Quiero saber acerca de...

Federal Register / Vol. 86, No. 136 / Tuesday, July 20, 2021 / Notices burden on competition. The term electronic order book makes clear that specific order book being described.
The Exchanges proposal to amend Options 8, Section 28g to provide that Floor Brokers may enter limit, market, stop-limit or stop orders into the electronic order book does not impose an undue burden on competition.
Currently, Options 8, Section 28g only refers to limit orders when it should have also noted market, stop-limit and stop orders. The Exchange notes that Floor Brokers may also utilize market, stop-limit and stop orders to clear resting Customers orders from the electronic order book. Today, placing market, stop-limit and stop orders on the electronic order book does not require exposure in open outcry.
Options 10, Section 20
The Exchange proposes to update a reference to Phx Rule 1049 within Options 10, Section 20, Options Communications, and replace Nasdaq PHLX throughout this rule with Phlx are non-substantive amendments that will clarify the Rulebook.
C. Self-Regulatory Organizations Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received.

khammond on DSKJM1Z7X2PROD with NOTICES

III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: i Significantly affect the protection of investors or the public interest; ii impose any significant burden on competition; and iii become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19b3Aiii of the Act 22 and subparagraph f6 of Rule 19b4
thereunder.23
At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the 22 15

U.S.C. 78sb3Aiii.
CFR 240.19b4f6. In addition, Rule 19b 4f6 requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.
23 17

VerDate Sep<11>2014

17:00 Jul 19, 2021

Jkt 253001

Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.
IV. Solicitation of Comments
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
Phlx202141 on the subject line.
Paper Comments Send paper comments in triplicate to: Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRPhlx202141. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRPhlx202141 and should be submitted on or before August 10, 2021.

Frm 00118

Fmt 4703

Sfmt 4703

For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.24
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202115339 Filed 71921; 8:45 am
Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:

PO 00000

38381

BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
Release No. 3492410; File No. SRDTC
2021012

Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Modifications to the Text of the Rules and the Procedures, of the Service Guide for the DTC Canadian-Link Service and the DTC Operational Arrangements Relating to the Elimination of the Canadian Dollar Settlement Feature of the CanadianLink Service July 14, 2021.

Pursuant to Section 19b1 of the Securities Exchange Act of 1934
Act 1 and Rule 19b4 thereunder,2
notice is hereby given that on July 12, 2021, The Depository Trust Company DTC filed with the Securities and Exchange Commission Commission the proposed rule change as described in Items I, II and III below, which Items have been prepared by the clearing agency. DTC filed the proposed rule change pursuant to Section 19b3A
of the Act 3 and Rule 19b4f4
thereunder.4 The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Clearing Agencys Statement of the Terms of Substance of the Proposed Rule Change The proposed rule change of DTC 5
consists of modifications to the text of the Rules and the Procedures,6
24 17

CFR 200.303a12.
U.S.C. 78sb1.
2 17 CFR 240.19b4.
3 15 U.S.C. 78sb3A.
4 17 CFR 240.19b4f4.
5 Capitalized terms not defined herein are defined in the Rules, By-Laws, and Organization Certificate of DTC Rules, available at www.dtcc.com//
media/Files/Downloads/legal/rules/dtc_rules.pdf and the Guide.
6 Pursuant to the Rules, the term Procedures means the Procedures, service guides, and regulations of DTC adopted pursuant to Rule 27, as amended from time to time. See Rule 1, Section 1, supra note 5. Pursuant to Rule 27, each Participant and DTC is bound by the Procedures and any amendment thereto in the same manner as it is 1 15

E:FRFM20JYN1.SGM

Continued
20JYN1