Federal Register - February 18, 2021

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Source: Federal Register

10154

Federal Register / Vol. 86, No. 31 / Thursday, February 18, 2021 / Notices
B Clearing Agencys Statement on Burden on Competition
Act. Comments may be submitted by any of the following methods:

ICE Clear Europe does not believe the proposed amendments would have any impact, or impose any burden, on competition not necessary or appropriate in furtherance of the purposes of the Act. The amendments are being adopted to update and clarify the Price Submission Disciplinary Procedure and would apply equally to all CDS Clearing Members. As a result, ICE Clear Europe does not expect that the proposed changes will adversely affect access to clearing or the ability of Clearing Members, their customers or other market participants to continue to clear contracts. ICE Clear Europe also does not believe the amendments would materially affect the cost of clearing or otherwise impact competition among Clearing Members or other market participants or limit market participants choices for selecting clearing services. Accordingly, ICE Clear Europe does not believe the amendments would impose any burden on competition not necessary or appropriate in furtherance of the purpose of the Act.

Electronic Comments
C Clearing Agencys Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others Written comments relating to the proposed amendments have not been solicited or received by ICE Clear Europe. ICE Clear Europe will notify the Commission of any written comments received with respect to the proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action
jbell on DSKJLSW7X2PROD with NOTICES

Within 45 days of the date of publication of this notice in the Federal Register or within such longer period up to 90 days i as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or ii as to which the self-regulatory organization consents, the Commission will:
A By order approve or disapprove the proposed rule change or B institute proceedings to determine whether the proposed rule change should be disapproved.
IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change, security-based swap submission or advance notice is consistent with the
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Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
ICEEU2021002 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRICEEU2021002. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filings will also be available for inspection and copying at the principal office of ICE Clear Europe and on ICE
Clear Europes website at https
www.theice.com/notices/
Notices.shtml?regulatoryFilings.
All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRICEEU2021002
and should be submitted on or before March 11, 2021.

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For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.12
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202103217 Filed 21721; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3491116; File No. SRCBOE
2020050

Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX
Initiating Orders in the Automated Improvement Mechanism and FLEX
Automated Improvement Mechanism February 11, 2021.

I. Introduction On June 3, 2020, Cboe Exchange, Inc.
Exchange or Cboe filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4
thereunder,2 a proposed rule change to permit orders for the accounts of market makers with an appointment in S&P
500 Index Options SPX to be solicited for the initiating order submitted for execution against an agency order into an Automated Improvement Mechanism AIM
auction or a FLEX AIM auction. The proposed rule change was published for comment in the Federal Register on June 18, 2020.3 On July 2, 2020, the Exchange submitted Amendment No. 1
to the proposed rule change, which replaced and superseded the proposed rule change in its entirety.4 On July 22, 2020, the Exchange submitted 12 17

CFR 200.303a12.
U.S.C. 78sb1.
2 17 CFR 240.19b4.
3 See Securities Exchange Act Release No. 89062
June 12, 2020, 85 FR 36907. Comments received on the proposed rule change are available on the Commissions website at: https www.sec.gov/
comments/sr-cboe-2020-050/srcboe2020050.htm.
4 In Amendment No. 1, the Exchange: 1 Limited the scope of its original proposal, which would have permitted orders for the accounts of market makers with an appointment in any class to be solicited for the initiating order in an AIM or FLEX
AIM auction in that class, to only allow market makers with an appointment in SPX to be solicited for the initiating order in an AIM or FLEX AIM
auction in SPX; and 2 provided additional data, justification, and support for its modified proposal.
The full text of Amendment No. 1 is available on the Commissions website at: https www.sec.gov/
comments/sr-cboe-2020-050/srcboe20200507382058-218888.pdf.
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Federal Register - February 18, 2021

TitoloFederal Register

PaeseStati Uniti

Data18/02/2021

Conteggio pagine172

Numero di edizioni7798

Prima edizione14/03/1936

Ultima edizione18/06/2026

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