Federal Register - August 10, 2021

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Fuente: Federal Register

Federal Register / Vol. 86, No. 151 / Tuesday, August 10, 2021 / Notices due to COVID19 related considerations the Qualifying Firms.5
Because the Trading Floor continued to operate with reduced capacity, the Exchange extended the fee waivers for Qualifying Firms through the earlier of the first full month of a full reopening of the Trading Floor facilities to Floor personnel or June 2021.
As the Trading Floor re-opened without social distancing requirements for vaccinated personnel on June 25, 2021 and the expiration date has passed, the Exchange is submitting this proposed rule change to remove the language related to the fee waivers from the Fee Schedule.
2. Statutory Basis The Exchange believes that the proposed rule change is consistent with Section 6b of the Act,6 in general, and furthers the objectives of Sections 6b4 and 5 of the Act,7 in particular, because it provides for the equitable allocation of reasonable dues, fees, and other charges among its members, issuers and other persons using its facilities and does not unfairly discriminate between customers, issuers, brokers or dealers.
The Exchange believes that the proposed modifications to the Fee Schedule to remove expired fee waivers that the Exchange no longer offers are reasonable, equitable, and not unfairly discriminatory because the changes would provide clarity to the Fee Schedule, and do not affect any current activity by any ATP Holder.
B. Self-Regulatory Organizations Statement on Burden on Competition
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In accordance with Section 6b8 of the Act, the Exchange does not believe that the proposed rule change would impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.
Instead, the proposed change is meant to add clarity and transparency to the Fee Schedule to the benefit of all market participants that trade on the Exchange.
5 See Securities Exchange Act Release Nos. 89241
July 7, 2020, 85 FR 42034 July 13, 2020 SR
NYSEAMER202047; 89482 August 5, 2020, 85
FR 48577 August 11, 2020 SRNYSEAMER
202055; 89692 August 27, 2020, 85 FR 54611
September 2, 2020 SRNYSEAMER202065;
90193 October 15, 2020, 85 FR 67069 October 21, 2020 SRNYSEAMER202076; 90833 December 30, 2020, 86 FR 641 January 6, 2021 SR
NYSEAMER202087, 91366 March 19, 2021 86
FR 15987 March 25, 2021 SRNYSEAMER2021
14.
6 15 U.S.C. 78fb.
7 15 U.S.C. 78fb4 and 5.

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C. Self-Regulatory Organizations Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were solicited or received with respect to the proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change is effective upon filing pursuant to Section 19b3A 8 of the Act and subparagraph f2 of Rule 19b4 9
thereunder, because it establishes a due, fee, or other charge imposed by the Exchange.
At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19b2B 10 of the Act to determine whether the proposed rule change should be approved or disapproved.
IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
NYSEAMER202134 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRNYSEAMER202134. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions U.S.C. 78sb3A.
CFR 240.19b4f2.
10 15 U.S.C. 78sb2B.

internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRNYSEAMER202134, and should be submitted on or before August 31, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.11
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202116964 Filed 8921; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3492562; File No. SRCBOE
2021043

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3.31, 3.33 and 3.34
August 4, 2021.

Pursuant to Section 19b1 of the Securities Exchange Act of 1934 the Act,1 and Rule 19b4 thereunder,2
notice is hereby given that on July 22, 2021, Cboe Exchange, Inc. the Exchange or Cboe Options filed with the Securities and Exchange Commission the Commission the proposed rule change as described in Items I and II below, which Items have been substantially prepared by the
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CFR 200.303a12.
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2 17 CFR 240.19b4.

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Federal Register - August 10, 2021

TítuloFederal Register

PaísEstados Unidos de América

Fecha10/08/2021

Nro. de páginas325

Nro. de ediciones7802

Primera edición14/03/1936

Ultima edición25/06/2026

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