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Federal Register / Vol. 86, No. 159 / Friday, August 20, 2021 / Notices
Public Representative. Section II also establishes comment deadlines pertaining to each request.
The public portions of the Postal Services requests can be accessed via the Commissions website http
www.prc.gov. Non-public portions of the Postal Services requests, if any, can be accessed through compliance with the requirements of 39 CFR
3011.301.1
The Commission invites comments on whether the Postal Services requests in the captioned dockets are consistent with the policies of title 39. For requests that the Postal Service states concern market dominant products, applicable statutory and regulatory requirements include 39 U.S.C. 3622, 39
U.S.C. 3642, 39 CFR part 3030, and 39
CFR part 3040, subpart B. For requests that the Postal Service states concern competitive products, applicable statutory and regulatory requirements include 39 U.S.C. 3632, 39 U.S.C. 3633, 39 U.S.C. 3642, 39 CFR part 3035, and 39 CFR part 3040, subpart B. Comment deadlines for each request appear in section II.
II. Docketed Proceedings 1. Docket Nos.: MC2021126 and CP2021130; Filing Title: USPS Request to Add Priority Mail Contract 720 to Competitive Product List and Notice of Filing Materials Under Seal; Filing Acceptance Date: August 13, 2021;
Filing Authority: 39 U.S.C. 3642, 39 CFR
3040.130 through 3040.135, and 39 CFR
3035.105; Public Representative:
Christopher C. Mohr; Comments Due:
August 23, 2021.
This Notice will be published in the Federal Register.
Erica A. Barker, Secretary.
FR Doc. 202117828 Filed 81921; 8:45 am
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BILLING CODE 7710FWP

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3492677; File No. SRMSRB
202104

Self-Regulatory Organizations;
Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G10, on Investor and Municipal Advisory Client Education and Protection, and Rule G
48, on Transactions With Sophisticated Municipal Market Professionals, To Amend Certain Dealer Obligations August 16, 2021.

Pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act or Exchange Act 1 and Rule 19b4
thereunder,2 notice is hereby given that on August 2, 2021 the Municipal Securities Rulemaking Board MSRB
or Board filed with the Securities and Exchange Commission SEC or Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the MSRB. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change The MSRB filed with the Commission a proposed rule change consisting of amendments to MSRB Rule G10, on investor and municipal advisory client education and protection, and MSRB
Rule G48, on transactions with sophisticated municipal market professionals SMMPs collectively, the proposed rule change. The proposed rule change would clarify the scope of the requirements for brokers, dealers and municipal securities dealers collectively, dealers to provide the required notifications under Rule G10
to those customers who would best be served by the receipt of the information and make accompanying amendments to Rule G48 to exclude SMMPs from certain requirements under Rule G10.3
If the Commission approves the proposed rule change, the MSRB will announce the effective date of the proposed rule change no later than 10
days following Commission approval.
The effective date will be no later than 1 15

U.S.C. 78sb1.
CFR 240.19b4.
3 Under MSRB Rule D9, a customer means any person other than a broker, dealer, or municipal securities dealer acting in its capacity as such or an issuer in transactions involving the sale by the issuer of a new issue of its securities.
2 17

1 See Docket No. RM20183, Order Adopting Final Rules Relating to Non-Public Information, June 27, 2018, Attachment A at 1922 Order No.
4679.

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30 days following Commission approval.
The text of the proposed rule change is available on the MSRBs website at www.msrb.org/Rules-andInterpretations/SEC-Filings/2021Filings.aspx, at the MSRBs principal office, and at the Commissions Public Reference Room.
II. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the MSRB included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The MSRB has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.
A. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose Background In 2017, the MSRB amended Rule G
10 with the goal of, among other things, modernizing the rule and extend the rules application to municipal advisors.4 Prior to that time, the rule only applied to dealers and required dealers to provide a customer with a paper copy of the MSRBs investor brochure after a customer had made a complaint to the dealer.5 Recognizing this requirement did not afford customers the best use of the information in a timely manner, the 2017 amendments replaced the post4 See Exchange Act Release No. 79801 January 13, 2017, 82 FR 7898 January 23, 2017 File No.
SRMSRB201615. The 2017 amendments created similar obligations for municipal advisors to provide their municipal advisory clients with certain notifications. The text of the amendments addressed the scope of Rule G10 obligations for municipal advisors by specifically defining municipal advisory client for purposes of Rule G10 to include either a municipal entity or obligated person for whom the municipal advisor engages in municipal advisory activities, as defined in rule G42fiv, or a broker, dealer, municipal securities dealer, municipal advisor, or investment adviser as defined in section 202 of the Investment Advisers Act of 1940 on behalf of whom the municipal advisor undertakes a solicitation of a municipal entity or obligated person, as defined in Rule 15Ba11n, 17 CFR 240.15Ba11n, under the Act.
5 See Exchange Act Release No. 24764 July 31, 1987, 52 FR 29459 August 7, 1987 File No. SR
MSRB876.

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