Federal Register - January 27, 2021

Versione di testo Cosa è?Dateas è un sito indipendente non affiliato a entità governative. La fonte dei documenti PDF che pubblichiamo qui è l'entità governativa indicata in ciascuno di essi. Le versioni in testo sono trascrizioni che realizziamo per facilitare l'accesso e la ricerca di informazioni, ma possono contenere errori o non essere complete.

Source: Federal Register

Federal Register / Vol. 86, No. 16 / Wednesday, January 27, 2021 / Notices requesting that OMB extend its approval for another three years. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
PBGC estimates that approximately 70
plans will terminate as distress or PBGC-initiated terminations each year.
PBGC further estimates that two participants or other affected parties of every nine distress terminations or PBGC-initiated terminations filed will annually make requests for termination information, or 29 of 70 approximately 16 plans per year. PBGC estimates that the hour burden for each request will be about 20 hours. The total annual hour burden is estimated to be 320 hours 16
plans 20 hours. PBGC expects that the staff of plan administrators and sponsors will perform the work inhouse and that no work will be contracted to third parties. Therefore, the annual cost burden is estimated to be $0.
Issued in Washington, DC.
Hilary Duke, Assistant General Counsel for Regulatory Affairs, Pension Benefit Guaranty Corporation.
FR Doc. 202101741 Filed 12621; 8:45 am BILLING CODE 770902P

For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6
J. Matthew DeLesDernier, Assistant Secretary.

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3490962; File No. SR
PEARL202030

khammond on DSKJM1Z7X2PROD with NOTICES

has received no comments on the proposal.
Section 19b2 of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding, or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the notice for this proposed rule change is January 23, 2021. The Commission is extending this 45-day time period.
The Commission finds it appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change.
Accordingly, the Commission, pursuant to Section 19b2 of the Act,5
designates March 9, 2021, as the date by which the Commission shall either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change File No. SRPEARL202030.

FR Doc. 202101730 Filed 12621; 8:45 am
Self-Regulatory Organizations; MIAX
PEARL, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchanges By-Laws in Connection With an Equity Rights Program
BILLING CODE 801101P

January 21, 2021.

Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to Part 39 of the Commodity Futures Trading Commission Regulations
On November 24, 2020, MIAX
PEARL, LLC MIAX PEARL or Exchange filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4
thereunder,2 a proposed rule change to amend the Amended and Restated ByLaws of MIAX PEARL to correspond with an Equity Rights Program recently established by the Exchange. The proposed rule change was published for comment in the Federal Register on December 9, 2020.3 The Commission
SECURITIES AND EXCHANGE
COMMISSION
Release No. 3490960; File No. SROCC
2021002

January 21, 2021.

Pursuant to Section 19b1 of the Securities Exchange Act of 1934
Act,1 and Rule 19b4 thereunder,2
notice is hereby given that on January 13, 2021, The Options Clearing Corporation OCC filed with the 4 15

1 15

U.S.C. 78sb1.
2 17 CFR 240.19b4.
3 See Securities Exchange Act Release No. 90563
December 3, 2020, 85 FR 79252.

VerDate Sep<11>2014

17:04 Jan 26, 2021

Jkt 253001

U.S.C. 78sb2.

5 Id.
6 17

CFR 200.303a31.
U.S.C. 78sb1.
2 17 CFR 240.19b4.
1 15

PO 00000

Frm 00075

Fmt 4703

Sfmt 4703

7317

Securities and Exchange Commission SEC or Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared primarily by OCC. OCC filed the proposed rule change pursuant to Section 19b3Aii 3 of the Act and Rule 19b4f6 4 thereunder so that the proposal was effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Clearing Agencys Statement of the Terms of Substance of the Proposed Rule Change The proposed rule change by OCC
would amend Interpretation and Policy I&P .01 to OCC Rule 602 CustomerLevel Margin Requirement, add I&P .02
to OCC Rule 602 Customer-Level Margin Requirement and add I&P .01 to OCC Rule 1103 Notice of Suspension to Clearing Members to achieve compliance with recent amendments to Part 39 of the Commodity Futures Trading Commission CFTC 5
regulations and facilitate no-action relief issued by CFTC staff.6 The proposed changes to OCC Rules are included in Exhibit 5 of File No. SROCC2021
002. Material proposed to be added to OCCs Rules as currently in effect is underlined and material proposed to be deleted is marked in strikethrough text.
All capitalized terms not defined herein have the same meaning as set forth in the OCC By-Laws and Rules.7
II. Clearing Agencys Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, OCC included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. OCC has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of these statements.
3 15

U.S.C. 78sb3Aii.
CFR 240.19b4f6.
5 Derivatives Clearing Organizations General Provisions and Core Principles, 85 FR 4800 January 27, 2020.
6 CFTC Letter No. 1917, Comm. Fut. L. Rep.
34,523 July 10, 2019. See also CFTC Letter No.
2028, Comm. Fut. L. Rep. 34,798 September 15, 2020.
7 OCCs By-Laws and Rules can be found on OCCs public website: https www.theocc.com/
Company-Information/Documents-and-Archives/
By-Laws-and-Rules.
4 17

E:FRFM27JAN1.SGM

27JAN1

Riguardo a questa edizione

Federal Register - January 27, 2021

TitoloFederal Register

PaeseStati Uniti

Data27/01/2021

Conteggio pagine121

Numero di edizioni7798

Prima edizione14/03/1936

Ultima edizione18/06/2026

Scarica questa edizione

Altre edizioni

<<<Enero 2021>>>
DLMMJVS
12
3456789
10111213141516
17181920212223
24252627282930
31