Federal Register - June 28, 2021
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Source: Federal Register
Federal Register / Vol. 86, No. 121 / Monday, June 28, 2021 / Notices should be submitted on or before July 19, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.33
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202113655 Filed 62521; 8:45 am BILLING CODE 801101P
SECURITIES AND EXCHANGE
COMMISSION
Release No. 3492233; File No. SR
NYSEArca202131
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201E
June 22, 2021.
khammond on DSKJM1Z7X2PROD with NOTICES
On April 23, 2021, NYSE Arca, Inc.
NYSE Arca filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4
thereunder,2 a proposed rule change to list and trade shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201E. The proposed rule change was published for comment in the Federal Register on May 12, 2021.3 The Commission has received comments on the proposed rule change.4
Section 19b2 of the Act 5 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days i as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or ii as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the notice for this proposed rule change is June 26, 2021.
The Commission is extending this 45day time period.
The Commission finds that it is appropriate to designate a longer period 33 17
CFR 200.303a12.
U.S.C. 78sb1.
2 17 CFR 240.19b4.
3 See Securities Exchange Act Release No. 91771
May 6, 2021, 86 FR 26073 May 12, 2021.
4 Comments received on the proposed rule change are available at: https www.sec.gov/comments/srnysearca-2021-31/srnysearca202131.htm.
5 15 U.S.C. 78sb2.
1 15
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17:39 Jun 25, 2021
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within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change and the comments received.
Accordingly, pursuant to Section 19b2 of the Act,6 the Commission designates August 10, 2021, as the date by which the Commission shall either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change File No. SRNYSEArca202131.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.7
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202113659 Filed 62521; 8:45 am BILLING CODE 801101P
SECURITIES AND EXCHANGE
COMMISSION
Investment Company Act Release No.
34308; File No. 81215097
Lord Abbett Floating Rate High Income Fund, et al.
June 22, 2021.
Securities and Exchange Commission.
ACTION: Notice.
AGENCY:
Notice of application for an order under sections 6c and 23c3 of the Investment Company Act of 1940 the Act for an exemption from rule 23c 3 under the Act.
SUMMARY OF APPLICATION: Applicants request an order under sections 6c and 23c3 of the Act for an exemption from certain provisions of rule 23c3 to permit certain registered closed-end investment companies to make repurchase offers on a monthly basis.
APPLICANTS: Lord Abbett Floating Rate High Income Fund the Fund, Lord Abbett & Co. LLC the Adviser and Lord Abbett Distributor LLC the Distributor.
FILING DATES: The application was filed on February 21, 2020 and amended on September 11, 2020 and February 23, 2021.
HEARING OR NOTIFICATION OF HEARING: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing by emailing the Commissions Secretary at SecretarysOffice@sec.gov and serving applicants with a copy of the request by email.
Hearing requests should be received by the Commission by 5:30 p.m. on July 16, 6 Id.
7 17
PO 00000
2021, and should be accompanied by proof of service on the applicants, in the form of an affidavit, or, for lawyers, a certificate of service. Pursuant to rule 0
5 under the Act, hearing requests should state the nature of the writers interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification by emailing the Commissions Secretary.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov. Applicants:
Pamela P. Chen, Associate General Counsel, PCHEN@LordAbbett.com.
FOR FURTHER INFORMATION CONTACT:
Bruce R. MacNeil, Senior Counsel, at 202 5516817 or Kaitlin C. Bottock, Branch Chief, at 202 5516825
Division of Investment Management, Chief Counsels Office.
SUPPLEMENTARY INFORMATION: The following is a summary of the application. The complete application may be obtained via the Commissions website by searching for the file number, or for an applicant using the Company name box, at http
www.sec.gov/search/search.htm or by calling 202 5518090.
Applicants Representations 1. The Fund is a Delaware statutory trust that is registered under the Act as a non-diversified, closed-end management investment company that will be operated as an interval fund. The Adviser is a Delaware limited liability company and is registered as an investment adviser under the Investment Advisers Act of 1940. The Adviser serves as investment adviser to the Fund. The Distributor, a New York limited liability company and subsidiary of the Adviser, is a registered broker-dealer and is the Funds principal underwriter and distributor.
2. Applicants request that any relief granted also apply to any registered closed-end management investment company that operates as an interval fund pursuant to rule 23c3 for which the Adviser or any entity controlling, controlled by, or under common control with the Adviser, or any successor in interest to any such entity,1 acts as investment adviser the Future Funds, and together with the Fund, the Funds, and each, individually, a Fund.2
1 A successor in interest is limited to an entity that results from a reorganization into another jurisdiction or a change in the type of business organization.
2 All entities currently intending to rely on the requested relief have been named as applicants.
CFR 200.303a31.
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