Federal Register - March 8, 2021

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Source: Federal Register

Federal Register / Vol. 86, No. 43 / Monday, March 8, 2021 / Notices change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
CboeEDGA2021006 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.

jbell on DSKJLSW7X2PROD with NOTICES

All submissions should refer to File Number SRCboeEDGA2021006. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change;
the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR
CboeEDGA2021006 and should be submitted on or before March 29, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.17
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202104682 Filed 3521; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION

SECURITIES AND EXCHANGE
COMMISSION

Sunshine Act Meetings
SEC File No. 270236, OMB Control No.
32350222

TIME AND DATE:

3 p.m. on Thursday, March 11, 2021.

Submission for OMB Review;
Comment Request
The meeting will be held via remote means and/or at the Commissions headquarters, 100 F
Street, NE, Washington, DC 20549.

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736

PLACE:

This meeting will be closed to the public.

STATUS:

MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters also may be present.
In the event that the time, date, or location of this meeting changes, an announcement of the change, along with the new time, date, and/or place of the meeting will be posted on the Commissions website at https
www.sec.gov.
The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5
U.S.C. 552bc3, 5, 6, 7, 8, 9B
and 10 and 17 CFR 200.402a3, a5, a6, a7, a8, a9ii and a10, permit consideration of the scheduled matters at the closed meeting.
The subject matter of the closed meeting will consist of the following topics:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Resolution of litigation claims; and Other matters relating to examinations and enforcement proceedings.
At times, changes in Commission priorities require alterations in the scheduling of meeting agenda items that may consist of adjudicatory, examination, litigation, or regulatory matters.
CONTACT PERSON FOR MORE INFORMATION:

For further information; please contact Vanessa A. Countryman from the Office of the Secretary at 202 5515400.
Dated: March 4, 2021.
Vanessa A. Countryman, Secretary.
FR Doc. 202104871 Filed 3421; 4:15 pm
17 17

CFR 200.303a12.

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19:05 Mar 05, 2021

BILLING CODE 801101P

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Extension:
Rule 17f1

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995
44 U.S.C. 3501 et seq., the Securities and Exchange Commission the Commission has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below.
Rule 17f1 17 CFR 270.17f1 under the Investment Company Act of 1940
the Act 15 U.S.C. 80a is entitled:
Custody of Securities with Members of National Securities Exchanges. Rule 17f1 provides that any registered management investment company fund that wishes to place its assets in the custody of a national securities exchange member may do so only under a written contract that must be ratified initially and approved annually by a majority of the funds board of directors.
The written contract also must contain certain specified provisions. In addition, the rule requires an independent public accountant to examine the funds assets in the custody of the exchange member at least three times during the funds fiscal year. The rule requires the written contract and the certificate of each examination to be transmitted to the Commission. The purpose of the rule is to ensure the safekeeping of fund assets.
Commission staff estimates that each fund makes 1 response and spends an average of 3.5 hours annually in complying with the rules requirements.
Commission staff estimates that on an annual basis it takes: i 0.5 hours for the board of directors 1 to review and ratify the custodial contracts; and ii 3 hours for the funds controller to assist the funds independent public auditors in verifying the funds assets.
Approximately 6 funds rely on the rule 1 Estimates of the number of hours are based on conversations with representatives of mutual funds that comply with the rule. The actual number of hours may vary significantly depending on individual fund assets. The hour burden for rule 17f1 does not include preparing the custody contract because that would be part of customary and usual business practice.

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Federal Register - March 8, 2021

TitoloFederal Register

PaeseStati Uniti

Data08/03/2021

Conteggio pagine303

Numero di edizioni7798

Prima edizione14/03/1936

Ultima edizione18/06/2026

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