Federal Register - March 5, 2021
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Fuente: Federal Register
Federal Register / Vol. 86, No. 42 / Friday, March 5, 2021 / Rules and Regulations
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wrap fee programs must provide to each of their wrap fee program clients. Used in: Part 2, General Instructions; Used throughout Part 2A, Appendix 1
65. Wrap Fee Program: Any advisory program under which a specified fee or fees not based directly upon transactions in a clients account is
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charged for investment advisory services which may include portfolio management or advice concerning the selection of other investment advisers and the execution of client transactions.
Used in: Part 1, Item 5; Schedule D;
Part 2A, Instructions, Item 4, used
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throughout Appendix 1; Part 2B, Instructions By the Commission.
Dated: December 22, 2020.
Vanessa A. Countryman, Secretary.
FR Doc. 202028868 Filed 3421; 8:45 am BILLING CODE 801101P
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