Federal Register - August 24, 2021
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Fuente: Federal Register
Federal Register / Vol. 86, No. 161 / Tuesday, August 24, 2021 / Notices III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: i Significantly affect the protection of investors or the public interest; ii impose any significant burden on competition; and iii become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19b3A of the Act 15 and Rule 19b 4f6 thereunder.16
At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.
IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
NASDAQ2021063 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRNASDAQ2021063. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule lotter on DSK11XQN23PROD with NOTICES1
15 15
U.S.C. 78sb3A.
CFR 240.19b4f6. In addition, Rule 19b 4f6 requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.
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change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRNASDAQ2021063, and should be submitted on or before September 14, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.17
Jill M. Peterson, Assistant Secretary.
FR Doc. 202118118 Filed 82321; 8:45 am BILLING CODE 801101P
SECURITIES AND EXCHANGE
COMMISSION
SEC File No. 270629, OMB Control No.
32350719
Submission for OMB Review;
Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736
Extension:
Exchange Act Rules 13n113n12; Form SDR
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995
PRA 44 U.S.C. 3501 et seq., the Securities and Exchange Commission Commission has submitted to the Office of Management and Budget OMB a request for approval of extension of the previously approved collection of information provided for in Rules 13n1 through 13n12 17 CFR
240.13n1 through 240.13n12 and Form SDR Rules, under the 17 17
PO 00000
CFR 200.303a12.
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Securities Exchange Act of 1934 15
U.S.C. 78mn3 et seq..
Under the Rules, security-based swap data repositories SDRs are required to register with the Commission by filing a completed Form SDR the filing of a completed Form SDR also constitutes an application for registration as a securities information processor SIP. SDRs are also required to abide by certain minimum standards set out in the Rules, including a requirement to update Form SDR, abide by certain duties and core principles, maintain data in accordance with the rules, keep systems in accordance with the Rules, keep records, provide reports to the Commission, maintain the privacy of security-based swaps SBSs data, make certain disclosures, and designate a Chief Compliance Officer. In addition, there are a number of collections of information contained in the Rules. The information collected pursuant to the Rules is necessary to carry out the mandates of the Dodd-Frank Act and help ensure an orderly and transparent market for SBSs.
Assuming a maximum of ten SDRs, the Commission estimates that the total reporting burden for all of the Rules and Form SDR for all respondents is 463,493
hours initially, with a total annual burden thereafter of 270,511.70 hours totaling approximately 1,275,028 hours.
This equates to approximately 425,009.29 hours per year when annualized over three years. In addition, the Commission estimates that the total cost for all of the Rules and Form SDR
for all respondents is approximately $103,364,700 initially, with a total annual cost thereafter of $65,227,720
totaling approximately $299,047,860.
This equates to $99,682,619.90 per year when annualized over three years. A
detailed break-down of the estimated burdens and costs is provided in the supporting statement.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number.
The public may view background documentation for this information collection at the following website:
>www.reginfo.gov<. Find this particular information collection by selecting Currently under 30-day ReviewOpen for Public Comments or by using the search function.
Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to i >MBX.OMB.OIRA.SEC_
desk_officer@omb.eop.gov< and ii
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