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Federal Register / Vol. 86, No. 189 / Monday, October 4, 2021 / Notices
C. Self-Regulatory Organizations Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: i Significantly affect the protection of investors or the public interest; ii impose any significant burden on competition; and iii become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19b3A of the Act 8 and Rule 19b 4f6 thereunder.9
At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule change should be approved or disapproved.
IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
BX2021042 on the subject line.

number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRBX2021042 and should be submitted on or before October 25, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202121481 Filed 10121; 8:45 am BILLING CODE 801101P

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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rule 14.11m Tracking Fund Shares To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940
Applicable to a Series of Tracking Fund Shares September 28, 2021.

I. Introduction On August 3, 2021, Cboe BZX
Exchange, Inc. Exchange or BZX
filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Exchange Act 1 and Rule 19b4 thereunder,2 a proposed rule change to amend BZX
Rule 14.11m Tracking Fund Shares to provide for the use of custom baskets consistent with the exemptive relief issued pursuant to the Investment Company Act of 1940 1940 Act 3
applicable to a series of Tracking Fund Shares. The proposed rule change was published for comment in the Federal Register on August 16, 2021.4 The Commission has received no comments on the proposed rule change. The Commission is approving the proposed rule change.
II. Description The Exchange proposes to amend BZX Rule 14.11m, which permits the listing and trading of series of Tracking Fund Shares. BZX Rule 14.11m currently requires that Tracking Fund Shares be issued and redeemed in a specified aggregate minimum number in return for the Tracking Basket 5 and/or cash.6 The Exchange proposes to amend U.S.C. 78sb1.
CFR 240.19b4.
3 15 U.S.C. 80a.
4 See Securities Exchange Act Release No. 92626
August 10, 2021, 86 FR 45792.
5 The term Tracking Basket means the identities and quantities of the securities and other assets included in a basket that is designed to closely track the daily performance of the Fund Portfolio, as provided in the exemptive relief under the 1940 Act applicable to a series of Tracking Fund Shares. See BZX Rule 14.11m3E. The term Fund Portfolio means the identities and quantities of the securities and other assets held by the investment company registered under the 1940
Act Investment Company that will form the basis for the Investment Companys calculation of net asset value NAV at the end of the business day. See BZX Rule 14.11m3B.
6 See BZX Rule 14.11m3A defining the term Tracking Fund Share.
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Release No. 3493147; File No. SR
CboeBZX2021053

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Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRBX2021042. This file U.S.C. 78sb3A.
CFR 240.19b4f6. In addition, Rule 19b 4f6iii requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.

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