Federal Register - June 7, 2021
Versione di testo Cosa è?Dateas è un sito indipendente non affiliato a entità governative. La fonte dei documenti PDF che pubblichiamo qui è l'entità governativa indicata in ciascuno di essi. Le versioni in testo sono trascrizioni che realizziamo per facilitare l'accesso e la ricerca di informazioni, ma possono contenere errori o non essere complete.
Source: Federal Register
30342
Federal Register / Vol. 86, No. 107 / Monday, June 7, 2021 / Notices
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings TIME AND DATE:
2 p.m. on Thursday, June
10, 2021.
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Silexx Trading Platform Fees Schedule
The meeting will be held via remote means and/or at the Commissions headquarters, 100 F
Street NE, Washington, DC 20549.
PLACE:
This meeting will be closed to the public.
STATUS:
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters also may be present.
In the event that the time, date, or location of this meeting changes, an announcement of the change, along with the new time, date, and/or place of the meeting will be posted on the Commissions website at https
www.sec.gov.
The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5
U.S.C. 552bc3, 5, 6, 7, 8, 9B
and 10 and 17 CFR 200.402a3, a5, a6, a7, a8, a9ii and a10, permit consideration of the scheduled matters at the closed meeting.
The subject matter of the closed meeting will consist of the following topics:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Resolution of litigation claims; and Other matters relating to examinations and enforcement proceedings.
At times, changes in Commission priorities require alterations in the scheduling of meeting agenda items that may consist of adjudicatory, examination, litigation, or regulatory matters.
khammond on DSKJM1Z7X2PROD with NOTICES
CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact Vanessa A. Countryman from the Office of the Secretary at 202 5515400.
Dated: June 3, 2021.
Vanessa A. Countryman, Secretary.
Release No. 3492078; File No. SRCBOE
2021035
June 1, 2021.
Pursuant to Section 19b1 of the Securities Exchange Act of 1934
Act,1 and Rule 19b4 thereunder,2
notice is hereby given that on May 21, 2021, Cboe Exchange, Inc. Exchange or Cboe Options filed with the Securities and Exchange Commission Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change Cboe Exchange, Inc. the Exchange or Cboe Options proposes to amend the Silexx trading platform Silexx or the platform Fees Schedule. The text of the proposed rule change is provided in Exhibit 5.
The text of the proposed rule change is also available on the Exchanges website http www.cboe.com/
AboutCBOE/CBOELegalRegulatory Home.aspx, at the Exchanges Office of the Secretary, and at the Commissions Public Reference Room.
II. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.
FR Doc. 202111949 Filed 6321; 11:15 am
1 15
BILLING CODE 801101P
2 17
VerDate Sep<11>2014
17:36 Jun 04, 2021
Jkt 253001
PO 00000
U.S.C. 78sb1.
CFR 240.19b4.
Frm 00093
Fmt 4703
Sfmt 4703
A. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The purpose of this filing is to amend the Silexx Fees Schedule to amend the CAT File fee.3
By way of background, the Silexx platform consists of a front-end order entry and management trading platform also referred to as the Silexx terminal for listed stocks and options that supports both simple and complex orders,4 and a back-end platform which provides a connection to the infrastructure network. From the Silexx platform i.e., the collective front-end and back-end platform, a Silexx user has the capability to send option orders to U.S. options exchanges, send stock orders to U.S. stock exchanges and other trading centers, input parameters to control the size, timing, and other variables of their trades, and also includes access to real-time options and stock market data, as well as access to certain historical data. The Silexx platform is designed so that a user may enter orders into the platform to send to an executing broker including Trading Permit Holders TPHs of its choice with connectivity to the platform, which broker will then send the orders to Cboe Options if the broker is a TPH or other U.S. exchanges and trading centers in accordance with the users instructions.
With the exception of Silexx FLEX and Cboe Silexx, users cannot directly route orders through any of the current versions of Silexx to an exchange or trading center nor is the platform integrated into, or directly connected to, Cboe Options System. The Exchange has more recently made available additional versions of the Silexx platform, Silexx FLEX and Cboe Silexx, which do support the trading of FLEX
and non-FLEX Options, respectively, and allows authorized Users with direct access to the Exchange. The Silexx front-end and back-end platforms are a software application that are installed locally on a users desktop. Silexx grants users licenses to use the platform, and a firm or individual does not need to be 3 The Exchange initially filed the proposed fee changes sic May 1, 2021 SRCBOE2021032.
On May 12, 2021, the Exchange withdrew that filing and SRCBOE2021033. On May 21, 2021, the Exchange withdrew that filing and submitting sic this filing.
4 The platform also permits users to submit orders for commodity futures, commodity options and other non-security products to be sent to designated contract markets, futures commission merchants, introducing brokers or other applicable destinations of the users choice.
E:FRFM07JNN1.SGM
07JNN1