Federal Register - August 17, 2021

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Source: Federal Register

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Federal Register / Vol. 86, No. 156 / Tuesday, August 17, 2021 / Notices
takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.
IV. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:

submit only information that you wish to make available publicly. All submissions should refer to File Number SRMIAX202135 and should be submitted on or before September 7, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.27
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202117542 Filed 81621; 8:45 am BILLING CODE 801101P

Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
MIAX202135 on the subject line.

khammond on DSKJM1Z7X2PROD with NOTICES

Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRMIAX202135. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should
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SECURITIES AND EXCHANGE
COMMISSION
Release No. 3492637; File No. SR
NASDAQ2021007

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Additional Initial Listing Criteria for Companies Primarily Operating in Jurisdictions That Do Not Provide the PCAOB With the Ability To Inspect Public Accounting Firms August 11, 2021.

On February 1, 2021, The Nasdaq Stock Market LLC Nasdaq or Exchange filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4
thereunder,2 a proposed rule change to adopt additional initial listing criteria for companies primarily operating in jurisdictions that do not provide the Public Company Accounting Oversight Board PCAOB with the ability to inspect public accounting firms. The proposed rule change was published for comment in the Federal Register on February 16, 2021.3 On March 26, 2021, pursuant to Section 19b2 of the Act,4
the Commission designated a longer period within which to approve the 27 17

CFR 200.303a12.
U.S.C. 78sb1.
2 17 CFR 240.19b4.
3 See Securities Exchange Act Release No. 91089
February 9, 2021, 86 FR 9549 Notice.
Comments on the proposed rule change can be found at: https www.sec.gov/comments/sr-nasdaq2021-007/srnasdaq2021007.htm.
4 15 U.S.C. 78sb2.
1 15

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proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.5
On May 17, 2021, the Commission instituted proceedings under Section 19b2B of the Act 6 to determine whether to approve or disapprove the proposed rule change.7
Section 19b2 of the Act 8 provides that, after initiating disapproval proceedings, the Commission shall issue an order approving or disapproving the proposed rule change not later than 180
days after the date of publication of notice of filing of the proposed rule change. The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate and publishes the reasons for such determination. The date of publication of notice of filing of the proposed rule change was February 16, 2021. August 15, 2021 is 180 days from that date, and October 14, 2021 is 240 days from that date.
The Commission finds it appropriate to designate a longer period within which to issue an order approving or disapproving the proposed rule change so that it has sufficient time to consider this proposed rule change. Accordingly, the Commission, pursuant to Section 19b2 of the Act,9 designates October 14, 2021, as the date by which the Commission shall either approve or disapprove the proposed rule change File No. SRNASDAQ2021007.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202117540 Filed 81621; 8:45 am BILLING CODE 801101P
5 See Securities Exchange Act Release No. 91413, 86 FR 17263 April 1, 2021. The Commission designated May 17, 2021 as the date by which the Commission shall approve or disapprove, or institute proceedings to determine whether to approve or disapprove, the proposed rule change.
6 15 U.S.C. 78sb2B.
7 See Securities Exchange Act Release No. 91904, 86 FR 27659 May 21, 2021.
8 15 U.S.C. 78sb2.
9 Id.
10 17 CFR 200.303a57.

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Federal Register - August 17, 2021

TitoloFederal Register

PaeseStati Uniti

Data17/08/2021

Conteggio pagine255

Numero di edizioni7798

Prima edizione14/03/1936

Ultima edizione18/06/2026

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