Federal Register - February 4, 2021
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Source: Federal Register
Federal Register / Vol. 86, No. 22 / Thursday, February 4, 2021 / Notices Lazard World Dividend & Income Fund, Inc. 81121751
Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Lazard Global Total Return and Income Fund, Inc., and on December 3, 2019 made a final distribution to its shareholders based on net asset value. Expenses of $1,206,186.54 incurred in connection with the reorganization were paid by the applicant, the applicants investment adviser and the acquiring fund.
Filing Date: The application was filed on December 30, 2020.
Applicants Address: MVogel@
proskauer.com.
Miles Funds, Inc. 81108910
Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On March 27, 2020, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $18,861.95
incurred in connection with the liquidation were paid by the applicants investment advisor.
Filing Dates: The application was filed on May 14, 2020, and amended on January 15, 2021.
Applicants Address: jmiles@
clinewilliams.com.
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Nuveen Strategy Funds, Inc. File No.
81107687
Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to TIAACREF
Lifestyle Aggressive Growth Fund, TIAACREF Lifestyle Growth Fund, TIAACREF Lifestyle Moderate Fund, and TIAACREF Lifestyle Conservative Growth Fund, each a series of the TIAACREF Funds, and on October 16, 2019 made a final distribution to its shareholders based on net asset value.
Expenses of $935,360 incurred in connection with the reorganization were paid by Nuveen, LLC.
Filing Date: The application was filed on December 7, 2020.
Applicants Address:
Mark.Czarniecki@nuveen.com.
Pathway Capital Opportunity Fund, Inc. 81122807
Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Prospect Flexible Income Fund, Inc., and on March 31, 2019 made a final distribution to its shareholders based on net asset value. Expenses of $767,223
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incurred in connection with the reorganization were paid by the applicant.
Filing Dates: The application was filed on November 4, 2020, and amended on January 13, 2021.
Applicants Address:
InvestorRelations@prospectstreet.com.
Rx Funds Trust File No. 81122878
Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On December 30, 2016, applicant made a liquidating distribution to its shareholders based on net asset value. No expenses were incurred in connection with the liquidation.
Filing Dates: The application was filed on February 6, 2020, and amended on October 14, 2020, and December 29, 2020.
Applicants Address: tlesc@
csacompliance.com.
Short Duration High Income Portfolio File No. 81122662
Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On June 12, 2020, applicant made a liquidating distribution to its shareholders based on net asset value. No expenses were incurred in connection with the liquidation.
Filing Date: The application was filed on December 16, 2020.
Applicants Address: jbeksha@
eatonvance.com.
StrongVest ETF Trust File No. 811
23196
Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On September 13, 2019, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of approximately $3,893.58 incurred in connection with the reorganization were paid by the applicants investment adviser.
Filing Dates: The application was filed on March 3, 2020, and amended on September 18, 2020, and December 18, 2020.
Applicants Address: jeff.sutton@btninc.com.
Worldwide Health Sciences Portfolio 81107723
Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On August 9, 2019, applicant made a liquidating distribution to its shareholders based on net asset value. No expenses were incurred in connection with the liquidation.
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Filing Date: The application was filed on December 16, 2020.
Applicants Address: jbeksha@
eatonvance.com.
For the Commission, by the Division of Investment Management, pursuant to delegated authority.
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202102269 Filed 2321; 8:45 am BILLING CODE 801101P
SECURITIES AND EXCHANGE
COMMISSION
Release No. 3491019; File No. SRLTSE
202101
Self-Regulatory Organizations; LongTerm Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies January 29, 2021.
Pursuant to Section 19b1 of the Securities Exchange Act of 1934
Act,1 and Rule 19b4 thereunder,2
notice is hereby given that on January 19, 2021, Long-Term Stock Exchange, Inc. LTSE or Exchange filed with the Securities and Exchange Commission Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange.
The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change LTSE proposes to amend LTSE Rule 14.501 to specify the process for enforcing compliance with LTSE Rule 14.425 for listed companies.
The text of the proposed rule change is available at the Exchanges website at https longtermstockexchange.com/, at the principal office of the Exchange, and at the Commissions Public Reference Room.
II. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received 1 15
2 17
E:FRFM04FEN1.SGM
U.S.C. 78sb1.
CFR 240.19b4.
04FEN1
