Federal Register - March 1, 2021

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Source: Federal Register

Federal Register / Vol. 86, No. 38 / Monday, March 1, 2021 / Notices C. Manner of Collecting, Processing, Sequencing, Making Available and Disseminating Last Sale Information Not applicable.

become operational upon approval by the Commission.
D. Development and Implementation Phases The amendment proposed herein would be implemented to coincide with amendments filed by the equity exchanges and approved by the Commission.
E. Analysis of Impact on Competition The amendment proposed herein does not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act because the amendment simply incorporates into the UTP Plan the processes for Regulatory Halts that will be proposed by the equity exchanges.
The Participants do not believe that the proposed amendment introduces terms that are unreasonably discriminatory for the purposes of Section 11Ac1D of the Act.
F. Written Understanding or Agreements Relating to Interpretation of, or Participation in, Plan Not applicable.
G. Approval by Sponsors in Accordance With Plan Section IVC1a of the UTP Plan requires the Participants to unanimously approve the amendment proposed herein. They so approved it.
H. Description of Operation of Facility Contemplated by the Proposed Amendment Not applicable.
I. Terms and Conditions of Access Not applicable.
J. Method of Determination and Imposition, and Amount of, Fees and Charges Not applicable.
K. Method and Frequency of Processor Evaluation Not applicable.
L. Dispute Resolution Not applicable.
II. Regulation NMS Rule 601a Solely in Its Application to the Amendment to the UTP Plan A. Equity Securities for Which Transaction Reports Shall Be Required by the Plan Not applicable.
B. Reporting Requirements Not applicable.

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D. Manner of Consolidation Not applicable.
E. Standards and Methods Ensuring Promptness, Accuracy and Completeness of Transaction Reports Not applicable.
F. Rules and Procedures Addressed to Fraudulent or Manipulative Dissemination Not applicable.
G. Terms of Access to Transaction Reports Not applicable.
H. Identification of Marketplace of Execution Not applicable.
III. Solicitation of Comments The Commission seeks comments on the Amendment. Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed Amendment is consistent with the Act and the rules and regulations thereunder applicable to national market system plans. Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number S7
2489 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number S72489. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions website http www.sec.gov/rules/
sro.shtml. Copies of the submission, all written statements with respect to the proposed Amendment that are filed with the Commission, and all written communications relating to the proposed Amendment between the Commission and any person, other than those that may be withheld from the
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public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for website viewing and printing at the principal office of the Plan. All comments received will be posted without change;
the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number S72489
and should be submitted on or before March 22, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.17
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202104089 Filed 22621; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3491191; File No. SR
CboeEDGX2021010

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Order Start Times During Its Early Trading Session February 23, 2021.

Pursuant to Section 19b1 of the Securities Exchange Act of 1934
Act,1 and Rule 19b4 thereunder,2
notice is hereby given that on February 11, 2021, Cboe EDGX Exchange, Inc.
the Exchange or EDGX filed with the Securities and Exchange Commission Commission the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change Cboe EDGX Exchange, Inc. the Exchange or EDGX proposes to amend order start times during its Early Trading Session. The text of the 17 17

CFR 200.303a85.
U.S.C. 78sb1.
2 17 CFR 240.19b4.
1 15

E:FRFM01MRN1.SGM

01MRN1

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Federal Register - March 1, 2021

TitoloFederal Register

PaeseStati Uniti

Data01/03/2021

Conteggio pagine242

Numero di edizioni7798

Prima edizione14/03/1936

Ultima edizione18/06/2026

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