Burden on Competition Section 15Bb2C of the Act requires that MSRB rules be designed not to impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.11 In fact, the MSRB
does not believe the proposed rule change will have any burden on competition because the proposed rule change treats all dealers equally in that all dealers have the option to elect to conduct remote inspections remotely through June 30, 2022. The goal of the proposed rule change is to grant additional time for dealers to meet their office inspection obligations, under Supplementary Material .01 of Rule G
27, while also determining how to best implement their return to office plans in a safe and effective manner during the exigent circumstances of the COVID19
pandemic. The temporary relief afforded does not alter dealers underlying obligations under the rule.

jspears on DSK121TN23PROD with NOTICES1

C. Self-Regulatory Organizations Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received on the proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: i Significantly affect the protection of investors or the public interest; ii impose any significant burden on competition; and iii become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19b3A of the Act 12 and Rule 19b 4f6 13 thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such 11 Id.
12 15
13 17

U.S.C. 78sb3A.
CFR 240.19b4f6.

VerDate Sep<11>2014

17:42 Nov 01, 2021

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action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.
IV. Solicitation of Comments
FR Doc. 202123809 Filed 11121; 8:45 am
Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
MSRB202106 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRMSRB202106. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the MSRB. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRMSRB202106 and should be submitted on or before November 23, 2021.

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For the Commission, by the Office of Municipal Securities, pursuant to delegated authority.14
J. Matthew DeLesDernier, Assistant Secretary.
BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3493437; File Nos. SRBX
2021018; SRC22021008; SRCBOE
2021030; SRCboeBYX2021011; SR
CboeBZX2021034; SRCboeEDGA2021
010; SRCboeEDGX2021024; SRGEMX
202103; SRISE202108; SRMRX2021
05; SRNASDAQ2021029; SRPHLX
202125

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX
Exchange, Inc.; Cboe C2 Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc., Cboe Exchange, Inc.; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; NASDAQ PHLX LLC and The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail October 27, 2021.

On April 21, 2021, Cboe BYX
Exchange, Inc., Cboe BZX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX
Exchange, Inc., Cboe Exchange, Inc., NASDAQ BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, NASDAQ PHLX LLC, The NASDAQ
Stock Market LLC collectively, the Nasdaq and Cboe Participants filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4 thereunder,2 proposed rule changes 3 to adopt a fee schedule to 14 17

CFR 200.303aa2.
U.S.C. 78sb1.
2 17 CFR 240.19b4.
3 Securities Exchange Act Release Nos. 91750
May 4, 2021, 86 FR 25045 May 10, 2021 SR
BX2021018; 91751 May 4, 2021, 86 FR 24941
May 10, 2021 SRPHLX202125; 91752 May 4, 2021, 86 FR 24921 May 10, 2021 SRNASDAQ
2021029; 91753 May 4, 2021, 86 FR 24994 May 10, 2021 SRMRX202105; 91755 May 4, 2021, 86 FR 25035 May 10, 2021 SRISE202108;
91756 May 4, 2021, 86 FR 24979 May 10, 2021
SRGEMX202103; 91757 May 4, 2021, 86 FR
24911 May 10, 2021 SRC22021008; 91758
May 4, 2021, 86 FR 25004 May 10, 2021 SR
CboeEDGX2021024; 91759 May 4, 2021, 86 FR
1 15

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Federal Register - November 2, 2021

TitoloFederal Register

PaeseStati Uniti

Data02/11/2021

Conteggio pagine181

Numero di edizioni7795

Prima edizione14/03/1936

Ultima edizione15/06/2026

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