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Federal Register / Vol. 86, No. 16 / Wednesday, January 27, 2021 / Notices
information from comment submissions.
You should submit only information that you wish to make available publicly.
All submissions should refer to File Number SROCC2021002 and should be submitted on or before February 17, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.28
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202101729 Filed 12621; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
SEC File No. 270182, OMB Control No.
32350237

Submission for OMB Review;
Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736

khammond on DSKJM1Z7X2PROD with NOTICES

Extension:
Form N54A

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995
44 U.S.C. 3501 et seq., the Securities and Exchange Commission Commission has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below.
Under the Investment Company Act of 1940 15 U.S.C. 80a1 et seq. the Investment Company Act, certain investment companies can elect to be regulated as business development companies, as defined in Section 2a48 of the Investment Company Act 15 U.S.C. 80a2a48. Under Section 54a of the Investment Company Act 15 U.S.C. 80a53a, any company defined in Section 2a48A and B
may elect to be subject to the provisions of Sections 55 through 65 of the Investment Company Act 15 U.S.C.
80a54 to 80a64 by filing with the Commission a notification of election, if such company has: 1 A class of equity securities registered under Section 12 of the Securities Exchange Act of 1934 15
U.S.C. 78a et seq. Exchange Act; or 2 filed a registration statement pursuant to Section 12 of the Exchange Act for a class of its equity securities.
The Commission adopted Form N54A
17 CFR 274.53 as the form for
notification of election to be regulated as a business development company.
The purpose of Form N54A is to notify the Commission that the investment company making the notification elects to be subject to Sections 55 through 65 of the Investment Company Act, enabling the Commission to administer those provisions of the Investment Company Act to such companies.
The Commission estimates that on average approximately 7 business development companies file these notifications each year. Each of those business development companies need only make a single filing of Form N
54A. The Commission further estimates that this information collection imposes a burden of 0.5 hours, resulting in a total annual PRA burden of 3.5 hours.
Based on the estimated wage rate, the total cost to the business development company industry of the hour burden for complying with Form N54A would be approximately $1,288.
The collection of information under Form N54A is mandatory. The information provided by the form is not kept confidential. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number.
The public may view the background documentation for this information collection at the following website, www.reginfo.gov. Comments should be directed to: i Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an email to:
Lindsay.M.Abate@omb.eop.gov; and ii David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549 or send an email to: PRA_
Mailbox@sec.gov. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to www.reginfo.gov/public/do/
PRAMain. Find this particular information collection by selecting Currently under 30-day ReviewOpen for Public Comments or by using the search function.
Dated: January 21, 2021.
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202101655 Filed 12621; 8:45 am
28 17

CFR 200.303a12.

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SECURITIES AND EXCHANGE
COMMISSION
SEC File No. 270524, OMB Control No.
32350582

Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736
Extension:
Form NPX

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995
44 U.S.C. 3501 et seq. Paperwork Reduction Act, the Securities and Exchange Commission the Commission is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget OMB for extension and approval.
Rule 30b14 17 CFR 270.30b14
under the Investment Company Act of 1940 15 U.S.C. 80a1 et seq. requires every registered management investment company, other than a small business investment company registered on Form N5 funds, to file a report on Form NPX not later than August 31
of each year. Funds use Form NPX to file annual reports with the Commission containing their complete proxy voting record for the most recent twelve-month period ended June 30.
The Commission estimates that there are approximately 2,207 funds registered with the Commission, representing approximately 11,890 fund portfolios that are required to file Form NPX reports. The 11,890 portfolios are comprised of approximately 6,392
portfolios holding equity securities, 2,857 portfolios holding no equity securities, and 1,476 portfolios holding fund securities i.e., fund of funds.1 The currently approved burden of Form N
PX for portfolios holding equity 1 The estimate of 2,207 funds is based on the number of management investment companies currently registered with the Commission. The Commission staff estimates that there are approximately 6,392 portfolios that invest primarily in equity securities, 804 hybrid or bond portfolios that may hold some equity securities, 2,857 bond portfolios that hold no equity securities, and 361
money market fund portfolios, and 1,476 fund of funds, for a total of 11,890 portfolios required to file Form NPX reports. The staff has based its portfolio estimates on a number of publications. See Investment Company Institute, Trends in Mutual Fund Investing February 2020; Investment Company Institute, Closed-End Fund Assets and Net Issuance Fourth Quarter 2019; Investment Company Institute, ETF Assets and Net Issuance February 2020.

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