Federal Register - October 5, 2021

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Source: Federal Register

lotter on DSK11XQN23PROD with RULES1

Federal Register / Vol. 86, No. 190 / Tuesday, October 5, 2021 / Rules and Regulations meets the requirements in 15 U.S.C.
3056b. The Authority must explain how it considered and whether it adopted the safety standards in 15
U.S.C. 3056a2. If any horseracing safety standards in 15 U.S.C. 3056a2
were considered but not adopted or were modified, the Authority must explain why it decided not to adopt or why it decided to modify such standard.
iii Other rules. To the extent the Act requires the Authority to consider any factors or standards not specifically referenced in this section, the Authority must explain whether and how it considered those factors when proposing a rule or modification. For instance, when proposing a civil sanctions rule or modification pursuant to 15 U.S.C. 3057d1, the Authority must explain how the rule or modification meets the requirements of 15 U.S.C. 3057d2.
6 If written comments were solicited, the Authoritys draft Federal Register document must include a summary of the substance of all comments received and the Authoritys written response to all significant issues raised in such comments.
7 The date that the Authority proposes for the Federal Register to publish its proposed rule or modification.
b Supporting documentation. The Authoritys submission to the Commission required under paragraph a of this section must also include copies of the pertinent factual information underlying the Authoritys development of the proposed rule or modification, including a copy of existing standards used as a reference for the development of the proposed rule or modification and scientific data, studies, or analysis underlying the development of the proposed rule or modification. Supporting documentation must be attached as exhibits, and each exhibit must clearly identify the proposed rule or modification it supports.
c Redline document for proposed rule modification. For proposed rule modifications, the Authority must also provide, in a document separate from the Federal Register document, a redline version of the existing rule that will enable the Commission to immediately identify any proposed changes.
d Timing of submission. To qualify as a proposed rule or proposed modification under 15 U.S.C. 3053a, the Authoritys submission must provide the information in paragraphs a, b, and c of this section at least 90
days in advance of the proposed date for the Federal Register to publish a
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proposed rule or modification for public comment pursuant to 15 U.S.C.
3053b1. The Secretary may waive the 90-day requirement in this section if the Authority demonstrates such waiver is necessary to meet statutory deadlines.
e Conclusory statements and failure to provide requisite analysis.
Information required to be submitted under this section must be sufficiently detailed and contain sufficient analysis to support a Commission finding that a proposed rule or modification satisfies the statutory requirements. For instance, a mere assertion or conclusory statement that a proposed rule or modification is consistent with the requirements of the Act is insufficient.
Failure to describe and justify the proposed rule or modification in the manner described in this section or failure to submit the information required by this section may result in the Commissions having insufficient information to make an affirmative finding that the proposed rule or modification is consistent with the Act and the applicable rules approved by the Commission.
f Public comments. The Authority is encouraged to solicit public comments on its proposed rule or modification in advance of making a submission to the Commission pursuant to this section. If the Authority solicits public comments, it must attach a copy of the comments as an exhibit to its submission. By soliciting public comments and addressing significant issues raised therein, the Authority facilitates the Commissions review and approval of the Authoritys proposed rule or modification.
1.143

Submissions to the Secretary.

a Electronic submission. All rule submissions under 1.142 and 15
U.S.C. 3053a, rate increases that must be reported to the Commission under 15
U.S.C. 3052f1Civ, or HISA
Guidance that must be submitted to the Commission under 15 U.S.C. 3054g2
must be emailed to the Secretary of the Commission at electronicfilings@ftc.gov.
The subject line of the email must state:
HISA Rule Submission, HISA Rate Increase Submission, or HISA
Guidance Submission, as applicable.
b Format for submission of proposed rules or modifications1 Electronic format. Except for supporting documentation submitted pursuant to 1.142b and copies of comments submitted pursuant to 1.142f, all documents submitted to the Secretary must be in a word processing format.
2 Table of contents. Submissions with more than one attachment must contain a table of contents in the body
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of the email with a brief description of each item.
3 Contact information. The Authority must provide the name, telephone number, and email address of a person on the staff of the Authority responsible for responding to questions and comments on the submission in the body of the email.
4 Draft Federal Register documents. Draft Federal Register documents must follow the relevant format and editorial requirements for regulatory documents under 1 CFR parts 18, 21, and 22 see Office of Federal Registers Document Drafting Handbook. The Document Drafting Handbook specifies that draft Federal Register documents see 1 CFR 15.10
must:
i Contain proper preamble captions and content;
ii State the purpose of, and basis for, the proposed rule or modification;
iii Set forth regulatory text, headings, and authority citations;
iv Use correct numbering, structure, and amendatory language; and v Conform to the style and formatting established by the Office of the Federal Register and Government Publishing Office. See, specifically, section 2.17 proposed rules of the Office of the Federal Registers Document Drafting Handbook.
c Confidential information. If a document filed with the Secretary contains confidential information, the Secretary must be so informed, and a request for confidential treatment must be submitted in accordance with 16 CFR
4.9.
d Date of filing. If the conditions of this section are otherwise satisfied, all filings submitted electronically on or before 5:30 p.m. Eastern Time, on a business day, will be deemed filed on that business day, and all filings submitted after 5:30 p.m. Eastern Time, will be deemed filed on the next business day.
e Authority to reject documents for filing. The Secretary of the Commission may reject a document for filing that fails to comply with the Commissions rules for filing in this section or 1.142.
f Federal Register publication. If the conditions in this section and 1.142 have been satisfied, the Commission will publish the proposed rules or modifications in the Federal Register and request public comment on those proposed rules or modifications.
1.144 Approval or disapproval of proposed rules and proposed rule modifications.

a Commission decision. The Commission will approve or disapprove
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Federal Register - October 5, 2021

TitoloFederal Register

PaeseStati Uniti

Data05/10/2021

Conteggio pagine678

Numero di edizioni7798

Prima edizione14/03/1936

Ultima edizione18/06/2026

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