Federal Register - June 1, 2021

Versione di testo Cosa è?Dateas è un sito indipendente non affiliato a entità governative. La fonte dei documenti PDF che pubblichiamo qui è l'entità governativa indicata in ciascuno di essi. Le versioni in testo sono trascrizioni che realizziamo per facilitare l'accesso e la ricerca di informazioni, ma possono contenere errori o non essere complete.

Source: Federal Register

29312

Federal Register / Vol. 86, No. 103 / Tuesday, June 1, 2021 / Notices
Institution and settlement of administrative proceedings;
Resolution of litigation claims; and Other matters relating to examinations and enforcement proceedings.
At times, changes in Commission priorities require alterations in the scheduling of meeting agenda items that may consist of adjudicatory, examination, litigation, or regulatory matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact Vanessa A. Countryman from the Office of the Secretary at 202 5515400.
Dated: May 27, 2021.
Vanessa A. Countryman, Secretary.
FR Doc. 202111598 Filed 52721; 4:15 pm BILLING CODE 801101P

FOR FURTHER INFORMATION CONTACT:

SECURITIES AND EXCHANGE
COMMISSION
Release Nos. 3310944, 3492018; File No.
26528

Investor Advisory Committee Meeting
Marc Oorloff Sharma, Chief Counsel, Office of the Investor Advocate, at 202
5513302, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549.

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
DATES: The meeting will be held on Thursday, June 10, 2021 from 10:00 a.m.
until 4:15 p.m. ET. Written statements should be received on or before June 9, 2021.
ADDRESSES: The meeting will be conducted by remote means and/or at the Commissions headquarters, 100 F
St. NE, Washington, DC 20549. The meeting will be webcast on the Commissions website at www.sec.gov.
Written statements may be submitted by any of the following methods:
SUMMARY:

Electronic Statements D Use the Commissions internet submission form http www.sec.gov/
rules/other.shtml; or D Send an email message to rulescomments@sec.gov. Please include File No. 26528 on the subject line; or
18:20 May 28, 2021

Jkt 253001

Release No. 3492013; File No. SR
CboeBZX2021040

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule May 25, 2021.

Pursuant to Section 19b1 of the Securities Exchange Act of 1934 the Act,1 and Rule 19b4 thereunder,2
notice is hereby given that on May 12, 2021, Cboe BZX Exchange, Inc. the Exchange or BZX filed with the Securities and Exchange Commission the Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change
Dated: May 26, 2021.
Vanessa A. Countryman, Secretary.

In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.

FR Doc. 202111479 Filed 52821; 8:45 am BILLING CODE 801101P

Paper Statements D Send paper statements to Vanessa A. Countryman, Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.

VerDate Sep<11>2014

SECURITIES AND EXCHANGE
COMMISSION

The meeting will be open to the public, except during that portion of the meeting reserved for an administrative work session during lunch. Persons needing special accommodations to take part because of a disability should notify the contact person listed in the section above entitled FOR FURTHER
INFORMATION CONTACT.
The agenda for the meeting includes:
Welcome remarks; approval of previous meeting minutes; a panel discussion regarding best execution and its role in post-NMS market structure; a panel discussion regarding best execution issues unique to wholesale brokers; a panel discussion regarding 10b51
plans; a discussion of a recommendation regarding individual retirement accounts; subcommittee reports; and a non-public administrative session.
SUPPLEMENTARY INFORMATION:

Securities and Exchange Commission.
ACTION: Notice of meeting.
AGENCY:

jbell on DSKJLSW7X2PROD with NOTICES

All submissions should refer to File No.
26528. This file number should be included on the subject line if email is used. To help us process and review your statement more efficiently, please use only one method.
Statements also will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Room 1503, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. All statements received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly.

PO 00000

Cboe BZX Exchange, Inc. the Exchange or BZX or BZX
Equities is filing with the Securities and Exchange Commission Commission a proposed rule change to amend its fee schedule. The text of the proposed rule change is provided in Exhibit 5.
The text of the proposed rule change is also available on the Exchanges website http markets.cboe.com/us/
equities/regulation/rule_filings/bzx/, at the Exchanges Office of the Secretary, and at the Commissions Public Reference Room.
II. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change
1 15
2 17

Frm 00080

Fmt 4703

Sfmt 4703

E:FRFM01JNN1.SGM

U.S.C. 78sb1.
CFR 240.19b4.

01JNN1

Riguardo a questa edizione

Federal Register - June 1, 2021

TitoloFederal Register

PaeseStati Uniti

Data01/06/2021

Conteggio pagine319

Numero di edizioni7802

Prima edizione14/03/1936

Ultima edizione25/06/2026

Scarica questa edizione

Altre edizioni

<<<Junio 2021>>>
DLMMJVS
12345
6789101112
13141516171819
20212223242526
27282930