Federal Register - January 14, 2021

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Source: Federal Register

2971

Federal Register / Vol. 86, No. 9 / Thursday, January 14, 2021 / Rules and Regulations 2020
Agency
Law
Name/description
CFR citation
Min penalty rounded to nearest dollar
Max penalty rounded to nearest dollar
Min penalty rounded to nearest dollar
Max penalty rounded to nearest dollar
MSHA

Federal Mine Safety &
Health Act of 1977.
Federal Mine Safety &
Health Act of 1977.
Federal Mine Safety &
Health Act of 1977.
Federal Mine Safety &
Health Act of 1977.
Federal Mine Safety &
Health Act of 1977.
Federal Mine Safety &
Health Act of 1977.
Federal Mine Safety &
Health Act of 1977.
Federal Mine Safety &
Health Act of 1977.
Employee Retirement Income Security Act.

Regular Assessment

30 CFR 100.3a

$73,901

$74,775.

Penalty Conversion Table

30 CFR 100.3g

$137

$73,901

$139

$74,775.

Minimum Penalty for any order issued under 104d1 of the Mine Act.

30 CFR 100.4a

2,464

2,493

Minimum penalty for any order issued under 104d2 of the Mine Act.

30 CFR 100.4b

4,925

4,983

Penalty for failure to provide timely notification under 103j of the Mine Act.

39 CFR 100.4c

6,159

$73,901

6,232

Any operator who fails to correct a violation for which a citation or order was issued under 104a of the Mine Act.

30 CFR 100.5c

$8,006

$8,101.

Violation of mandatory safety standards related to smoking standards.

30 CFR 100.5d

$338

$342.

Flagrant violations under 110b2 of the Mine Act.

30 CFR 100.5e

$270,972

$274,175.

Section 209b: Per plan year for failure to furnish reports e.g., pension benefit statements to certain former employees or maintain employee records each employee a separate violation.
Section 502 c2Per day for failure/refusal to properly file plan annual report.

29 CFR 2575.13

$31

$31.

29 CFR 2575.13

$2,233

$2,259.

Section 502 c4Per day for failure to disclose certain documents upon request under ERISA 101k and l; failure to furnish notices under 101j and 514e3each statutory recipient a separate violation.
Section 502 c5Per day for each failure to file annual report for Multiple Employer Welfare Arrangements MEWAs under 101g.
Section 502 c6Per day for each failure to provide Secretary of Labor requested documentation not to exceed a per-request maximum.
Section 502 c7Per day for each failure to provide notices of blackout periods and of right to divest employer securitieseach statutory recipient a separate violation.
Section 502 c8Per each failure by an endangered status multiemployer plan to adopt a funding improvement plan or meet benchmarks; or failure of a critical status multiemployer plan to adopt a rehabilitation plan.
Section 502c9APer day for each failure by an employer to inform employees of CHIP coverage opportunities under Section 701f3Bil each employee a separate violation.
Section 502c9BPer day for each failure by a plan to timely provide to any State information required to be disclosed under Section 701f3Bii, as added by CHIP regarding coverage coordinationeach participant/beneficiary a separate violation.

29 CFR 2575.13

$1,767

$1,788.

29 CFR 2575.13

$1,625

$1,644.

29 CFR 2575.13

$159 per day, not to exceed $1,594
per request.
$141

$161 per day, not to exceed $1,613
per request.
$143.

29 CFR 2575.13

$1,402

$1,419.

29 CFR 2575.13

$119

$120.

29 CFR 2575.13

$119

$120.

MSHA

EBSA

khammond on DSKJM1Z7X2PROD with RULES

2021

Employee Retirement Income Security Act.
Employee Retirement Income Security Act.

EBSA