Federal Register - September 9, 2021
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Fuente: Federal Register
Federal Register / Vol. 86, No. 172 / Thursday, September 9, 2021 / Notices Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4
thereunder,2 a proposed rule change to list and trade shares of the Sprott ESG
Gold ETF under NYSE Arca Rule 8.201
E Commodity-Based Trust Shares. The proposed rule change was published for comment in the Federal Register on July 30, 2021.3 The Commission has received no comment letters on the proposed rule change.
Section 19b2 of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding, or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the notice for this proposed rule change is September 13, 2021. The Commission is extending this 45-day time period.
The Commission finds it appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change.
Accordingly, the Commission, pursuant to Section 19b2 of the Act,5
designates October 28, 2021 as the date by which the Commission shall either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change File No. SRNYSEArca202165.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202119421 Filed 9821; 8:45 am
lotter on DSK11XQN23PROD with NOTICES1
BILLING CODE 801101P
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U.S.C. 78sb1.
CFR 240.19b4.
3 See Securities Exchange Act Release No. 92506
July 26, 2021, 86 FR 41109.
4 15 U.S.C. 78sb2.
5 Id.
6 17 CFR 200.303a31.
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Release No. 3492860; File No. SRNSCC
2021010
Self-Regulatory Organizations;
National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes September 2, 2021.
On July 22, 2021, National Securities Clearing Corporation NSCC filed with the Securities and Exchange Commission Commission proposed rule change SRNSCC2021010
Proposed Rule Change pursuant to Section 19b1 of the Securities Exchange Act of 1934 Act 1 and Rule 19b4 thereunder.2 The Proposed Rule Change was published for comment in the Federal Register on August 12, 2021.3 The Commission has received comment letters on the Proposed Rule Change.4
Section 19b2 of the Act 5 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the notice for the 1 15
U.S.C. 78sb1.
CFR 240.19b4.
3 Securities Exchange Act Release No. 92570
August 5, 2021, 86 FR 44482 August 12, 2021
SRNSCC2021010 Notice. NSCC also filed the proposal contained in the Proposed Rule Change as advance notice SRNSCC2021803
Advance Notice with the Commission pursuant to Section 806e1 of the Dodd-Frank Wall Street Reform and Consumer Protection Act entitled the Payment, Clearing, and Settlement Supervision Act of 2010 Clearing Supervision Act. 12 U.S.C.
5465e1; 17 CFR 240.19b4n1i. Notice of filing of the Advance Notice was published for comment in the Federal Register on August 12, 2021. Securities Exchange Act Release No. 92568
August 5, 2021, 86 FR 44530 August 12, 2021
SRNSCC2021803. The proposal contained in the Proposed Rule Change and the Advance Notice shall not take effect until all regulatory actions required with respect to the proposal are completed.
4 Comment letters are available at https
www.sec.gov/comments/sr-nscc-2021-010/srnscc 2021010.htm.
5 15 U.S.C. 78sb2.
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Proposed Rule Change is September 26, 2021.
The Commission is extending the 45day period for Commission action on the Proposed Rule Change. The Commission finds that it is appropriate to designate a longer period within which to take action on the Proposed Rule Change so that it has sufficient time to consider and take action on the Proposed Rule Change.
Accordingly, pursuant to Section 19b2 of the Act 6 and for the reasons stated above, the Commission designates November 10, 2021 as the date by which the Commission shall either approve, disapprove, or institute proceedings to determine whether to disapprove proposed rule change SR
NSCC2021010.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.7
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202119418 Filed 9821; 8:45 am BILLING CODE 801101P
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Release Nos. 3310976; 3492872; File No.
26532
SEC Small Business Capital Formation Advisory Committee Securities and Exchange Commission.
ACTION: Notice of meeting.
AGENCY:
The Securities and Exchange Commission Small Business Capital Formation Advisory Committee, established pursuant to the Securities Exchange Act of 1934 as added by the SEC Small Business Advocate Act of 2016, is providing notice that it will hold a public meeting by videoconference. The public is invited to submit written statements to the Committee.
DATES: The meeting will be held on Monday, September 27, 2021, from 10:00 a.m. to 2:30 p.m. ET and will be open to the public. Written statements should be received on or before September 27, 2021.
ADDRESSES: The meeting will be conducted by remote means videoconference. Members of the public may attend the meeting by viewing the webcast on the Commissions website at www.sec.gov.
Written statements may be submitted by any of the following methods:
SUMMARY:
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E:FRFM09SEN1.SGM
U.S.C. 78sb2.
CFR 200.303a31.
09SEN1