Federal Register - September 7, 2021

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Fuente: Federal Register

Federal Register / Vol. 86, No. 170 / Tuesday, September 7, 2021 / Notices For the Nuclear Regulatory Commission /RA/
John W. Lubinski, Director, Office of Nuclear Material Safety and Safeguards.

Dated: September 2, 2021.
Vanessa A. Countryman, Secretary.
FR Doc. 202119368 Filed 9221; 4:15 pm BILLING CODE 801101P

FR Doc. 202119342 Filed 9321; 8:45 am BILLING CODE 759001P

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3492854; File No. 4698

SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings 2:00 p.m. on Thursday, September 9, 2021.
PLACE: The meeting will be held via remote means and/or at the Commissions headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters also may be present.
In the event that the time, date, or location of this meeting changes, an announcement of the change, along with the new time, date, and/or place of the meeting will be posted on the Commissions website at https
www.sec.gov.
The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5
U.S.C. 552bc3, 5, 6, 7, 8, 9B
and 10 and 17 CFR 200.402a3, a5, a6, a7, a8, a9ii and a10, permit consideration of the scheduled matters at the closed meeting.
The subject matter of the closed meeting will consist of the following topics:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Resolution of litigation claims; and Other matters relating to examinations and enforcement proceedings.
At times, changes in Commission priorities require alterations in the scheduling of meeting agenda items that may consist of adjudicatory, examination, litigation, or regulatory matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information: please contact Vanessa A. Countryman from the Office of the Secretary at 202 5515400.

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Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail September 2, 2021.

I. Introduction On December 18, 2020, the Operating Committee for Consolidated Audit Trail, LLC CAT LLC, on behalf of the following parties to the National Market System Plan Governing the Consolidated Audit Trail the CAT
NMS Plan or Plan: 1 BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA
Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ
Stock Market LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. collectively, the Participants, self-regulatory organizations, or SROs filed with the Securities and Exchange Commission SEC or Commission pursuant to Section 11Aa3 of the Securities Exchange Act of 1934
Exchange Act,2 and Rule 608
thereunder,3 a proposed amendment Proposed Amendment to the CAT
NMS Plan that would authorize CAT
LLC to revise the Consolidated Audit Trail Reporter Agreement and the Consolidated Audit Trail Reporting Agent Agreement to insert limitation of liability provisions. The Proposed Amendment was published for 1 The CAT NMS Plan is a national market system plan approved by the Commission pursuant to Section 11A of the Exchange Act and the rules and regulations thereunder. See Securities Exchange Act Release No. 79318 November 15, 2016, 81 FR
84696 November 23, 2016.
2 15 U.S.C. 78k1a3.
3 17 CFR 242.608.

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comment in the Federal Register on January 6, 2021.4
On April 6, 2021, the Commission instituted proceedings to determine whether to approve or disapprove the Proposed Amendment.5 On June 25, 2021, pursuant to Rule 608b2i of Regulation NMS,6 the Commission extended the period within which to conclude proceedings regarding the Proposed Amendment to 240 days from the date of publication of the Notice.7
Rule 608b2ii of Regulation NMS
provides that the time for conclusion of proceedings to determine whether a national market system plan or proposed amendment should be disapproved may be extended for an additional period up to 60 days up to 300 days from the date of notice publication if the Commission determines that a longer period is appropriate and publishes the reasons for such determination or the plan participants consent to the longer period.8 The 240th day after publication of the Notice for the Proposed Amendment is September 3, 2021. The Commission is extending this 240-day period.
The Commission finds that it is appropriate to designate a longer period within which to conclude proceedings regarding the Proposed Amendment so that it has sufficient time to consider the Proposed Amendment and the comments received. Accordingly, pursuant to Rule 608b2ii of Regulation NMS,9 the Commission designates November 2, 2021, as the date by which the Commission shall conclude the proceedings to determine whether to approve or disapprove the Proposed Amendment File No. 4698.
By the Commission.
Vanessa A. Countryman, Secretary.
FR Doc. 202119341 Filed 9321; 8:45 am BILLING CODE 801101P

4 See Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail, Exchange Act Release No.
90826 December 30, 2020, 86 FR 591 Notice.
Comments received in response to the Notice can be found on the Commissions website at https
www.sec.gov/comments/4-698/4-698.htm.
5 See Exchange Act Release No. 91487 April 6, 2021, 86 FR 19054 April 12, 2021.
6 See 17 CFR 242.608b2i.
7 See Securities Exchange Act Release No. 92266
June 25, 2021, 86 FR 35142 July 1, 2021.
8 See 17 CFR 242.608b2ii.
9 Id.

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Federal Register - September 7, 2021

TítuloFederal Register

PaísEstados Unidos de América

Fecha07/09/2021

Nro. de páginas320

Nro. de ediciones7796

Primera edición14/03/1936

Ultima edición16/06/2026

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