Federal Register - August 10, 2021
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Fuente: Federal Register
43704
Federal Register / Vol. 86, No. 151 / Tuesday, August 10, 2021 / Notices
Exchange has asked the Commission to waive the 30-day operative delay so that the proposed rule change may become operative immediately upon filing. As noted by the Exchange, correcting the cross-reference in Rule 3.31a2Ai and updating the reference to an obsolete CE Program in Rule 3.33a3
would immediately alleviate potential confusion in connection with the Exchanges publicly available rulebook.
The Exchange also states that the proposed rule changes will help ensure accuracy and clarity relating to cross references in its rules and regarding CE
for TPHs. Additionally, the Exchange notes that the proposed rule change to Exchange Rule 3.34 is based on a similar rule change by FINRA that has already taken effect. Finally, as the Exchange notes above in regard to its proposed rule change allowing electronic signatures to satisfy the signature requirements of Rule 3.34, the COVID
19 pandemic amplified the need to better manage operational challenges like those that arose during the pandemic 16 and that may continue to arise in the future.
For these reasons, the Commission believes that waiver of the 30-day operative delay is consistent with the protection of investors and the public interest. Accordingly, the Commission hereby waives the 30-day operative delay and designates the proposal operative upon filing.17
At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule change should be approved or disapproved.
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IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
16 See supra note 9 where FINRA noted the same. In that filing, FINRA also requested and the Commission granted a waiver of the 30-day operative delay. See SRFINRA2021003, 86 FR at 139389.
17 For purposes only of waiving the 30-day operative delay, the Commission has considered the proposed rule changes impact on efficiency, competition, and capital formation. See 15 U.S.C.
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Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
CBOE2021043 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRCBOE2021043. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRCBOE
2021043 and should be submitted on or before August 31, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.18
J. Matthew DeLesDernier, Assistant Secretary.
SECURITIES AND EXCHANGE
COMMISSION
Release No. 34-92563; File No. SR
NYSEARCA202168
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing of Proposed Rule Change New Rule 6.91PO
August 4, 2021.
Pursuant to Section 19b1 1 of the Securities Exchange Act of 1934 the Act,2 and Rule 19b4 thereunder,3
notice is hereby given that on July 23, 2021, NYSE Arca, Inc. NYSE Arca or the Exchange filed with the Securities and Exchange Commission the Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes new Rule 6.91PO Electronic Complex Order Trading to reflect the implementation of the Exchanges Pillar trading technology on its options market and to make conforming amendments to Rule 6.47AO Order Exposure RequirementsOX. The proposed change is available on the Exchanges website at www.nyse.com, at the principal office of the Exchange, and at the Commissions Public Reference Room.
II. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below.
The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.
FR Doc. 202116966 Filed 8921; 8:45 am BILLING CODE 801101P
15 U.S.C. 78sb1.
15 U.S.C. 78a.
3 17 CFR 240.19b4.
1
2
18 17
PO 00000
CFR 200.303a12.
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