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Federal Register / Vol. 86, No. 28 / Friday, February 12, 2021 / Notices
Dated: February 8, 2021.
J. Matthew DeLesDernier, Assistant Secretary.

SECURITIES AND EXCHANGE
COMMISSION

unless it displays a currently valid control number.
Please direct your written comment to David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549 or send an email to: PRA_
Mailbox@sec.gov.

SEC File No. 270170, OMB Control No.
32350167

Dated: February 8, 2021.
J. Matthew DeLesDernier, Assistant Secretary.

FR Doc. 202102862 Filed 21121; 8:45 am BILLING CODE 801101P

FR Doc. 202102863 Filed 21121; 8:45 am
Proposed Collection; Comment Request
BILLING CODE 801101P

Upon Written Request Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736.
Extension:
Form 15

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995
44 U.S.C. 3501 et seq., the Securities and Exchange Commission Commission is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval.
Form 15 17 CFR 249.323 is a certification of termination of a class of security under Section 12g or notice of suspension of duty to file reports pursuant to Sections 13 and 15d of the Securities Exchange Act of 1934 15
U.S.C. 78a et seq.. We estimate that approximately 1,062 issuers file Form 15 annually and it takes approximately 1.5 hours per response to prepare for a total of 1,593 annual burden hours 1.5
hours per response 1,062 responses.
Written comments are invited on: a Whether this proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;
b the accuracy of the agencys estimate of the burden imposed by the collection of information; c ways to enhance the quality, utility, and clarity of the information collected; and d ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information
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SECURITIES AND EXCHANGE
COMMISSION
SEC File No. 27036, OMB Control No.
32350028

Submission for OMB Review;
Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736
Extension:
Rule 17f2d
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995
PRA 44 U.S.C. 3501 et seq., the Securities and Exchange Commission Commission has submitted to the Office of Management and Budget OMB a request for approval of extension of the previously approved collection of information provided for in Rule 17f2d 17 CFR 240.17f2d, under the Securities Exchange Act of 1934 15 U.S.C. 78a et seq..
Rule 17f2d requires that records created pursuant to the fingerprinting requirements of Section 17f2 of the Act be maintained and preserved by every member of a national securities exchange, broker, dealer, registered transfer agent and registered clearing agency covered entities or respondents; permits, under certain circumstances, the records required to be maintained and preserved by a member of a national securities exchange, broker, or dealer to be maintained and preserved by a selfregulatory organization that is also the designated examining authority for that member, broker or dealer; and permits the required records to be preserved on microfilm. The general purpose of Rule 17f2 is to: i Identify security risk personnel; ii provide criminal record information so that employers can make fully informed employment decisions;
and iii deter persons with criminal records from seeking employment or
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association with covered entities. The rule enables the Commission or other examining authority to ascertain whether all covered persons are being fingerprinted and whether proper procedures regarding fingerprinting are being followed. Retention of these records for a period of not less than three years after termination of a covered persons employment or relationship with a covered entity ensures that law enforcement officials will have easy access to fingerprint cards on a timely basis. This in turn acts as an effective deterrent to employee misconduct.
Approximately 3,900 respondents are subject to the recordkeeping requirements of the rule. Each respondent maintains approximately 68
new records per year, each of which takes approximately 2 minutes per record to maintain, for an annual burden of approximately 2.2666667
hours 68 records times 2 minutes. The total annual time burden for all respondents is approximately 8,840
hours 3,900 respondents times 2.2666667 hours. As noted above, all records maintained subject to the rule must be retained for a period of not less than three years after termination of a covered persons employment or relationship with a covered entity. In addition, we estimate the total annual cost burden to respondents is approximately $39,000 in third party storage costs.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number.
The public may view background documentation for this information collection at the following website:
www.reginfo.gov. Find this particular information collection by selecting Currently under 30-day ReviewOpen for Public Comments or by using the search function. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to i www.reginfo.gov/public/do/
PRAMain and ii David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/
o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov.
Dated: February 9, 2021.
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202102958 Filed 21121; 8:45 am BILLING CODE 801101P

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