Federal Register - February 22, 2021
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Source: Federal Register
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Federal Register / Vol. 86, No. 33 / Monday, February 22, 2021 / Notices
staff members who have an interest in the matters also may be present.
In the event that the time, date, or location of this meeting changes, an announcement of the change, along with the new time, date, and/or place of the meeting will be posted on the Commissions website at https
www.sec.gov.
The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5
U.S.C. 552bc3, 5, 6, 7, 8, 9B
and 10 and 17 CFR 200.402a3, a5, a6, a7, a8, a9ii and a10, permit consideration of the scheduled matters at the closed meeting.
The subject matter of the closed meeting will consist of the following topics:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Resolution of litigation claims; and Other matters relating to examinations and enforcement proceedings.
At times, changes in Commission priorities require alterations in the scheduling of meeting agenda items that may consist of adjudicatory, examination, litigation, or regulatory matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact Vanessa A. Countryman from the Office of the Secretary at 202 5515400.
Dated: February 18, 2021.
Vanessa A. Countryman, Secretary.
19b4 thereunder,2 a proposed rule change to authorize for trading flexible exchange options on full-value indexes with a contract multiplier of one.
The proposed rule change was published for comment in the Federal Register on July 20, 2020.3 On September 2, 2020, pursuant to Section 19b2 of the Exchange Act,4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.5 On October 15, 2020, the Commission instituted proceedings under Section 19b2B of the Exchange Act 6 to determine whether to approve or disapprove the proposed rule change.7 On January 12, 2021, the Exchange submitted Amendment No. 1 to the proposed rule change.8 On January 14, 2021, the Commission designated a longer period for Commission action on proceedings to determine whether to approve or disapprove the proposed rule change, as modified by Amendment No. 1.9 On February 4, 2021, the Exchange submitted Amendment No. 2 to the proposed rule change.10 On February 12, 2021, the Exchange withdrew the proposed rule change SRCBOE2020
034.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.11
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202103459 Filed 21921; 8:45 am
FR Doc. 202103637 Filed 21821; 4:15 pm
BILLING CODE 801101P
BILLING CODE 801101P
2 17
SECURITIES AND EXCHANGE
COMMISSION
Release No. 3491135; File No. SRCBOE
2020034
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Authorize for Trading Flexible Exchange Options on Full-Value Indexes With a Contract Multiplier of One
tkelley on DSKBCP9HB2PROD with NOTICES
February 16, 2021.
On June 30, 2020, Cboe Exchange, Inc.
Exchange filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Exchange Act 1 and Rule 1 15
U.S.C. 78sb1.
VerDate Sep<11>2014
19:48 Feb 19, 2021
Jkt 253001
CFR 240.19b4.
Securities Exchange Act Release No. 89308
July 14, 2020, 85 FR 43923. Comments received on the proposed rule change are available on the Commissions website at: https www.sec.gov/
comments/sr-cboe-2020-034/srcboe2020034.htm.
4 15 U.S.C. 78sb2.
5 See Securities Exchange Act Release No. 89743, 85 FR 55717 September 9, 2020.
6 15 U.S.C. 78sb2B.
7 See Securities Exchange Act Release No. 90204, 85 FR 67037 October 21, 2020.
8 In Amendment No. 1, the Exchange provided additional support for the proposal. The full text of Amendment No. 1 is available on the Commissions website at: https www.sec.gov/comments/sr-cboe2020-034/srcboe2020034.htm.
9 See Securities Exchange Act Release No. 89743, 86 FR 6718 January 22, 2021. The Commission designated March 17, 2021 as the date by which the Commission shall either approve or disapprove the proposed rule change, as modified by Amendment No. 1.
10 In Amendment No. 2, the Exchange provided further support and rationale for the proposal. The full text of Amendment No. 2 is available on the Commissions website at: https www.sec.gov/
comments/sr-cboe-2020-034/srcboe2020034.htm.
11 17 CFR 200.303a12.
3 See
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SECURITIES AND EXCHANGE
COMMISSION
Release No. 3491141; File No. SRICEEU
2020018
Self-Regulatory Organizations; ICE
Clear Europe Limited; Order Approving Proposed Rule Change as Modified by Partial Amendment No. 1 Relating to Amendments to the ICE Clear Europe CDS Procedures and CDS Default Management Policy.
February 17, 2021.
I. Introduction On December 14, 2020, ICE Clear Europe Limited ICE Clear Europe filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4 thereunder,2 a proposed rule change to amend its CDS Procedures and CDS Default Management Policy.
The proposed rule change was published for comment in the Federal Register on January 4, 2021.3 On December 31, 2020, ICE Clear Europe filed Partial Amendment No. 1 to the proposed rule change. Notice of Partial Amendment No. 1 was published in the Federal Register on January 12, 2021.4
The Commission did not receive comments on the proposed rule change, as modified by Partial Amendment No.
1. For the reasons discussed below, the Commission is approving the proposed rule change, as modified by Partial Amendment No. 1 hereinafter, the proposed rule change.
II. Description of the Proposed Rule Change As described below, the proposed rule change would amend the CDS
Procedures and CDS Default Management Policy primarily related to CDS Default Committee participation.
The proposed changes would also clarify certain other provisions to better reflect current practices. 5
1 15
U.S.C. 78sb1.
CFR 240.19b4.
3 Securities Exchange Act Release No. 90806
December 28, 2020, 86 FR 169 January 4, 2021
SRICEEU2020018 Notice.
4 Securities Exchange Act Release No. 90861
January 6, 2021, 86 FR 2472 January 12, 2021
SRICEEU2020018 Partial Amendment No.
1. ICE Clear Europe filed Partial Amendment No.
1 to amend Item 3a of the original filing to add an explanation as to the circumstances pursuant to which ICE Clear Europe may permit a CDS
Committee-Eligible Clearing Member to postpone participation in the CDS Default Committee. Partial Amendment No. 1 did not otherwise make changes to the substance of the filing, nor did it raise any novel regulatory issues 5 Capitalized terms not otherwise defined herein have the meanings assigned to them in the CDS
2 17
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