Federal Register - February 10, 2021

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Source: Federal Register

Federal Register / Vol. 86, No. 26 / Wednesday, February 10, 2021 / Notices 19b3A 14 of the Act and subparagraph f2 of Rule 19b4 15
thereunder, because it establishes a due, fee, or other charge imposed by the Exchange.
At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19b2B 16 of the Act to determine whether the proposed rule change should be approved or disapproved.
IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
NYSEAMER202107 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRNYSEAMER202107. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent 14 15

U.S.C. 78sb3A.
CFR 240.19b4f2.
16 15 U.S.C. 78sb2B.

amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRNYSEAMER202107, and should be submitted on or before March 3, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.17
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202102714 Filed 2921; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
SEC File No. 270297, OMB Control No.
32350336

Submission for OMB Review;
Comment Request Revision: Form N14
Notice is hereby given that, under the Paperwork Reduction Act of 1995 44
U.S.C. 3501 et seq. Paperwork Reduction Act, the Securities and Exchange Commission the Commission has submitted to the Office of Management and Budget OMB a request for extension of the
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previously approved collection of information discussed below.
Form N14 17 CFR 239.23 is the form for registration under the Securities Act of 1933 15 U.S.C. 77a et seq. Securities Act of securities issued by management investment companies registered under the Investment Company Act of 1940 15
U.S.C. 80a1 et seq. Investment Company Act and business development companies as defined by Section 2a48 of the Investment Company Act in: 1 A transaction of the type specified in rule 145a under the Securities Act 17 CFR 230.145a; 2 a merger in which a vote or consent of the security holders of the company being acquired is not required pursuant to applicable state law; 3 an exchange offer for securities of the issuer or another person; 4 a public reoffering or resale of any securities acquired in an offering registered on Form N14; or 5
two or more of the transactions listed in 1 through 4 registered on one registration statement. The principal purpose of Form N14 is to make material information regarding securities to be issued in connection with business combination transactions available to investors. The information required to be filed with the Commission permits verification of compliance with securities law requirements and assures the public availability and dissemination of such information. Without the registration statement requirement, material information may not necessarily be available to investors.
Estimates of the average burden hours are made solely for the purposes of the Paperwork Reduction Act and are not derived from a comprehensive or even representative survey or study of the costs of Commission rules and forms.
The collection of information under Form N14 is mandatory. The information provided under Form N14
will not be kept confidential. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
BILLING CODE 801101P

E:FRFM10FEN1.SGM

10FEN1

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Federal Register - February 10, 2021

TitoloFederal Register

PaeseStati Uniti

Data10/02/2021

Conteggio pagine155

Numero di edizioni7801

Prima edizione14/03/1936

Ultima edizione24/06/2026

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