Federal Register - September 24, 2021

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Source: Federal Register

Federal Register / Vol. 86, No. 183 / Friday, September 24, 2021 / Notices Act 1 and Rule 19b-4 thereunder,2 a proposed rule change to adopt new Exchange Rule 6.91PO to reflect the implementation of the Exchanges Pillar trading technology on its options market and to make conforming amendments to Exchange Rule 6.47AO. The proposed rule change was published for comment in the Federal Register on August 4, 2021.3 The Commission has received no comment letters regarding the proposed rule change.
Section 19b2 of the Act 4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the notice for the proposed rule change is September 24, 2021.
The Commission is extending the 45day period for Commission action on the proposed rule change. The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider and act on the Proposed Rule Change. Accordingly, pursuant to Section 19b2 of the Act,5 the Commission designates November 8, 2021, as the date by which the Commission shall either approve, disapprove, or institute proceedings to determine whether to disapprove the proposed rule change File No. SR
NYSEARCA202168.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202120656 Filed 92321; 8:45 am BILLING CODE 801101P

1 15

U.S.C. 78sb1.
CFR 240.19b4.
3 Securities Exchange Act Release No. 92563
August 4, 2021, 86 FR 43704 August 10, 2021
SRNYSEARCA202168 Notice.
4 15 U.S.C. 78sb2.
5 Id.
6 17 CFR 200.303a31.
2 17

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SECURITIES AND EXCHANGE
COMMISSION
Release No. 3493066; File No. SR
NYSEArca202152

Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges September 20, 2021.

I. Introduction On June 14, 2021, NYSE Arca, Inc.
NYSE Arca or the Exchange filed with the Securities and Exchange Commission the Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934
Act 1 and Rule 19b4 thereunder,2 a proposed rule change File No. SR
NYSEArca202152 to amend the NYSE Arca Equities Fees and Charges Fee Schedule.3 The proposed rule change was immediately effective upon filing with the Commission pursuant to Section 19b3A of the Act.4 The proposed rule change was published for comment in the Federal Register on July 6, 2021.5 The Commission received no comment letters regarding the proposed rule change. On August 5, 2021, the Commission, pursuant to Section 19b3C of the Act,6 temporarily suspended and instituted proceedings to determine whether to approve or disapprove the proposal.7 On September 14, 2021, the Exchange withdrew the proposed rule change SRNYSEArca 202152.

For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202120657 Filed 92321; 8:45 am BILLING CODE 801101P
1 15

U.S.C. 78sb1.
2 17 CFR 240.19b4.
3 See Securities Exchange Act Release No. 92291
June 29, 2021, 86 FR 35551 July 6, 2021
Notice.
4 15 U.S.C. 78sb3A. A proposed rule change may take effect upon filing with the Commission if it is designated by the exchange as establishing or changing a due, fee, or other charge imposed by the self-regulatory organization on any person, whether or not the person is a member of the self-regulatory organization. 15 U.S.C. 78sb3Aii.
5 See Notice, supra note 3.
6 15 U.S.C. 78sb3C.
7 See Securities Exchange Act Release No. 92583
August 5, 2021, 86 FR 44116 August 11, 2021.
8 17 CFR 200.303a12.

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SECURITIES AND EXCHANGE
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Release No. 3493067; File No. SRBX
2021041

Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 26, Message Traffic Mitigation September 20, 2021.

Pursuant to Section 19b1 of the Securities Exchange Act of 1934
Act,1 and Rule 19b4 thereunder,2
notice is hereby given that on September 14, 2021, Nasdaq BX, Inc.
BX or Exchange filed with the Securities and Exchange Commission SEC or Commission the proposed rule change as described in Items I and II, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend BX
Rules at Options 2, Section 10, Directed Market Makers, Options 3, Section 26, Message Traffic Mitigation, and Options 3, Section 27 Limitation of Liability.
The Exchange also proposes to amend Options 10, Doing Business With The Public: Section 5, Branch Offices, Section 6, Opening of Accounts, and Section 9, Discretionary Accounts.
The text of the proposed rule change is available on the Exchanges website at https listingcenter.nasdaq.com/
rulebook/bx/rules, at the principal office of the Exchange, and at the Commissions Public Reference Room.
II. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.
1 2

15 U.S.C. 78sb1.
17 CFR 240.19b4.

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Federal Register - September 24, 2021

TitoloFederal Register

PaeseStati Uniti

Data24/09/2021

Conteggio pagine246

Numero di edizioni7802

Prima edizione14/03/1936

Ultima edizione25/06/2026

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