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Federal Register / Vol. 86, No. 128 / Thursday, July 8, 2021 / Notices
Send an email to rule-comments@
sec.gov. Please include File Number SR
NYSE202137 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRNYSE202137. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRNYSE202137 and should be submitted on or before July 29, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.11
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202114500 Filed 7721; 8:45 am
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BILLING CODE 801101P

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CFR 200.303a12.

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SECURITIES AND EXCHANGE
COMMISSION
Extension: Rule 17g8 & 9; OMB Control No. 32350693

Submission for OMB Review;
Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995
44 U.S.C. 3501 et seq., the Securities and Exchange Commission Commission has submitted to the Office of Management and Budget OMB a request for approval of extension of the previously approved collection of information provided for in Rule 17g8 and 17g9 17 CFR 240.17g 8 and 9 under the Securities Exchange Act of 1934 15 U.S.C. 78a et seq.
Exchange Act.
Rule 17g8 contains certain requirements for Nationally Recognized Statistical Rating Organizations NRSROs to have policies and procedures with respect to the procedures and methodologies the NRSRO uses to determine credit ratings, with respect to the symbols, numbers, or scores it uses to denote credit ratings, to address instances in which a look-back review determines that a conflict of interest influenced a credit rating, and to consider certain prescribed factors for an effective internal structure. Rule 17g 9 contains requirements for NRSROs to ensure that any person employed by an NRSRO to determine credit ratings meets standards necessary to produce accurate ratings. Currently, there are 9
credit rating agencies registered as NRSROs with the Commission. The Commission estimates that the total burden for respondents to comply with Rule 17g8 is 1,305 hours and to comply with Rule 17g9 is 32,335
hours.
An agency may not conduct or sponsor a collection of information unless it displays a currently valid OMB
control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid OMB control number.
The public may view background documentation for this information collection at the following website:
>www.reginfo.gov<. Find this particular information collection by selecting Currently under 30-day ReviewOpen for Public Comments or by using the search function. Written comments and
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recommendations for the proposed information collection should be sent within 30 days of publication of this notice to i >www.reginfo.gov/public/
do/PRAMain< and ii David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov.
Dated: July 2, 2021.
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202114581 Filed 7721; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
Extension: Rule 17g5, OMB Control No.
32350649

Submission for OMB Review;
Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995
44 U.S.C. 3501 et seq., the Securities and Exchange Commission Commission has submitted to the Office of Management and Budget OMB a request for approval of extension of the previously approved collection of information provided for in Rule 17g5 17 CFR 240.17g5 under the Securities Exchange Act of 1934 15
U.S.C. 78a et seq. Exchange Act.
Rule 17g5 requires the disclosure of and establishment of procedures to manage certain NRSRO conflicts of interest, prohibits certain other NRSRO
conflicts of interest, and contains requirements regarding the disclosure of information in the case of the conflict of interest of an NRSRO issuing or maintaining a credit rating on an assetbacked security that was paid for by the issuer, sponsor, or underwriter of the security. The Commission currently estimates that the total annual burden for respondents to comply with Rule 17g5 is 263,306 hours.
An agency may not conduct or sponsor a collection of information unless it displays a currently valid OMB
control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid OMB control number.
The public may view background documentation for this information collection at the following website:

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