Federal Register - November 2, 2021

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Source: Federal Register

60522

Federal Register / Vol. 86, No. 209 / Tuesday, November 2, 2021 / Notices
ESG Approved Gold in existing gold markets. The proposal also does not address the effect such a differential may have on the valuation of the Shares, potential pricing dislocations between the NAV per Share and Share price or between the NAV and the true value of the underlying assets, or how such dislocations might affect investors in the Shares, nor how those effects would be consistent with the Act.
For these reasons, the Commission believes it is appropriate to institute proceedings pursuant to Section 19b2B of the Act 29 to determine whether the proposal should be approved or disapproved.
IV. Procedure: Request for Written Comments The Commission requests that interested persons provide written submissions of their views, data, and arguments with respect to the issues identified above, as well as any other concerns they may have with the proposal. In particular, the Commission invites the written views of interested persons concerning whether the proposed rule change is consistent with Section 6b5 or any other provision of the Act, or the rules and regulations thereunder. Although there do not appear to be any issues relevant to approval or disapproval that would be facilitated by an oral presentation of views, data, and arguments, the Commission will consider, pursuant to Rule 19b4, any request for an opportunity to make an oral presentation.30
Interested persons are invited to submit written data, views, and arguments regarding whether the proposed rule change should be approved or disapproved by November 23, 2021. Any person who wishes to file a rebuttal to any other persons submission must file that rebuttal by December 7, 2021.
The Commission asks that commenters address the sufficiency of the Exchanges statements in support of the proposal in addition to any other comments they may wish to submit about the proposed rule change. In this regard, the Commission seeks commenters views regarding the 29 15

U.S.C. 78sb2B.
19b2 of the Act, as amended by the Securities Act Amendments of 1975, Public Law 9429 June 4, 1975, grants the Commission flexibility to determine what type of proceeding either oral or notice and opportunity for written commentsis appropriate for consideration of a particular proposal by a self-regulatory organization. See Securities Act Amendments of 1975, Senate Comm. on Banking, Housing & Urban Affairs, S. Rep. No. 75, 94th Cong., 1st Sess. 30
1975.

jspears on DSK121TN23PROD with NOTICES1

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Exchanges proposal to list and trade the Shares is adequately designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, and to protect investors and the public interest, consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
NYSEArca202165 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRNYSEArca202165. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRNYSEArca202165 and should be submitted by November 23, 2021. Rebuttal comments should be submitted by December 7, 2021.
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CFR 200.303a57.

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For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.31
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202123810 Filed 11121; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3493435; File No. SRMSRB
202106

Self-Regulatory Organizations;
Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Extend the Regulatory Relief and Permit Dealers To Conduct Office Inspections Remotely Until June 30, 2022, Pursuant to MSRB Rule G27, on Supervision October 27, 2021.

Pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act or Exchange Act 1 and Rule 19b4
thereunder,2 notice is hereby given that on October 26, 2021 the Municipal Securities Rulemaking Board MSRB
filed with the Securities and Exchange Commission SEC or Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the MSRB. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change The MSRB filed with the Commission a proposed rule change to amend Supplementary Material .01, Temporary Relief for Completing Office Inspections, of MSRB Rule G27, on supervision, to further extend the regulatory relief and permit brokers, dealers and municipal securities dealers collectively, dealers to conduct office inspections, due to be completed during calendar year 2022, remotely until June 30, 2022 the proposed rule change.
The MSRB has designated the proposed rule change as constituting a noncontroversial rule change under Section 19b3A 3 of the Act and Rule 19b4f6 4 thereunder, which renders the proposal effective upon receipt of this filing by the Commission. The 1 15

U.S.C. 78sb1.
CFR 240.19b4.
3 15 U.S.C. 78sb3A.
4 17 CFR 240.19b4f6.
2 17

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Federal Register - November 2, 2021

TitoloFederal Register

PaeseStati Uniti

Data02/11/2021

Conteggio pagine181

Numero di edizioni7797

Prima edizione14/03/1936

Ultima edizione17/06/2026

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