Federal Register - March 18, 2021

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Source: Federal Register

14792

Federal Register / Vol. 86, No. 51 / Thursday, March 18, 2021 / Notices
jbell on DSKJLSW7X2PROD with NOTICES

6b1 7 and 6b5 8 in particular in that it is designed:
To enable the Exchange to enforce compliance by its TPHs and persons associated with its TPHs with the provisions of the rules of the Exchange, to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and in general, to protect investors and the public interest.
The Exchange believes that the proposed rule change serves to strengthen CFEs ability to carry out its responsibilities as a self-regulatory organization. First, the proposed rule change provides guidance to TPHs regarding the type of information that must be included within Cancel Orders and Cancel Replace/Modify Orders.
Second, the proposed rule change contributes to enhancing the effectiveness of CFEs audit trail program by helping to assure that required information is included within Cancel Orders and Cancel Replace/
Modify Orders and that single Orders, Bulk Messages, and Quotes without required information or with nonpermitted information are not accepted by the CFE System. Third, the proposed rule change furthers CFEs ability to enforce compliance with CFE rules since the Exchange plans to utilize this audit trail information in connection with its surveillance of CFEs market and in connection with reviewing trading activity on CFEs market for rule compliance. The Exchange believes that the proposed rule change is equitable and not unfairly discriminatory in that the rule amendments included in the proposed rule change would apply equally to all TPHs.
B. Self-Regulatory Organizations Statement on Burden on Competition CFE does not believe that the proposed rule change will impose any burden on inter-market competition not necessary or appropriate in furtherance of the purposes of the Act, in that the proposed rule change will enhance CFEs ability to carry out its responsibilities as a self-regulatory organization. The Exchange believes that the proposed rule change will not impose any undue burden on intra7 15
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market competition because the rule amendments included in the proposed rule change would apply equally to all TPHs.
C. Self-Regulatory Organizations Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were solicited or received with respect to the proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The proposed rule change will become operative on March 15, 2021. At any time within 60 days of the date of effectiveness of the proposed rule change, the Commission, after consultation with the CFTC, may summarily abrogate the proposed rule change and require that the proposed rule change be refiled in accordance with the provisions of Section 19b1
of the Act.9
IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
CFE2021004 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRCFE2021004. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the 9 15

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Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRCFE2021004, and should be submitted on or before April 8, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202105555 Filed 31721; 8:45 am BILLING CODE 801101P

SMALL BUSINESS ADMINISTRATION
Data Collection Available for Public Comments 60-Day notice and request for comments.

ACTION:

The Small Business Administration SBA intends to request approval, from the Office of Management and Budget OMB for the collection of information described below. The Paperwork Reduction Act PRA requires federal agencies to publish a notice in the Federal Register concerning each proposed collection of information before submission to OMB, and to allow 60 days for public comment in response to the notice. This notice complies with that requirement.
DATES: Submit comments on or before May 17, 2021.
ADDRESSES: Send all comments to Cynthia Pitts, Director, Disaster Administrative Services, Office of Disaster Assistance, Small Business Administration.
SUMMARY:

FOR FURTHER INFORMATION CONTACT:

Cynthia Pitts, Director, Disaster Administrative Services, Disaster Assistance, cynthia.pitts@sba.gov 202
2057570, or Curtis B. Rich, 10 17

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CFR 200.303a73.

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Federal Register - March 18, 2021

TitoloFederal Register

PaeseStati Uniti

Data18/03/2021

Conteggio pagine128

Numero di edizioni7801

Prima edizione14/03/1936

Ultima edizione24/06/2026

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