Federal Register - July 21, 2021
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Source: Federal Register
Federal Register / Vol. 86, No. 137 / Wednesday, July 21, 2021 / Notices SF3 takes approximately 1,380 hours per response and is filed by approximately 71 issuers annually. The information collected is intended to ensure that the information required to be filed by the Commission permits verification of compliance with securities law requirements and assures the public availability of such information in the asset-backed securities market. We estimate that 25%
of the 1,383.21 hours per response 345.80 hours is prepared by the issuer for a total annual reporting burden of 24,552 hours 345.80 hours per response 71 responses.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number.
The public may view background documentation for this information collection at the following website:
www.reginfo.gov. Find this particular information collection by selecting Currently under 30-day ReviewOpen for Public Comments or by using the search function. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to i www.reginfo.gov/public/do/
PRAMain and ii David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov.
Dated: July 1, 2021.
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202115435 Filed 72021; 8:45 am BILLING CODE 801101P
SECURITIES AND EXCHANGE
COMMISSION
Dated: July 15, 2021.
J. Matthew DeLesDernier, Assistant Secretary.
SEC File No. 270334, OMB Control No.
32350380
Submission for OMB Review;
Comment Request
jbell on DSKJLSW7X2PROD with NOTICES
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995
44 U.S.C. 3501 et seq., the Securities and Exchange Commission Commission has submitted to the Office of Management and Budget this request for extension of the previously
Jkt 253001
1 44
BILLING CODE 801101P
Extension:
Form F10
17:26 Jul 20, 2021
on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval.
Rule 22c2 17 CFR 270.22c2 under the Investment Company Act of 1940
15 U.S.C. 80a the Investment Company Act or Act requires the board of directors including a majority of independent directors of most registered open-end investment companies funds to either approve a redemption fee of up to two percent or determine that imposition of a redemption fee is not necessary or appropriate for the fund. Rule 22c2
also requires a fund to enter into written agreements with their financial intermediaries such as broker-dealers and retirement plan administrators under which the fund, upon request, can obtain certain shareholder identity and trading information from the intermediaries. The written agreement must also allow the fund to direct the intermediary to prohibit further purchases or exchanges by specific shareholders that the fund has identified as being engaged in transactions that violate the funds market timing policies. These requirements enable funds to obtain the information that they need to monitor the frequency of short-term trading in omnibus accounts and enforce their market timing policies.
The rule includes three collections of information within the meaning of the Paperwork Reduction Act of 1995
PRA.1 First, the rule requires boards to either approve a redemption fee of up to two percent or determine that imposition of a redemption fee is not necessary or appropriate for the fund.
Second, funds must enter into information sharing agreements with all of their financial intermediaries 2 and maintain a copy of the written information sharing agreement with each intermediary in an easily
FR Doc. 202115431 Filed 72021; 8:45 am
Upon Written Request Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736
VerDate Sep<11>2014
approved collection of information discussed below.
Form F10 17 CFR 239.40 is a registration statement under the Securities Act of 1933 15 U.S.C. 77a et seq. that may be used by a foreign private issuer that: Is incorporated or organized in Canada; has been subject to, and in compliance with, Canadian reporting requirements for at least 12
months; and has an aggregate market value of common stock held by nonaffiliates of at least $75 million. The purpose of this information collection is to permit verification of compliance with securities law requirements and assure the public availability of such information. We estimate that Form F
10 takes 28.98 hours per response and is filed by 77 respondents. We further estimate that 25% of the 28.98 hours per response 7.25 hours is prepared by the issuer for an annual reporting burden of 558 hours 7.25 hours per response 77
responses.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number.
The public may view background documentation for this information collection at the following website:
www.reginfo.gov. Find this particular information collection by selecting Currently under 30-day ReviewOpen for Public Comments or by using the search function. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to i www.reginfo.gov/public/do/
PRAMain and ii David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov.
38519
U.S.C. 35013520.
rule defines a Financial Intermediary as: i Any broker, dealer, bank, or other person that holds securities issued by the fund in nominee name; ii a unit investment trust or fund that invests in the fund in reliance on section 12diE of the Act;
and iii in the case of a participant directed employee benefit plan that owns the securities issued by the fund, a retirement plans administrator under section 316A of the Employee Retirement Security Act of 1974 29 U.S.C.
100216A or any person that maintains the plans participant records. Financial Intermediary does not include any person that the fund treats as an individual investor with respect to the funds policies established for the purpose of eliminating or reducing any dilution of the value of the outstanding securities issued by the fund. Rule 22c 2c1.
2 The
SECURITIES AND EXCHANGE
COMMISSION
SEC File No. 270541, OMB Control No.
32350620
Proposed Collection; Comment Request; Extension: Rule 22c2
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995
44 U.S.C. 3501 et seq. the Securities and Exchange Commission the Commission is soliciting comments
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