Federal Register - July 28, 2021
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Fuente: Federal Register
40310
Federal Register / Vol. 86, No. 142 / Wednesday, July 28, 2021 / Rules and Regulations
EDGAR Release 21.2 also introduces additional changes in EDGAR that do not require corresponding amendments to the Filer Manual. See the Updates section of Volume II of the EDGAR Filer Manual, Volume II: EDGAR Filing.
IV. Amendments to Rule 301 of Regulation ST
Along with the adoption of the updated Filer Manual, we are amending Rule 301 of Regulation ST to provide for the incorporation by reference into the Code of Federal Regulations of the current revisions. This incorporation by reference was approved by the Director of the Federal Register in accordance with 5 U.S.C. 552a and 1 CFR part 51.
The updated EDGAR Filer Manual is available at https www.sec.gov/edgar/
filer-information/current-edgar-filermanual. Typically, the EDGAR Filer Manual is also available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Due to pandemic conditions, however, access to the Commissions Public Reference Room is not permitted at this time.
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V. Administrative Law Matters
Securities Act of 1933,13 Sections 3, 12, 13, 14, 15, 15B, 23, and 35A of the Securities Exchange Act of 1934,14
Section 319 of the Trust Indenture Act of 1939,15 and Sections 8, 30, 31, and 38
of the Investment Company Act of 1940.16
List of Subjects in 17 CFR Part 232
Incorporation by reference, Reporting and recordkeeping requirements, Securities.
Text of the Amendments In accordance with the foregoing, title 17, chapter II of the Code of Federal Regulations is amended as follows:
PART 232 REGULATION ST
GENERAL RULES AND REGULATIONS
FOR ELECTRONIC FILINGS
1. The authority citation for part 232
continues to read, in part, as follows:
Authority: 15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77sa, 77z3, 77sssa, 78cb, 78l, 78m, 78n, 78od, 78wa, 78ll, 80a6c, 80a8, 80a29, 80a30, 80a37, 7201 et seq.; and 18 U.S.C.
1350, unless otherwise noted.
2. Section 232.301 is revised to read as follows:
232.301
EDGAR Filer Manual.
13 15
U.S.C. 77f, 77g, 77h, 77j, and 77sa.
14 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78o4, 78w, and 78ll.
15 15 U.S.C. 77 sss.
16 15 U.S.C. 80a8, 80a29, 80a30, and 80a37.
U.S.C. 553bA.
U.S.C. 601612.
11 5 U.S.C. 8043C.
12 5 U.S.C. 553d3.
10 5
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Jkt 253001
By the Commission.
Dated: June 21, 2021.
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202115317 Filed 72721; 8:45 am BILLING CODE 801101P
Filers must prepare electronic filings Because the Filer Manual, and form in the manner prescribed by the EDGAR
and rule amendments, relate solely to Filer Manual, promulgated by the agency procedures or practice and do Commission, which sets forth the not substantially alter the rights and technical formatting requirements for obligations of non-agency parties, electronic submissions. The publication for notice and comment is requirements for becoming an EDGAR
not required under the Administrative Filer and updating company data are set Procedure Act APA.9 It follows that forth in the updated EDGAR Filer the amendments do not require analysis Manual, Volume I: General under requirements of the Regulatory Information, Version 38 June 2021.
Flexibility Act 10 or a report to Congress The requirements for filing on EDGAR
under the Small Business Regulatory are set forth in the updated EDGAR Filer Fairness Act.11
Manual, Volume II: EDGAR Filing, The effective date for the updated Version 58 June 2021. All of these Filer Manual and related rule provisions have been incorporated by amendments is July 28, 2021. In reference into the Code of Federal accordance with the APA,12 we find that Regulations, which action was approved there is good cause to establish an by the Director of the Federal Register effective date less than 30 days after in accordance with 5 U.S.C. 552a and publication of these rules. The 1 CFR part 51. You must comply with Commission believes that establishing these requirements in order for an effective date less than 30 days after documents to be timely received and publication of these rules is necessary to accepted. The EDGAR Filer Manual is coordinate the effectiveness of the available at https www.sec.gov/edgar/
updated Filer Manual with the related filer-information/current-edgar-filersystem upgrades.
manual. Typically, the EDGAR Filer Manual is also available for website VI. Statutory Basis viewing and printing in the We are adopting the amendments to Commissions Public Reference Room, Regulation ST under the authority in 100 F Street NE, Washington, DC 20549, Sections 6, 7, 8, 10, and 19a of the 95
on official business days between the hours of 10 a.m. and 3 p.m. Due to pandemic conditions, however, access to the Commissions Public Reference Room is not permitted at this time. You can also inspect the document at the National Archives and Records Administration NARA. For information on the availability of this material at NARA, email fedreg.legal@
nara.gov, or go to: https
www.archives.gov/federal-register/cfr/
ibr-locations.html.
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DEPARTMENT OF THE TREASURY
Office of Foreign Assets Control 31 CFR Part 589
Publication of Ukraine-Related Web General License 15 and Subsequent Iterations Office of Foreign Assets Control, Treasury.
ACTION: Publication of web general licenses.
AGENCY:
The Department of the Treasurys Office of Foreign Assets Control OFAC is publishing 11
Ukraine-related web general licenses GLs in the Federal Register: GL 15, GL
15A, GL 15B, GL 15C, GL 15D, GL 15E, GL 15F, GL 15G, GL 15H, and GL 15I, each of which is now expired and was previously issued on OFACs website, as well as GL 15J, which was also previously issued on OFACs website and expires on January 26, 2022.
DATES: GL 15J was issued on December 23, 2020 and expires on January 26, 2022. See SUPPLEMENTARY INFORMATION
of this rule for additional relevant dates.
FOR FURTHER INFORMATION CONTACT:
OFAC: Assistant Director for Licensing, 2026222480; Assistant Director for Regulatory Affairs, 2026224855; or Assistant Director for Sanctions Compliance & Evaluation, 202622
2490.
SUMMARY:
SUPPLEMENTARY INFORMATION:
Electronic Availability This document and additional information concerning OFAC are available on OFACs website:
www.treasury.gov/ofac.
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