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Federal Register / Vol. 86, No. 186 / Wednesday, September 29, 2021 / Notices credits and fees to remain competitive with other exchanges and with alternative trading systems that have been exempted from compliance with the statutory standards applicable to exchanges. Because competitors are free to modify their own credits and fees in response, and because market participants may readily adjust their order routing practices, the Exchange believes that the degree to which credit or fee changes in this market may impose any burden on competition is extremely limited.
If the change proposed herein is unattractive to market participants, it is likely that the Exchange will lose market share as a result. Accordingly, the Exchange does not believe that the proposed change will impair the ability of members or competing order execution venues to maintain their competitive standing in the financial markets.
C. Self-Regulatory Organizations Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change has become effective pursuant to Section 19b3Aii of the Act.7
At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is: i Necessary or appropriate in the public interest; ii for the protection of investors; or iii otherwise in furtherance of the purposes of the Act.
If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.
IV. Solicitation of Comments
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Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:

Send an email to rule-comments@
sec.gov. Please include File Number SR
Phlx202155 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRPhlx202155. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRPhlx202155 and should be submitted on or before October 20, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202121112 Filed 92821; 8:45 am BILLING CODE 801101P

Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or 7 15

U.S.C. 78sb3Aii.

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SECURITIES AND EXCHANGE
COMMISSION
Investment Company Act Release No.
34381; 81215250

The Optima Dynamic Alternatives Fund, et al;
September 24, 2021.

Securities and Exchange Commission Commission.
ACTION: Notice.
AGENCY:

Notice of an application under section 6c of the Investment Company Act of 1940 the Act for an exemption from sections 18a2, 18c and 18i of the Act and for an order pursuant to section 17d of the Act and rule 17d1 under the Act.
Summary of Application: Applicants request an order to permit certain registered closed end investment companies to issue multiple classes of shares of beneficial interest with varying sales loads and to impose asset-based distribution and/or service fees.
Applicants: The Optima Dynamic Alternatives Fund the Initial Fund, and Optima Asset Management LLC the Adviser.
Filing Dates: The application was filed on July 23, 2021 and amended on September 7, 2021.
Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SECs Secretary at Secretarys-Office@sec.gov and serving the relevant applicant with a copy of the request by email, if an email address is listed for the relevant applicant below, or personally or by mail, if a physical address is listed for the relevant applicant below.
Hearing requests should be received by the Commission by 5:30 p.m. on October 19, 2021, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 05 under the Act, hearing requests should state the nature of the writers interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commissions Secretary.
ADDRESSES: joshua.deringer@
faegredrinker.com and geoffrey.lewis@
optima.com.
FOR FURTHER INFORMATION CONTACT: Lisa Reid Ragen, Branch Chief, at 202 551
6825 Division of Investment Management, Chief Counsels Office.

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