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Federal Register / Vol. 86, No. 38 / Monday, March 1, 2021 / Notices action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19b2B 26 of the Act to determine whether the proposed rule change should be approved or disapproved.
IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File No. SR
NYSEAMER202111 on the subject line.
Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File No.
SRNYSEAMER202111. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit
personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No.
SRNYSEAMER202111, and should be submitted on or before March 22, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.27
J. Matthew DeLesDernier, Assistant Secretary.

may consist of adjudicatory, examination, litigation, or regulatory matters.
CONTACT PERSON FOR MORE INFORMATION:

For further information; please contact Vanessa A. Countryman from the Office of the Secretary at 202 5515400.
Dated: February 25, 2021.
Eduardo A. Aleman, Deputy Secretary.
FR Doc. 202104273 Filed 22521; 4:15 pm BILLING CODE 801101P

FR Doc. 202104177 Filed 22621; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION

SECURITIES AND EXCHANGE
COMMISSION

Release No. 3491184; File No. SROCC
2021801

Sunshine Act Meetings
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Relating to OCCs Establishment of Persistent Minimum Skin-In-The-Game
2:00 p.m. on Thursday, March 4, 2021.
PLACE: The meeting will be held via remote means and/or at the Commissions headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters also may be present.
In the event that the time, date, or location of this meeting changes, an announcement of the change, along with the new time, date, and/or place of the meeting will be posted on the Commissions website at https
www.sec.gov.
The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5
U.S.C. 552bc3, 5, 6, 7, 8, 9B
and 10 and 17 CFR 200.402a3, a5, a6, a7, a8, a9ii and a10, permit consideration of the scheduled matters at the closed meeting.
The subject matter of the closed meeting will consist of the following topics:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Resolution of litigation claims; and Other matters relating to examinations and enforcement proceedings.
At times, changes in Commission priorities require alterations in the scheduling of meeting agenda items that TIME AND DATE:

February 23, 2021.

Pursuant to Section 806e1 of Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, entitled Payment, Clearing and Settlement Supervision Act of 2010
Clearing Supervision Act 1 and Rule 19b4n1i 2 under the Securities Exchange Act of 1934 Exchange Act,3 notice is hereby given that on February 10, 2021, the Options Clearing Corporation OCC or Corporation filed with the Securities and Exchange Commission SEC or Commission an advance notice as described in Items I, II and III below, which Items have been prepared by OCC. The Commission is publishing this notice to solicit comments on the advance notice from interested persons.
I. Clearing Agencys Statement of the Terms of Substance of the Advance Notice This advance notice is submitted in connection with proposed changes that would amend OCCs Rules, Capital Management Policy, and certain other OCC policies to establish a persistent minimum level of OCCs own prefunded financial resources commonly referred to as skin-in-the-game that OCC would contribute to cover default losses or liquidity shortfalls.
Amendments to OCCs Rules are included in Exhibit 5a of filing SR
OCC2021801. Amendments to OCCs Capital Management Policy are included in confidential Exhibit 5b of filing SR
1 12

U.S.C. 5465e1.
CFR 240.19b4n1i.
3 15 U.S.C. 78a et seq.
2 17

26 15

U.S.C. 78sb2B.

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