Federal Register - August 10, 2021
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Source: Federal Register
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Federal Register / Vol. 86, No. 151 / Tuesday, August 10, 2021 / Notices
2021, to allow more time for members of the public to submit their comments.
The NRC is interested in obtaining a broad range of perspectives from stakeholders and interested persons.
The focus of this request is to gather information to inform a systematic assessment for how the NRC addresses environmental justice in its programs, policies, and activities, considering the agencys mission and statutory authority. The NRC is particularly interested in receiving input on the following questions:
1 What is your understanding of what is meant by environmental justice at the NRC?
2 As described in the Commissions 2004 Policy Statement on the Treatment of Environmental Justice Matters in NRC
Regulatory and Licensing Actions 69
FR 52040, the NRC currently addresses environmental justice in its NEPA
reviews to determine if a proposed agency action will have disproportionately high and adverse impacts on minority and low-income communities, defined as environmental justice communities.
a When the NRC is conducting licensing and other regulatory reviews, the agency uses a variety of ways to gather information from stakeholders and interested persons on environmental impacts of the proposed agency action, such as in-person and virtual meetings, Federal Register notices requesting input, and dialog with community organizations.
i How could the NRC expand how it engages and gathers input?
ii What formal tools might there be to enhance information gathering from stakeholders and interested persons in NRCs programs, policies, and activities?
iii Can you describe any challenges that may affect your ability to engage with the NRC on environmental justice issues?
b How could the NRC enhance opportunities for members of environmental justice communities to participate in licensing and regulatory activities, including the identification of impacts and other environmental justice concerns?
c What ways could the NRC enhance identification of environmental justice communities?
d What has the NRC historically done well, or currently does well that we could do more of or expand with respect to environmental justice in our programs, policies, and activities, including engagement efforts? In your view, what portions of the 2004 Policy Statement are effective?
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3 What actions could the NRC take to enhance consideration of environmental justice in the NRCs programs, policies and activities and agency decision-making, considering the agencys mission and statutory authority?
a Would you recommend that NRC
consider any particular organizations environmental justice programs in its assessment?
b Looking to other Federal, State, and Tribal agencies environmental justice programs, what actions could the NRC take to enhance consideration of environmental justice in the NRCs programs, policies, and activities?
c Considering recent Executive Orders on environmental justice, what actions could the NRC take to enhance consideration of environmental justice in the NRCs programs, policies, and activities?
d Are there opportunities to expand consideration of environmental justice in NRC programs, policies, and activities, considering the agencys mission? If so, what are they?
Dated: August 4, 2021.
For the Nuclear Regulatory Commission.
Gregory F. Suber, Director, Environmental Justice Review Team, Office of the Executive Director for Operations.
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SECURITIES AND EXCHANGE
COMMISSION
Release No. 3492561; File No. SRFINRA
2021009
Self-Regulatory Organizations;
Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt a Supplemental Liquidity Schedule, and Instructions Thereto, Pursuant to FINRA Rule 4524 Supplemental FOCUS Information August 4, 2021.
I. Introduction On April 30, 2021, the Financial industry Regulatory Authority FINRA filed with the Securities and Exchange Commission SEC or Commission, pursuant to Section 19b1 of the Securities Exchange Act Exchange Act 1 and Rule 19b4
thereunder,2 a proposed rule change to adopt a Supplemental Liquidity Schedule, and Instructions thereto, 1 15
2 17
PO 00000
U.S.C. 78sb1.
CFR 240.19b4.
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Fmt 4703
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pursuant to FINRA Rule 4524
Supplemental FOCUS Information.
The proposed rule change was published for comment in the Federal Register on May 18, 2021.3 The comment period closed on June 8, 2021.
The Commission received one comment letter in response to the Notice.4 On June 22, 2021, FINRA extended the time period in which the Commission must approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change to August 16, 2021. On July 7, 2021, FINRA responded to the comment letter received in response to the Notice.5 For the reasons discussed below, the Commission is approving the proposed rule change.
II. Description of the Proposed Rule Change 6
FINRA Rule 4524 provides in part that FINRA may require certain members to file supplements to the Financial and Operational Combined Uniform Single Report FOCUS
Report, which is filed pursuant to Rule 17a5 under the Exchange Act 7
and FINRA Rule 2010. These supplements may include such additional financial or operational schedules or reports as FINRA may deem necessary or appropriate for the protection of investors or in the public interest. FINRA Rule 4524 further requires FINRA to file a proposed schedule or report with the Commission pursuant to section 19b of the Exchange Act. Pursuant to FINRA Rule 4524, FINRA proposed to adopt a Supplemental Liquidity Schedule SLS, and Instructions thereto.
A FINRA member that would be required to file the Form SLS would report detailed information relating to the members:
3 See Exchange Act Release No. 91876 May 12, 2021, 86 FR 27005 May 18, 2021 File No. SR
FINRA2021009 Notice.
4 See Letter from Kevin Zambrowicz, Managing Director & Associate General Counsel, the Securities Industry and Financial Markets Association SIFMA, dated June 8, 2021 SIFMA Letter.
5 See Letter from Adam Arkel, Associate General Counsel, Office of General Counsel, FINRA, to Vanessa Countryman, Secretary, U.S. Securities and Exchange Commission, dated July 7, 2021 FINRA
Letter. The FINRA Letter is available on FINRAs website at https www.finra.org/sites/default/files/
2021-07/sr-finra-2021-009-response-tocomments.pdf, on the Commissions website at https www.sec.gov/comments/sr-finra-2021-009/
srfinra2021009.htm, and at the Commissions Public Reference Room.
6 The subsequent description of the proposed rule change is substantially excerpted from FINRAs description in the Notice. See Notice, 86 FR at 2700506.
7 17 CFR 240.17a5 Rule 17a5. Paragraph a of Rule 17a5 requires a broker-dealer to file a version of the FOCUS Report.
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