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FEDERAL REGISTER, Thursday, August 8, 1940
5 Securities of any parent of such company of the class and in the per centages or amounts specified in any of subparagraphs 1 to 4, inclusive.
The exemption provided by this para graph b shall not be applicable A to any person having a financial connection with an investment banker, unless such person or such investment banker is the beneficial owner of securities as specified in any of subparagraphs 1 to 5 above, or B to a representative of a trustee under a trust which was created pri marily with reference to provisions of the Act or primarily with reference to an interest in a particular holding company system, or C to a representative of any financial institutions unless such repre sentative has filed a written authoriza tion to represent such institutions, and unless such representative has no finan cial connections other than with such institutions, or with subsidiaries or com panies under common control with such institutions.
g A person whose only financial con nection is a with one or more commer cial banking institutions each having combined capital and surplus not in ex cess of $1,500,000, or b with a single investment banker which has total cap ital and surplus not exceeding $500,000
and which investment banker including any business of which it is a continua tion is not and has not at any time after April 1,1939, engaged in underwriting or otherwise participating in the marketing of, or trading in except as brokers, securities of any public-utility or holding company other than a company ex empted pursuant to clauses 3, 4 or 5 of section 3 a Sec. 3, 49 Stat. 810;
15 U.S.C., Sup. i n 79cl, or as to which there is pending an application for such exemption; or Effective August 6,1940.
By the Commission.
seal
F rancis P. B rassor,
Secretary.
P. R. Doc. 40-3275; Piled, August 6, 1940;
4:33 P. M.

Notices DEPARTMENT OF AGRICULTURE.
Farm Security Administration.
D isposal op S urplus R eal P roperty , R egional and W ashington O ffices AMENDMENT OF PARAGRAPH I - B - l OF
INSTRUCTION 153.3

August 6,1940.

2783

corporation surplus tracts of land and SECURITIES AND EXCHANGE COM
the improvements thereon, provided such MISSION.
sales do not involve tracts of more than File No. 70-63
280 acres, and to execute in behalf of the I
n the M
atter of T he N arragansett United States of America or of state E lectric C ompany rural rehabilitation corporations the nec essary documents in connection there ORDER GRANTING APPLICATION
with. This authority may not be reAt a regular session of the Securities delegated.
and Exchange Commission held at its Approved:
office in the City of Washington, D. C., seal C. B. B aldwin , on the 31st day of July, A. D. 1940.
Administrator.
The Narragansett Electric Company, a F. R. Doc. 40-3278; Piled, August 7, 1940; subsidiary of Rhode Island Public Service Company, an unregistered holding com 11:14 a. m.
pany, which in turn is a subsidiary of New England Power Association, a reg istered holding company, having filed D esignation of C ounties for T enant an application pursuant to section 6 b of the Public Utility Holding Company P urchase L oans Act of 1935 for exemption from the pro visions of section 6 a of the Act with ARIZONA
respect to the issue and sale of 180,000
August 6,1940.
shares of Cumulative Preferred Stock, Pursuant to the provisions of Title I 4l/ i% Series, $50 par value, and a dec of the Bankhead-Jones Farm Tenant laration pursuant to section 7 of said Act Act, and Section n 3 of A dm inistration with respect to the alteration of the Order 230 of the Farm Security Admin rights of the holders of common stock istration, issued thereunder, and upon presently outstanding;
the basis of the recommendation of the A public hearing i having been held Arizona State Farm Security Advisory on said application and declaration after Committee, the following counties are appropriate notice;
hereby designated as those in which It is ordered, That the application of loans, pursuant to said Title, may be The Narragansett Electric Company pur made under the provisions of said Order suant to section 6 b of the Act be and for the fiscal year ending June 30, 1941: the same hereby is granted, and the 1 those counties which were designated declaration pursuant to Section 7 be and for the making of loans for the fiscal the same is hereby permitted to become year ending June 30,1940; Maricopa and effective forthwith. This order is sub Yuma.
ject, however, to Rule U-9 and to the following conditions which we deem seal C laude R. W ickard, necessary and appropriate in the public Acting Secretary of Agriculture.
interest:
P. R. Doc. 40-3276; Piled, August 7, 1940;
1. That, so long as any shares of the 11:14 a. m.
Cumulative Preferred Stock, 4V2 % Series, are outstanding, the Narragansett Elec tric Company shall not declare or pay any dividend other than a dividend pay D esignation of C ounties for T enant able solely in shares of its common stock P urchase L oans or make any other distribution on, or purchase, any shares of its common KENTUCKY
stock except out of net income after August 6, 1940.
March 31, 1940 and unless, for the pe Pursuant to the provisions of Title I riod from March 31, 1940 through the of the Bankhead-Jones Farm Tenant date upon which any such payment, dis Act, and Section n 3 of Administration tribution or purchase is proposed to be Order SO of the Farm Security Adminis made tration, issued thereunder, and upon the A the sum oft basis of the recommendation of the Ken 1
the amount expended for main tucky State Farm Security Advisory Committee, the following counties are tenance and repairs, and 2 the amount provided from operat hereby designated as additional counties in which loans, pursuant to Said Title, ing expenses and transferred to the de may be made under the provisions of said preciation reserve for renewals, replace Order, for the fiscal year ending June ments or depreciation, 30, 1941: Boyd, McCracken, Gallatin, shall equal at least fifteen per cent 15%
Webster, Meade, Greenup, Hancock, Liv of the gross operating revenues; and ingston, Lewis, Lyon, and Trigg.
B the sum of;
seal C laude R. W ickard, 1
the amounts used or set aside for Acting Secretary of Agriculture.
amortization or write-down of am ounts
1. Regional directors are hereby au F. R. Doc. 40-8277; Filed, August 7, 1940;
thorized to sell state rural rehabilitation 11:14 a. m.

5 FJR. 1830.