Federal Register - September 2, 2021

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Fuente: Federal Register

49360

Federal Register / Vol. 86, No. 168 / Thursday, September 2, 2021 / Notices
continued listing condition, that each business day, before the opening of trading in the regular market session, an investment company make publicly available on its website the composition of any Custom Basket transacted on the previous business day, except a Custom Basket that differs from the applicable Proxy Basket only with respect to cash, also furthers the goals of transparency and full and fair disclosure, to the benefit of investors and the public interest.
B. Self-Regulatory Organizations Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purpose of the Act. The Exchange believes the proposed rule change, by permitting the use of Custom Baskets, is consistent with a funds exemptive relief, would introduce additional competition among various ETF
products to the benefit of investors.
C. Self-Regulatory Organizations Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Within 45 days of the date of publication of this notice in the Federal Register or within such longer period up to 90 days i as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or ii as to which the self-regulatory organization consents, the Commission will: A By order approve or disapprove such proposed rule change, or B institute proceedings to determine whether the proposed rule change should be disapproved.

lotter on DSK11XQN23PROD with NOTICES1

IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
NASDAQ2021065 on the subject line.

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Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRNASDAQ2021065. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRNASDAQ2021065 and should be submitted on or before September 23, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.9
Vanessa A. Countryman, Secretary.
FR Doc. 202118943 Filed 9121; 8:45 am BILLING CODE 801101P

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CFR 200.303a12.

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SECURITIES AND EXCHANGE
COMMISSION
Release No. 3492798; File No. SR
PEARL202133

Self-Regulatory Organizations; MIAX
PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX
Express Network Full Service Ports August 27, 2021.

I. Introduction On July 1, 2021, MIAX PEARL, LLC
MIAX Pearl or Exchange filed with the Securities and Exchange Commission Commission, pursuant to Section 19b1 of the Securities Exchange Act of 1934 Exchange Act or Act,1 and Rule 19b4 thereunder,2
a proposed rule change File Number SRPEARL202133 to amend the MIAX Pearl Options Fee Schedule Fee Schedule to increase monthly fees for the Exchanges MIAX Express Network Full Service MEO Ports.3 The proposed rule change was immediately effective upon filing with the Commission pursuant to Section 19b3A of the Act.4 The proposed rule change was published for comment in the Federal Register on July 15, 2021.5 The Commission has received no comment letters on the proposed rule change.
Under Section 19b3C of the Act,6
the Commission is hereby: i Temporarily suspending File Number SRPEARL202133; and ii instituting proceedings to determine whether to approve or disapprove File Number SR
PEARL202133.
II. Description of the Proposed Rule Change MIAX Pearl proposes to increase the monthly fees for Full Service MEO
Ports, which fee increases became effective July 1, 2021.7 The Exchange states that Full Service MEO Ports are used for by options Members to submit 1 15

U.S.C. 78sb1.
CFR 240.19b4.
3 MEO Interface or MEO means a binary order interface for certain order types as set forth in Rule 516 into the MIAX Pearl System. See Notice, infra note 5, at 37347 n.3.
4 15 U.S.C. 78sb3A. A proposed rule change may take effect upon filing with the Commission if it is designated by the exchange as establishing or changing a due, fee, or other charge imposed by the self-regulatory organization on any person, whether or not the person is a member of the self-regulatory organization. 15 U.S.C. 78sb3Aii.
5 See Securities Exchange Act Release No. 92365
July 9, 2021, 86 FR 37347 Notice.
6 15 U.S.C. 78sb3C.
7 See Notice, supra note 5, at 37347.
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Federal Register - September 2, 2021

TítuloFederal Register

PaísEstados Unidos de América

Fecha02/09/2021

Nro. de páginas240

Nro. de ediciones7802

Primera edición14/03/1936

Ultima edición25/06/2026

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